Financial Concepts Unlimited, Inc. Portfolio Stock Holdings
According to the SEC 13F filed on November 6, 2026, Financial Concepts Unlimited, Inc. disclosed 41 stock positions valued at approximately $127.91M as of quarter-end September 30, 2026. The largest holdings include INVESCO QQQ TRUST, SPDR DOW JONES INDL AVERAGE ETF TR UNIT SE, and SPDR S&P 500 ETF.
- Report Period
- September 30, 2026
- No. of Stocks
- 41
- Portfolio Value
- $127.91M
Holdings by Sector
Financial Concepts Unlimited, Inc. Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST | QQQ | Other | 15.87% | 27,444 | +323 | +1.19% | $20,302,434 |
| SPDR DOW JONES INDL AVERAGE ETF TR UNIT SE | DIA | Other | 14.96% | 37,635 | +1,066 | +2.92% | $19,139,103 |
| SPDR S&P 500 ETF | SPY | Other | 9.30% | 15,598 | +94 | +0.61% | $11,895,404 |
| FEDERATED HME MDT LAR VAL ETF NAV CF | FLCV | Other | 8.62% | 306,186 | -1,538 | -0.50% | $11,021,231 |
| NVIDIA CORP | NVDA | Technology | 8.20% | 45,926 | -30 | -0.07% | $10,488,472 |
| ISHARES CORE S&P 500 ETF | IVV | Other | 5.57% | 9,302 | +453 | +5.12% | $7,123,789 |
| FEDERATED HME MDT SML COR ETF NAV CF | FSCC | Other | 5.32% | 203,229 | +1,271 | +0.63% | $6,800,048 |
| FEDERATED HERMES ETF TR MDT | MKTN | Other | 4.47% | 205,040 | +2,267 | +1.12% | $5,722,657 |
| SPDR S&P 600 SMALL CAP GROWTH ETF | SLYG | Other | 4.28% | 51,157 | +1,340 | +2.69% | $5,472,266 |
| SPDR S&P 400 MID CAP GROWTH ETF | MDYG | Other | 3.93% | 48,033 | +1,442 | +3.10% | $5,020,856 |
| FEDERATED HERMS U S STRG DIV ETF | FDV | Other | 3.04% | 123,888 | +1,716 | +1.40% | $3,891,309 |
| ISHARES TR CORE DIV GRWTH | DGRO | Other | 2.67% | 45,234 | +426 | +0.95% | $3,410,166 |
| ISHARES S&P 100 ETF | OEF | Other | 1.86% | 6,219 | +50 | +0.81% | $2,376,165 |
| FEDERATED HERMES ETF T SHORT DURATION C | FCSH | Other | 1.75% | 94,772 | +12,807 | +15.62% | $2,235,679 |
| VANGUARD BD INDEX FDS SHORT TRM BOND | BSV | Other | 1.58% | 26,532 | +3,931 | +17.39% | $2,027,049 |
| APPLE INC | AAPL | Technology | 1.22% | 4,669 | -1,901 | -28.93% | $1,554,719 |
| VANGUARD S&P 500 ETF | VOO | Other | 0.60% | 1,088 | - | - | $762,604 |
| ISHARES NASDAQ BIOTECHNOLOGY ETF | IBB | Other | 0.56% | 3,432 | -45 | -1.29% | $722,633 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 0.46% | 2,359 | -904 | -27.70% | $587,745 |
| CHARLES SCHWAB US MC ETF | SCHM | Other | 0.45% | 17,088 | +71 | +0.42% | $581,318 |
| J P MORGAN CHASE & CO | JPM | Financial Services | 0.40% | 1,553 | +4 | +0.26% | $513,781 |
| SCHWAB US SMALL CAP ETF | SCHA | Other | 0.38% | 14,801 | +52 | +0.35% | $482,945 |
| MICROSOFT CORP | MSFT | Technology | 0.37% | 923 | -18 | -1.91% | $473,183 |
| LILLY ELI & CO | LLY | Healthcare | 0.37% | 406 | - | - | $469,774 |
| FIDELITY 500 INDEX FD | FXAIX | Other | 0.33% | 1,575 | +4 | +0.25% | $419,886 |
| SCHWAB INTERNATIONAL EQUITY ETF | SCHF | Other | 0.29% | 13,567 | +7 | +0.05% | $372,680 |
| WALMART INC | WMT | Consumer Defensive | 0.26% | 3,232 | +4 | +0.12% | $335,899 |
| TESLA INC | TSLA | Consumer Cyclical | 0.24% | 859 | -961 | -52.80% | $304,782 |
| HOME DEPOT INC | HD | Consumer Cyclical | 0.24% | 1,067 | +7 | +0.66% | $303,615 |
| SPDR GOLD SHARES ETF | GLD | Other | 0.24% | 794 | +13 | +1.66% | $302,387 |
Showing 30 of 41 holdings in the latest reporting period.