Empirical Financial Services, Llc D.B.A. Empirical Wealth Management Portfolio Stock Holdings
According to the SEC 13F filed on October 27, 2026, Empirical Financial Services, Llc D.B.A. Empirical Wealth Management disclosed 1119 stock positions valued at approximately $7.30B as of quarter-end September 30, 2026. The largest holdings include NVIDIA CORPORATION, ISHARES TR, and ISHARES TR.
- Report Period
- September 30, 2026
- No. of Stocks
- 1119
- Portfolio Value
- $7.30B
Holdings by Sector
Empirical Financial Services, Llc D.B.A. Empirical Wealth Management Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| NVIDIA CORPORATION | NVDA | Technology | 7.51% | 2,401,816 | +341,422 | +16.57% | $548,526,646 |
| ISHARES TR | IQLT | Other | 5.58% | 8,234,727 | +343,608 | +4.35% | $407,371,962 |
| ISHARES TR | QUAL | Other | 5.51% | 1,809,936 | +15,484 | +0.86% | $402,240,181 |
| ISHARES TR | MTUM | Other | 4.04% | 930,403 | -1,210 | -0.13% | $295,254,221 |
| VANGUARD MALVERN FDS | VTIP | Other | 3.64% | 5,401,538 | +255,520 | +4.97% | $265,863,679 |
| VANGUARD SCOTTSDALE FDS | VCSH | Other | 3.11% | 2,936,652 | +58,840 | +2.04% | $226,856,334 |
| APPLE INC | AAPL | Technology | 2.97% | 650,824 | +30,081 | +4.85% | $216,737,170 |
| DIMENSIONAL ETF TRUST | DFUV | Other | 2.65% | 3,523,255 | +168,161 | +5.01% | $193,779,048 |
| ISHARES TR | EFV | Other | 2.45% | 2,260,904 | +126,210 | +5.91% | $178,927,965 |
| ISHARES INC | IEMG | Other | 2.34% | 2,103,258 | +74,665 | +3.68% | $170,700,429 |
| MICROSOFT CORP | MSFT | Technology | 1.69% | 240,742 | +11,252 | +4.90% | $123,476,385 |
| VANGUARD SCOTTSDALE FDS | VCIT | Other | 1.60% | 1,494,823 | +39,993 | +2.75% | $117,059,622 |
| DIMENSIONAL ETF TRUST | DFIV | Other | 1.41% | 1,849,166 | +13,289 | +0.72% | $103,294,398 |
| META PLATFORMS INC | META | Communication Services | 1.33% | 134,152 | +24,740 | +22.61% | $97,284,690 |
| WISDOMTREE TR | QGRW | Other | 1.15% | 1,224,011 | +63,780 | +5.50% | $84,065,092 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 1.12% | 107,096 | +3,166 | +3.05% | $81,674,039 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 1.12% | 327,453 | +13,505 | +4.30% | $81,584,846 |
| AMERICAN CENTY ETF TR | AVDV | Other | 1.06% | 705,864 | +41,924 | +6.31% | $77,207,413 |
| DFA INVT DIMENSIONS GROUP IN | DFMC | Other | 1.03% | 1,312,057 | +74,005 | +5.98% | $75,010,277 |
| VANGUARD SCOTTSDALE FDS | VGSH | Other | 0.97% | 1,235,960 | +22,999 | +1.90% | $71,141,838 |
| VANGUARD INDEX FDS | VTV | Other | 0.97% | 327,502 | -8,795 | -2.62% | $70,766,712 |
| ALPHABET INC | GOOG | Communication Services | 0.96% | 205,633 | +21,402 | +11.62% | $70,067,324 |
| VANGUARD TAX-MANAGED FDS | VEA | Other | 0.88% | 908,798 | +9,242 | +1.03% | $64,170,235 |
| DIMENSIONAL ETF TRUST | DFAT | Other | 0.84% | 919,747 | -2,985 | -0.32% | $61,107,998 |
| CISCO SYS INC | CSCO | Technology | 0.75% | 510,699 | +29,599 | +6.15% | $54,966,528 |
| AMERICAN CENTY ETF TR | AVUV | Other | 0.75% | 465,908 | +21,335 | +4.80% | $54,869,989 |
| SCHWAB STRATEGIC TR | SCHC | Other | 0.72% | 1,055,721 | +104,306 | +10.96% | $52,511,588 |
| VANGUARD INDEX FDS | VNQ | Other | 0.62% | 505,041 | +25,177 | +5.25% | $45,266,840 |
| BROADCOM INC | AVGO | Technology | 0.60% | 125,218 | +19,789 | +18.77% | $43,975,474 |
| DELL TECHNOLOGIES INC | DELL | Technology | 0.58% | 78,890 | -4,355 | -5.23% | $42,438,679 |
Showing 30 of 1,119 holdings in the latest reporting period.
Empirical Financial Services, Llc D.B.A. Empirical Wealth Management Options Holdings in Q3 2026
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2026 | SPY | SPDR S&P 500 | PUT | 50,000 | $38,131,500 |
| Q3 2026 | NVDA | NVIDIA Corporation | PUT | 157,400 | $35,947,012 |
| Q3 2026 | IWM | iShares Russell 2000 ETF | PUT | 10,000 | $2,778,900 |
| Q3 2026 | AVGO | Broadcom Inc. | CALL | 5,000 | $1,755,950 |
| Q3 2026 | MU | Micron Technology, Inc. | CALL | 500 | $532,555 |
| Q3 2026 | AVGO | Broadcom Inc. | PUT | 1,500 | $526,785 |
| Q3 2026 | AAPL | Apple Inc. | PUT | 1,500 | $499,530 |
| Q3 2026 | UNH | UnitedHealth Group Incorporated | CALL | 1,000 | $367,080 |
| Q3 2026 | XOM | ExxonMobil Holdings Corporation | PUT | 1,800 | $292,950 |
| Q3 2026 | AMZN | Amazon.com, Inc. | PUT | 1,000 | $249,150 |
| Q3 2026 | SPY | SPDR S&P 500 | CALL | 300 | $228,789 |
| Q3 2026 | MSFT | Microsoft Corporation | PUT | 300 | $153,870 |
| Q3 2026 | AMAT | Applied Materials, Inc. | PUT | 300 | $153,414 |
| Q3 2026 | AAPL | Apple Inc. | CALL | 300 | $99,906 |
| Q3 2026 | NFLX | Netflix, Inc. | CALL | 1,000 | $69,580 |
| Q3 2026 | MSFT | Microsoft Corporation | CALL | 100 | $51,290 |
| Q3 2026 | VGT | Vanguard Information Tech ETF | CALL | 400 | $50,268 |
| Q3 2026 | TSM | Taiwan Semiconductor Manufactur | CALL | 100 | $45,619 |
| Q3 2026 | AMZN | Amazon.com, Inc. | CALL | 100 | $24,915 |
| Q3 2026 | NVDA | NVIDIA Corporation | CALL | 100 | $22,838 |
| Q3 2026 | SHOP | Shopify Inc. | CALL | 100 | $14,830 |
Showing 21 of 21 options positions in the latest reporting period.
Notional value represents the total exposure of the options position.