CAT Institutional Ownership & Shareholders
CATERPILLAR INC (CAT) is currently held by 3,903 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $367.33B based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Blackrock, Inc. is currently the largest disclosed institutional shareholder of CAT tracked by InsiderSet, reporting ownership valued at approximately $40.46B in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $23.31B, representing an estimated loss of -42.38% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 56% of the total disclosed CAT value among the investors covered in this analysis. Major shareholders include Blackrock, Inc., State Street Corp, Vanguard Capital Management Llc, and several other long-term asset managers with concentrated positions in CATERPILLAR INC (CAT).
This page ranks the largest institutional CAT shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
3,903
Total Reported Value
$367.33B
Largest Holder
Blackrock, Inc.
Largest Position
$40.46B
Insider Transactions (90d)
17
Latest Filing Quarter
Q2 2026
New Institutional Positions
25
Funds Exiting Positions
1
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Blackrock, Inc. | 0.60% | 37,991,505 | $40,457,153,173 | $23,312,347,298 | -$17,144,805,875 | -42.38% | |
| State Street Corp | 1.08% | 34,392,316 | $36,624,377,308 | $21,103,812,944 | -$15,520,564,364 | -42.38% | |
| Vanguard Capital Management Llc | 0.68% | 30,077,764 | $32,029,810,884 | $18,456,317,546 | -$13,573,493,338 | -42.38% | |
| Banque Cantonale Vaudoise | 3.96% | 26,812 | $28,552,000,000 | $16,452,379 | -$28,535,547,621 | -99.94% | |
| State Farm Mutual Automobile Insurance Co | 10.57% | 14,509,304 | $15,450,957,830 | $8,903,199,120 | -$6,547,758,710 | -42.38% | |
| Vanguard Portfolio Management Llc | 0.58% | 12,026,244 | $12,806,747,236 | $7,379,543,843 | -$5,427,203,393 | -42.38% | |
| Geode Capital Management, Llc | 0.64% | 11,175,493 | $11,916,757,022 | $6,857,506,015 | -$5,059,251,007 | -42.45% | |
| Fisher Asset Management, Llc | 3.15% | 9,942,521 | $10,587,791,364 | $6,100,929,736 | -$4,486,861,628 | -42.38% | |
| Morgan Stanley | 0.42% | 7,504,426 | $7,991,466,469 | $4,604,865,882 | -$3,386,600,587 | -42.38% | |
| Jpmorgan Chase & Co | 0.44% | 7,325,731 | $7,568,875,009 | $4,495,215,056 | -$3,073,659,953 | -40.61% | |
| Bill & Melinda Gates Foundation Trust | Bill Gates | 19.65% | 6,353,614 | $6,765,963,549 | $3,898,704,623 | -$2,867,258,926 | -42.38% |
| Price T Rowe Associates Inc | 0.66% | 6,171,628 | $6,572,168,000 | $3,787,034,373 | -$2,785,133,627 | -42.38% | |
| Fmr Llc | 0.27% | 5,781,969 | $6,157,218,434 | $3,547,931,818 | -$2,609,286,616 | -42.38% | |
| Northern Trust Corp | 0.70% | 5,664,155 | $6,031,758,660 | $3,475,638,791 | -$2,556,119,869 | -42.38% | |
| Bank Of America Corp | 0.37% | 5,463,565 | $5,818,149,989 | $3,352,552,755 | -$2,465,597,234 | -42.38% | |
| Goldman Sachs Group Inc | 0.40% | 3,570,493 | $3,802,217,827 | $2,190,925,915 | -$1,611,291,912 | -42.38% | |
| Charles Schwab Investment Management Inc | 0.47% | 3,322,782 | $3,534,636,603 | $2,038,925,491 | -$1,495,711,112 | -42.32% | |
| Invesco Ltd. | 0.28% | 3,284,093 | $3,497,230,434 | $2,015,185,147 | -$1,482,045,287 | -42.38% | |
| Capital World Investors | 0.38% | 3,060,432 | $3,256,656,964 | $1,877,942,284 | -$1,378,714,680 | -42.34% | |
| Bank Of New York Mellon Corp | 0.52% | 2,998,131 | $3,192,710,156 | $1,839,713,144 | -$1,352,997,012 | -42.38% | |
| Dimensional Fund Advisors Lp | 0.53% | 2,742,185 | $2,919,766,070 | $1,682,659,560 | -$1,237,106,510 | -42.37% | |
| Vanguard Fiduciary Trust Co | 0.62% | 2,645,238 | $2,816,913,946 | $1,623,170,942 | -$1,193,743,004 | -42.38% | |
| Legal & General Group Plc | 0.58% | 2,613,814 | $2,783,450,525 | $1,603,888,547 | -$1,179,561,978 | -42.38% | |
| Nuveen, Llc | 0.66% | 2,600,359 | $2,769,122,088 | $1,595,632,290 | -$1,173,489,798 | -42.38% | |
| Royal Bank Of Canada | 0.41% | 2,252,264 | $2,398,437,000 | $1,382,034,236 | -$1,016,402,764 | -42.38% | |
| Capital Research Global Investors | 0.33% | 2,198,729 | $2,341,412,147 | $1,349,184,089 | -$992,228,058 | -42.38% | |
| Ubs Am, A Distinct Business Unit Of Ubs Asset Management Americas Llc | 0.48% | 3,267,533 | $2,314,916,429 | $2,005,023,599 | -$309,892,830 | -13.39% | |
| Wells Fargo & Company/Mn | 0.39% | 2,118,690 | $2,256,193,611 | $1,300,070,558 | -$956,123,053 | -42.38% | |
| Massachusetts Financial Services Co | 0.60% | 1,748,257 | $1,883,622,361 | $1,072,765,460 | -$810,856,901 | -43.05% | |
| Ubs Group Ag | 0.29% | 1,700,215 | $1,810,558,954 | $1,043,285,928 | -$767,273,026 | -42.38% | |
| Capital International Investors | 0.32% | 1,450,769 | $1,544,895,147 | $890,220,874 | -$654,674,273 | -42.38% | |
| Mitsubishi Ufj Asset Management Co., Ltd. | 0.81% | 1,377,957 | $1,467,386,409 | $845,541,974 | -$621,844,435 | -42.38% | |
| Voya Investment Management Llc | 1.27% | 1,377,043 | $1,466,413,348 | $844,981,126 | -$621,432,222 | -42.38% | |
| Peakshares Llc | 1.08% | 1,365 | $1,453,589,000 | $837,591 | -$1,452,751,409 | -99.94% | |
| Deutsche Bank Ag\ | 0.42% | 1,364,014 | $1,452,538,509 | $836,986,271 | -$615,552,238 | -42.38% | |
| Swiss National Bank | 0.73% | 1,312,380 | $1,397,553,462 | $805,302,616 | -$592,250,846 | -42.38% | |
| Citigroup Inc | 0.60% | 1,205,934 | $1,284,199,342 | $739,985,221 | -$544,214,121 | -42.38% | |
| Capital Wealth Planning, Llc | 6.37% | 1,197,856 | $1,275,597,304 | $735,028,399 | -$540,568,905 | -42.38% | |
| Lpl Financial Llc | 0.28% | 1,182,150 | $1,258,871,819 | $725,390,883 | -$533,480,936 | -42.38% | |
| Wellington Management Group Llp | 0.21% | 1,144,800 | $1,219,097,521 | $702,472,176 | -$516,625,345 | -42.38% | |
| Raymond James Financial Inc | 0.31% | 1,055,701 | $1,124,215,588 | $647,799,248 | -$476,416,340 | -42.38% | |
| National Pension Service | 0.69% | 1,010,122 | $1,075,678,918 | $619,831,062 | -$455,847,856 | -42.38% | |
| Vanguard Global Advisers, Llc | 0.49% | 993,341 | $1,057,808,831 | $609,533,904 | -$448,274,927 | -42.38% | |
| Sumitomo Mitsui Trust Group, Inc. | 0.60% | 1,291,495 | $1,047,131,231 | $792,487,162 | -$254,644,069 | -24.32% | |
| California Public Employees Retirement System | 0.58% | 965,570 | $1,028,235,493 | $592,493,063 | -$435,742,430 | -42.38% | |
| Hsbc Holdings Plc | 0.48% | 940,436 | $1,001,927,775 | $577,070,338 | -$424,857,437 | -42.40% | |
| Ameriprise Financial Inc | 0.20% | 934,284 | $995,032,257 | $573,295,348 | -$421,736,909 | -42.38% | |
| Barclays Plc | 0.31% | 917,019 | $976,533,534 | $562,701,199 | -$413,832,335 | -42.38% | |
| Canada Pension Plan Investment Board | 0.53% | 907,030 | $965,896,247 | $556,571,749 | -$409,324,498 | -42.38% | |
| Primecap Management Co/Ca/ | 0.55% | 871,700 | $928,273,330 | $534,892,554 | -$393,380,776 | -42.38% |
Frequently asked questions about CAT
-
Who are the largest institutional holders of CAT?
The largest institutional holders of CAT reported in the latest SEC Form 13F filings include Blackrock, Inc. , State Street Corp , Vanguard Capital Management Llc , Banque Cantonale Vaudoise , and State Farm Mutual Automobile Insurance Co . InsiderSet ranks institutional holders by their latest reported CAT position.
-
What is CAT institutional ownership?
This page tracks CAT positions reported by institutional investment managers through SEC Form 13F. CATERPILLAR INC (CAT) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
-
How many institutions own CAT?
InsiderSet currently tracks 3,903 institutional managers reporting CAT holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of CAT shareholders.
-
How much CAT stock do institutions own?
Institutional investment managers disclosed approximately $367.33B in CAT holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
-
When was CAT institutional ownership last updated?
The latest CAT institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
-
Are institutional CAT holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its CAT position after the reporting date.
-
Are institutions buying or selling CAT?
Institutional buying and selling can be analyzed by comparing CAT positions across consecutive 13F reporting periods. InsiderSet's CAT Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View CAT ownership changes.
-
How has CAT institutional ownership changed over time?
InsiderSet tracks CAT institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.