Independent Financial Group Llc Buys Top Stocks, Sells ETFs in Q3 2026

Independent Financial Group Llc has demonstrated a clear investment strategy this quarter, favoring large-cap technology stocks over fixed income or ETFs. The firm's portfolio shows significant buying activity in prominent names while simultaneously trimming exposure to smaller companies.

The investor's most notable purchase was its stake in NVIDIA Corporation (NVDA). According to the filing, Independent Financial Group increased its holdings by 555,736 shares, representing a substantial 48.04% increase from the previous period and boosting its portfolio allocation for this stock to 6.41%. This significant buying suggests confidence in NVDA's growth potential.

Microsoft Corporation (MSFT) also saw considerable investment from Independent Financial Group Llc, with a purchase of 93,459 shares resulting in a nearly 93.83% increase in its stake during the quarter. The portfolio allocation for MSFT reached 1.35%, indicating it was one of the investor's top buys.

Amazon.com Inc (AMZN) received another large inflow, with Independent Financial Group acquiring an additional 233,060 shares. This pushed its stake up by approximately 141% quarter-over-quarter and increased its portfolio weighting to 1.78%. The significant buy signals strong interest in the e-commerce giant.

On the selling side, Independent Financial Group Llc divested from several positions this quarter. Notably, it sold shares of Prospect Cap Corp (PSEC), reducing its stake by -24.95% and exiting an investment that previously held a 0.11% allocation in their portfolio.

Other significant exits included sales of BIZD (-84.23%) and PSEC (-24.95%). The investor also sold shares from smaller caps like IJS, JQUA, and IJK, which are no longer part of the disclosed holdings list for this period.

Additionally, Independent Financial Group Llc purchased positions in several other ETFs or funds during Q3 2026. These include INVESCO QQQ TR (QQQ), with a portfolio weighting increase to 2.68%, Vanguard VANGUARD INDEX FDS (VTI) at 1.01%, and SCHWAB STRATEGIC TR (SCHD) now holding a 0.36% allocation.

Furthermore, the investor acquired shares in Eagle Point Credit Company ETF T (ECC), increasing its stake by -96.6%. It also purchased FSK at a portfolio weighting of 0.15%, and made new investments in CAPITAL GRP FIXED INCM ETF T (CGCP) and COHEN & STEERS TOTAL RETURN (RFI).

Overall, Independent Financial Group Llc appears to have focused its buying power on large-cap technology leaders like NVIDIA, Microsoft, Amazon, and broad-based ETFs such as QQQ. Simultaneously, it sold positions from smaller companies and exited some fixed income or credit opportunity funds.