Richard S. Fuld - Matrix Private Capital Group 13F Activity & Position Changes (Q3 2021)

According to the SEC 13F filed on Feb 22, 2022, the Matrix Private Capital Group portfolio showed several notable changes in holdings as of quarter-end Sep 30, 2021. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2021, the filing reported:

New Buys - Affirm Holdings, Inc., Berkshire Hathaway Inc., SPDR Bloomberg International Tr, iShares U.S. Medical Devices ET, SPDR S&P 400 Mid Cap Value ETF , and 7 more

Increases - Apple Inc., Allstate Corporation (The), Amazon.com, Inc., ARK Fintech Innovation ETF, ARK Genomic Revolution ETF, and 108 more

Reductions - AbbVie Inc., iShares Core U.S. Aggregate Bon, American Tower Corporation (REI, ANSYS, Inc., ARK Next Generation Internet ET, and 31 more

Complete Exits - AptarGroup, Inc., Bristol-Myers Squibb Company, Fair Isaac Corporation, iShares iBoxx $ High Yield Corp, iShares U.S. Health Care Provid, and 7 more

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2021	AAPL Apple Inc.	Apple Inc.	Buy	+693	+1.8%	$5.46K	38,619
Q3 2021	ABBV AbbVie Inc.	AbbVie Inc.	Sell	-221	-9.3%	$232.00	2,152
Q3 2021	AFRM Affirm Holdings, Inc.	Affirm Holdings, Inc.	Buy - Position Entry	+1,906	-	$227.00	1,906
Q3 2021	AGG iShares Core U.S. Aggregate Bon	iShares Core U.S. Aggregate Bon	Sell	-71	-1.7%	$471.00	4,098
Q3 2021	ALL Allstate Corporation (The)	Allstate Corporation (The)	Buy	+8	+0.3%	$350.00	2,732
Q3 2021	AMT American Tower Corporation (REI	American Tower Corporation (REI	Sell	-314	-20.5%	$325.00	1,217
Q3 2021	AMZN Amazon.com, Inc.	Amazon.com, Inc.	Buy	+52	+10.0%	$1.89K	574
Q3 2021	ANSS ANSYS, Inc.	ANSYS, Inc.	Sell	-157	-19.8%	$216.00	634
Q3 2021	ARKF ARK Fintech Innovation ETF	ARK Fintech Innovation ETF	Buy	+3,950	+36.6%	$727.00	14,730
Q3 2021	ARKG ARK Genomic Revolution ETF	ARK Genomic Revolution ETF	Buy	+920	+4.6%	$1.55K	20,793
Q3 2021	ARKK ARK Innovation ETF	ARK Innovation ETF	Buy	+690	+7.2%	$1.14K	10,337
Q3 2021	ARKW ARK Next Generation Internet ET	ARK Next Generation Internet ET	Sell	-715	-34.3%	$190.00	1,367
Q3 2021	ASML ASML	ASML	Buy	+19	+4.2%	$349.00	469
Q3 2021	ATR AptarGroup, Inc.	AptarGroup, Inc.	Sell - Position Exit	-1,709	-100.0%	$0.00	-
Q3 2021	AVGO Broadcom Inc.	Broadcom Inc.	Buy	+15	+1.1%	$646.00	1,333
Q3 2021	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Sell	-1,315	-26.2%	$548.00	3,704
Q3 2021	BAC Bank of America Corporation	Bank of America Corporation	Buy	+302	+4.3%	$312.00	7,339
Q3 2021	BIO Bio-Rad Laboratories, Inc.	Bio-Rad Laboratories, Inc.	Sell	-74	-19.4%	$230.00	308
Q3 2021	BKLN Invesco Senior Loan ETF	Invesco Senior Loan ETF	Sell	-3,498	-3.3%	$2.27K	102,488
Q3 2021	BKNG Booking Holdings Inc. Common St	Booking Holdings Inc. Common St	Buy	+2	+2.0%	$240.00	101
Q3 2021	BMY Bristol-Myers Squibb Company	Bristol-Myers Squibb Company	Sell - Position Exit	-3,080	-100.0%	$0.00	-
Q3 2021	BRK-A Berkshire Hathaway Inc.	Berkshire Hathaway Inc.	Buy - Position Entry	+1	-	$411.00	1
Q3 2021	BRK-B Berkshire Hathaway Inc. New	Berkshire Hathaway Inc. New	Buy	+421	+14.8%	$889.00	3,257
Q3 2021	BWX SPDR Bloomberg International Tr	SPDR Bloomberg International Tr	Buy - Position Entry	+36	-	$1.00	36
Q3 2021	BX Blackstone Inc.	Blackstone Inc.	Buy	+7	+0.1%	$1.23K	10,526
Q3 2021	CCI Crown Castle Inc.	Crown Castle Inc.	Sell	-230	-10.3%	$347.00	2,001
Q3 2021	CDW CDW Corporation	CDW Corporation	Sell	-504	-17.1%	$443.00	2,435
Q3 2021	CI The Cigna Group	The Cigna Group	Buy	+12	+0.9%	$282.00	1,409
Q3 2021	CLOU Global X Cloud Computing ETF	Global X Cloud Computing ETF	Buy	+340	+6.0%	$176.00	6,016
Q3 2021	CMCSA Comcast Corporation	Comcast Corporation	Buy	+284	+6.3%	$270.00	4,824

Page 1 of 6