Altium Capital Management Llc Portfolio Stock Holdings
Altium Capital Management Llc disclosed 19 stock positions valued at approximately $42.0 million in its latest SEC 13F filing. The largest holdings include PIMCO DYNAMIC INCOME STRATEG, ROYCE SMALL CAP TRUST INC, and PIMCO CALIF MUN INCOME FD. The filing reflects positions held as of March 31, 2026 and was filed on May 1, 2026.
- Report Period
- March 31, 2026
- No. of Stocks
- 19
- Portfolio Value
- $42.0M
Holdings by Sector
Altium Capital Management Llc Portfolio Holdings in Q1 2026
17 holdings in the latest reporting period.
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| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| PIMCO DYNAMIC INCOME STRATEG | PDX | Other | 8.28% | 157,700 | +6,693 | +4.43% | $3,478,862 |
| ROYCE SMALL CAP TRUST INC | RVT | Financial Services | 7.61% | 192,509 | - | - | $3,195,649 |
| PIMCO CALIF MUN INCOME FD | XPCQX | Other | 6.80% | 333,093 | +74,001 | +28.56% | $2,857,938 |
| GENERAL AMERN INVS CO INC | GAM | Financial Services | 6.78% | 48,755 | +27,910 | +133.89% | $2,850,705 |
| BNY MELLON STRATEGIC MUNS IN | LEO | Financial Services | 6.57% | 438,676 | +176,624 | +67.40% | $2,759,272 |
| ROYCE MICRO-CAP TR INC | RMT | Financial Services | 6.54% | 243,050 | +155,972 | +179.12% | $2,748,896 |
| MEXICO FD INC | MXF | Financial Services | 6.38% | 128,185 | +79,898 | +165.46% | $2,682,912 |
| NEUBERGER NEXT GENERATION | NBXG | Other | 6.27% | 204,562 | +34,689 | +20.42% | $2,632,713 |
| NUVEEN S&P 500 DYNAMIC OVERW | XSSPX | Other | 6.02% | 157,395 | +157,395 | +100.00% | $2,529,338 |
| TRI CONTL CORP | TY | Financial Services | 5.93% | 78,920 | +38,469 | +95.10% | $2,493,083 |
| CALAMOS GBL DYN INCOME FUND | CHW | Financial Services | 5.68% | 328,901 | +197,098 | +149.54% | $2,387,821 |
| ALLIANCEBERNSTEIN NATL MUN I | AFB | Financial Services | 5.65% | 222,264 | +125,415 | +129.50% | $2,376,002 |
| JAPAN SMALLER CAPITALIZATION | JOF | Financial Services | 3.90% | 150,412 | +110,637 | +278.16% | $1,639,491 |
| MORGAN STANLEY INDIA INVT FD | IIF | Financial Services | 3.87% | 79,031 | +49,821 | +170.56% | $1,626,458 |
| HIGHLAND OPPS & INCOME FD | HFRO | Financial Services | 3.76% | 277,068 | +134,009 | +93.67% | $1,582,058 |
| DESTRA MULTI-ALTERNATIVE FD | DMA | Financial Services | 1.06% | 54,723 | +30,164 | +122.82% | $443,804 |
| NEW GERMANY FD INC | GF | Financial Services | 0.61% | 24,920 | +24,920 | +100.00% | $254,682 |