Howard Marks - Oaktree Capital Management Options Holdings (Q3 2021)
According to the SEC 13F filed on Aug 14, 2026, the Oaktree Capital Management portfolio disclosed options positions as of quarter-end Jun 30, 2026. These positions include call and put options tied to underlying equity holdings, providing a deeper look at the fund's use of derivatives for exposure and hedging.
The reported options activity included 2 call contracts and 2 put contracts across companies such as SPDR S&P 500 (SPY), CHKEL (CHKEL), Mr. Cooper Group Inc. (COOP). Options positions can signal strategies around hedging risk, enhancing leverage, or adjusting portfolio exposure during market shifts.
Options Positions
Showing 4 of 4 positions.
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2021 | SPY | SPDR S&P 500 | PUT | 317,000 | $136,037.00 |
| Q3 2021 | CHKEL | CHKEL | CALL | 1,607,672 | $76,665.00 |
| Q3 2021 | COOP | Mr. Cooper Group Inc. | CALL | 1,000,000 | $41,170.00 |
| Q3 2021 | CFLT | Confluent, Inc. | PUT | 360,000 | $21,474.00 |
Note: Notional value represents the total exposure of the options position.