Advanced Asset Management Advisors Inc Portfolio Shifts: Q3 2026 ETF Purchases and Sales

Advanced Asset Management Advisors Inc ("AAIA") has made notable adjustments to its portfolio during the third quarter of 2026, as evidenced by changes in specific holdings and overall sector allocation. The firm manages a substantial portfolio valued at approximately $379 million.

Observed Purchases This Quarter

The investor demonstrated active buying behavior in several exchange-traded funds (ETFs) during Q3 2026, adding positions that could signal confidence or strategic diversification. Notable purchases include:

• A significant increase in shares of Vanguard Information Technology ETF (VUG), which saw its share count rise by 500.38% and now represents about $412,000 or 0.11% of the portfolio.
• New positions in several Vanguard ETFs: Vanguard Total Stock Market Index Fund (VOO), QQQ (Exchange Traded Fund tracking Nasdaq 100), and others.
• The portfolio percentage allocation for VUG increased from its previous level, indicating a deliberate addition of this ETF.
• Purchases in the form of new positions were noted across multiple Vanguard funds during this period.

These additions suggest potential interest in specific sectors like Technology and broader market exposure through various index funds. The total portfolio value indicates these changes occurred within a substantial asset base, though individual stock purchases are not detailed here.

Observed Sales This Quarter

The investor also disposed of several holdings during Q3 2026, reflecting exits from certain strategies or rebalancing efforts. Key sales observed include:

• A substantial sale of Applied Materials Inc (AMAT), which experienced a 58.03% decrease in shares and saw its portfolio allocation drop from an unknown previous level to $9,800,000.
• This represents one of the largest individual stock sales by AAIA this quarter.

The firm reduced exposure across several ETFs that experienced significant share decreases:

• RSP (iShares Core S&P Small Cap 1500 Growth ETF) decreased by -42.61%
• VDC (Vanguard Dividend Appreciation ETF) decreased by -42.61%

The overall portfolio percentage allocation for AMAT fell to $9,800,000 or 2.58%, indicating a significant reduction in its weighting.

Minor Changes and Stable Holdings

Besides the major buys and sells, there were several other changes observed:

• The investor maintained positions in large-cap ETFs like SPY (slight decrease of -10.34%) and VGSH.
• Several holdings remained unchanged, including VOO (-14.26% change in shares but stable allocation), IVV (stable), CSCO (-0.02%), GWW (stable), GOOGL (-11.4%), and others.

The portfolio's top five holdings by weight saw some adjustments: VOO decreased slightly, while other large positions like IVV (11.23%) and FCX (4.14%) remained stable.

No Disclosures for Certain Activities

The provided data does not include information on purchases or sales of individual common stocks outside the ETFs listed above. Therefore, it cannot be confirmed whether AAIA engaged in buying or selling specific underlying stocks within its funds during this period.