Breakwater Investment Management Portfolio Stock Holdings
According to the SEC 13F filed on October 20, 2026, Breakwater Investment Management disclosed 769 stock positions valued at approximately $301.70M as of quarter-end September 30, 2026. The largest holdings include VANGUARD INDEX FDS, SCHWAB STRATEGIC TR, and VANGUARD STAR FDS.
- Report Period
- September 30, 2026
- No. of Stocks
- 769
- Portfolio Value
- $301.70M
Holdings by Sector
Breakwater Investment Management Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | VTI | Other | 12.97% | 104,534 | -8,280 | -7.34% | $39,120,918 |
| SCHWAB STRATEGIC TR | SCHB | Other | 7.75% | 797,579 | -58,725 | -6.86% | $23,377,036 |
| VANGUARD STAR FDS | VXUS | Other | 6.18% | 219,606 | -4,902 | -2.18% | $18,657,742 |
| SPDR SERIES TRUST | SPTM | Other | 4.76% | 156,111 | +41,510 | +36.22% | $14,370,056 |
| MICROSOFT CORP | MSFT | Technology | 4.50% | 26,450 | +1,964 | +8.02% | $13,566,405 |
| SCHWAB STRATEGIC TR | SCHF | Other | 2.99% | 328,383 | +80,750 | +32.61% | $9,020,681 |
| SCHWAB STRATEGIC TR | SCCR | Other | 2.80% | 347,825 | +35,957 | +11.53% | $8,459,116 |
| VANGUARD INTL EQUITY INDEX F | VEU | Other | 2.44% | 88,566 | -5,088 | -5.43% | $7,348,286 |
| VANGUARD MALVERN FDS | VCRB | Other | 2.20% | 90,088 | +7,623 | +9.24% | $6,632,299 |
| SSGA ACTIVE TR | ALLW | Other | 2.15% | 226,694 | +154,235 | +212.86% | $6,476,639 |
| VANGUARD BD INDEX FDS | BND | Other | 2.15% | 92,262 | -24,497 | -20.98% | $6,472,211 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 2.14% | 8,474 | -158 | -1.83% | $6,462,527 |
| VANGUARD INTL EQUITY INDEX F | VT | Other | 2.11% | 40,260 | -1,625 | -3.88% | $6,354,987 |
| VANGUARD INTL EQUITY INDEX F | VWO | Other | 1.79% | 91,264 | -6,063 | -6.23% | $5,412,840 |
| VANGUARD WORLD FD | MGK | Other | 1.67% | 54,339 | -4,285 | -7.31% | $5,034,512 |
| VANGUARD WHITEHALL FDS | VYM | Other | 1.67% | 32,431 | -4,586 | -12.39% | $5,033,334 |
| VANGUARD CHARLOTTE FDS | BNDX | Other | 1.65% | 106,210 | -53,541 | -33.52% | $4,978,085 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 1.56% | 18,948 | -1,056 | -5.28% | $4,720,895 |
| VANGUARD SPECIALIZED FUNDS | VIG | Other | 1.54% | 19,905 | -1,373 | -6.45% | $4,644,036 |
| SPDR SERIES TRUST | SPAB | Other | 1.42% | 175,673 | +52,532 | +42.66% | $4,279,393 |
| SCHWAB STRATEGIC TR | SCHD | Other | 1.20% | 110,839 | -26,259 | -19.15% | $3,605,581 |
| SPDR INDEX SHS FDS | SPEM | Other | 1.15% | 67,034 | +45,621 | +213.05% | $3,469,671 |
| SPDR SERIES TRUST | EMHC | Other | 1.12% | 141,974 | +20,256 | +16.64% | $3,388,927 |
| VANGUARD WORLD FD | MGV | Other | 1.09% | 20,339 | -4,260 | -17.32% | $3,276,419 |
| VANGUARD WHITEHALL FDS | VYMI | Other | 1.08% | 32,306 | -2,735 | -7.81% | $3,267,112 |
| SSGA ACTIVE TR | PRIV | Other | 1.07% | 134,389 | +98,554 | +275.02% | $3,231,717 |
| SSGA ACTIVE TR | HYBL | Other | 1.04% | 113,375 | +84,730 | +295.79% | $3,125,754 |
| SPDR INDEX SHS FDS | SPDW | Other | 0.98% | 59,130 | -5,323 | -8.26% | $2,968,910 |
| SPDR SERIES TRUST | TFI | Other | 0.95% | 67,225 | +56,612 | +533.42% | $2,875,226 |
| SCHWAB STRATEGIC TR | SCHZ | Other | 0.86% | 117,250 | -17,529 | -13.01% | $2,591,225 |
Showing 30 of 769 holdings in the latest reporting period.