Altium Capital Management Llc Portfolio Stock Holdings
According to the SEC 13F filed on August 12, 2026, Altium Capital Management Llc disclosed 17 stock positions valued at approximately $47.47M as of quarter-end June 30, 2026. The largest holdings include ROYCE MICRO-CAP TR INC, ROYCE SMALL CAP TRUST INC, and NEUBERGER NEXT GENERATION.
- Report Period
- June 30, 2026
- No. of Stocks
- 17
- Portfolio Value
- $47.47M
Holdings by Sector
Altium Capital Management Llc Portfolio Holdings in Q2 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| ROYCE MICRO-CAP TR INC | RMT | Financial Services | 8.58% | 278,051 | +35,001 | +14.40% | $4,070,667 |
| ROYCE SMALL CAP TRUST INC | RVT | Financial Services | 7.49% | 192,509 | - | - | $3,555,641 |
| NEUBERGER NEXT GENERATION | NBXG | Other | 7.13% | 204,562 | - | - | $3,383,455 |
| PIMCO DYNAMIC INCOME STRATEG | PDX | Other | 6.92% | 157,700 | - | - | $3,283,314 |
| GENERAL AMERN INVS CO INC | GAM | Financial Services | 6.55% | 48,755 | - | - | $3,108,131 |
| PIMCO CALIF MUN INCOME FD | XPCQX | Other | 6.29% | 333,093 | - | - | $2,987,844 |
| TRI CONTL CORP | TY | Financial Services | 6.27% | 86,458 | +7,538 | +9.55% | $2,975,884 |
| NUVEEN S&P 500 DYNAMIC OVERW | XSSPX | Other | 6.18% | 157,395 | - | - | $2,933,843 |
| CALAMOS GBL DYN INCOME FUND | CHW | Financial Services | 6.17% | 328,901 | - | - | $2,930,508 |
| BNY MELLON STRATEGIC MUNS IN | LEO | Financial Services | 5.97% | 438,676 | - | - | $2,833,847 |
| MEXICO FD INC | MXF | Financial Services | 5.91% | 128,185 | - | - | $2,803,406 |
| HIGHLAND OPPS & INCOME FD | HFRO | Financial Services | 4.76% | 317,055 | +39,987 | +14.43% | $2,260,602 |
| ALLIANCEBERNSTEIN NATL MUN I | AFB | Financial Services | 4.21% | 175,187 | -47,077 | -21.18% | $1,998,884 |
| MORGAN STANLEY INDIA INVT FD | IIF | Financial Services | 3.80% | 79,031 | - | - | $1,803,487 |
| JAPAN SMALLER CAPITALIZATION | JOF | Financial Services | 3.73% | 150,412 | - | - | $1,771,853 |
| DESTRA MULTI-ALTERNATIVE FD | DMA | Financial Services | 0.86% | 54,723 | - | - | $409,328 |
| NEW GERMANY FD INC | GF | Financial Services | 0.80% | 33,098 | +8,178 | +32.82% | $379,303 |
Showing 17 of 17 holdings in the latest reporting period.