Uhlmann Price Securities LLC Q3 2026 Investment Activity Analysis

Uhlmann Price Securities, LLC, a prominent investor, saw substantial shifts in their portfolio holdings during the quarter ending September 30, 2026. Their total portfolio value stood at $1,855,840,086, heavily weighted towards Technology stocks, particularly KLA Corporation (KLAC), which accounted for 82.48% of the portfolio.

The investor's Technology sector allocation remains dominant, with KLA Corporation (KLAC) leading at 82.48%. Other significant Technology holdings include Apple (AAPL) at 0.76%, Cisco (CSCO) at 0.37%, Microsoft (MSFT) at 0.36%, and Alphabet (GOOG) at 0.34%. Southern Company (SO), categorized under Utilities, held a smaller allocation of 0.48%, while Intel (INTC) and Vanguard ETFs (VOO) also contributed to the Technology portion.

Uhlmann Price Securities demonstrated notable buying activity this quarter, adding several new positions and increasing stakes in existing ones. Significant purchases included WisdomTree ETFs like DLN (change % 95.37), DES (change % 131.85), and DGRW (change % 140.24), as well as Schwab Strategic Trust (SCHA) and Nuveen Select Mat Muni Fund (NIM). Additionally, they invested in Western Asset Investment Grade Fund (PAI), acquiring a substantial position, and Mosaic Company (MOS) with a 100% increase in shares.

Conversely, the investor also made strategic exits or reduced positions in certain funds. They sold shares of WisdomTree US Dollar Short Maturity ETF (USFR), which saw a 4.5% decrease in holdings, and exited the Nuveen Select Mat Muni Fund (NIM), which experienced a 40.52% reduction. Other exits included the Capital Group Fixed Income ETF (CGHM), with an 38.88% decrease, and the Tri Cont'l Corp (TY), which was reduced by 40.52%.

These changes reflect a dynamic investment strategy focused on capitalizing on specific opportunities and managing risk. The addition of new ETFs and fund holdings suggests a diversification approach beyond individual stocks, while the reduction in certain fixed income and fund positions indicates a shift in focus or performance considerations.

Overall, Uhlmann Price Securities' portfolio as of September 30, 2026, shows a strong concentration in Technology, complemented by investments in other sectors like Healthcare and Financial Services, alongside some strategic reductions in other areas.