Shaker Financial Services, Llc Portfolio Stock Holdings
According to the SEC 13F filed on October 14, 2026, Shaker Financial Services, Llc disclosed 144 stock positions valued at approximately $303.14M as of quarter-end September 30, 2026. The largest holdings include ROYCE SMALL CAP TRUST INC, LIBERTY ALL-STAR GROWTH FD I, and NUVEEN CORE EQUITY ALPHA FD.
- Report Period
- September 30, 2026
- No. of Stocks
- 144
- Portfolio Value
- $303.14M
Holdings by Sector
Shaker Financial Services, Llc Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| ROYCE SMALL CAP TRUST INC | RVT | Financial Services | 2.90% | 513,739 | -92,006 | -15.19% | $8,800,350 |
| LIBERTY ALL-STAR GROWTH FD I | ASG | Financial Services | 2.74% | 1,642,101 | +114,455 | +7.49% | $8,292,611 |
| NUVEEN CORE EQUITY ALPHA FD | JCE | Financial Services | 2.66% | 464,820 | -54,308 | -10.46% | $8,051,330 |
| GABELLI EQUITY TR INC | GAB | Financial Services | 2.62% | 1,518,357 | -554,812 | -26.76% | $7,956,191 |
| LIBERTY ALL STAR EQUITY FD | USA | Financial Services | 2.54% | 1,334,591 | -312,185 | -18.96% | $7,700,591 |
| SPECIAL OPPORTUNITIES FD INC | SPE | Financial Services | 2.33% | 558,655 | -106,337 | -15.99% | $7,061,400 |
| EATON VANCE TAX MNGED BUY WR | ETB | Financial Services | 2.26% | 447,139 | +9,310 | +2.13% | $6,854,641 |
| GABELLI DIVID & INCOME TR | XGDVX | Other | 2.08% | 222,969 | +58,949 | +35.94% | $6,307,794 |
| FIRST TR ENHANCED EQUITY | FFA | Financial Services | 2.05% | 279,892 | -48,849 | -14.86% | $6,224,799 |
| SOURCE CAPITAL | SOR | Other | 1.89% | 125,834 | -28,132 | -18.27% | $5,716,639 |
| EATON VANCE ENHANCED EQUITY | EOI | Financial Services | 1.80% | 273,850 | -36,031 | -11.63% | $5,441,400 |
| EATON VANCE ENHANCED EQUITY | EOS | Financial Services | 1.78% | 253,907 | +15,211 | +6.37% | $5,408,220 |
| EATON VANCE TAX-MANAGED DIVE | XETYX | Other | 1.78% | 383,715 | +225,013 | +141.78% | $5,391,196 |
| EUROPEAN EQUITY FD INC | EEA | Financial Services | 1.70% | 493,614 | -7,164 | -1.43% | $5,148,395 |
| NUVEEN S&P 500 DYNAMIC OVERW | XSSPX | Other | 1.65% | 266,301 | +8,973 | +3.49% | $5,005,879 |
| TAIWAN FD INC | TWN | Financial Services | 1.49% | 44,417 | -186 | -0.42% | $4,527,869 |
| CENTRAL SECS CORP | CET | Financial Services | 1.45% | 79,373 | +52,489 | +195.24% | $4,405,971 |
| THORNBURG INCM BUILDER OPP T | TBLD | Other | 1.43% | 213,332 | +201,709 | +1735.43% | $4,334,907 |
| LMP CAP & INCOME FD INC | XSCDX | Other | 1.40% | 288,321 | -45,093 | -13.52% | $4,249,852 |
| DOUBLELINE INCOME SOLUTIONS | DSL | Financial Services | 1.37% | 415,052 | +59,383 | +16.70% | $4,150,520 |
| BLACKROCK LTD DURATION INCOM | BLW | Financial Services | 1.32% | 348,687 | +47,237 | +15.67% | $4,006,414 |
| CALAMOS GBL DYN INCOME FUND | CHW | Financial Services | 1.31% | 491,862 | +79,600 | +19.31% | $3,969,327 |
| GENERAL AMERN INVS CO INC | GAM | Financial Services | 1.29% | 61,535 | -19,765 | -24.31% | $3,903,781 |
| PIMCO INCOME STRATEGY FD | PFL | Financial Services | 1.26% | 548,253 | +253,173 | +85.80% | $3,808,927 |
| VANGUARD TAX-MANAGED FDS | VEA | Other | 1.22% | 52,531 | +128 | +0.24% | $3,709,249 |
| EATON VANCE TX ADV GLBL DIV | ETG | Financial Services | 1.21% | 158,081 | +68,954 | +77.37% | $3,654,833 |
| SABA CAPITAL INCOME & OPPORT | SABA | Financial Services | 1.15% | 436,616 | -153,597 | -26.02% | $3,479,830 |
| ALLSPRING MULTI SECTOR INCOM | ERC | Financial Services | 1.13% | 397,685 | +42,701 | +12.03% | $3,417,149 |
| BLACKROCK ENHANCED LARGE CAP | CII | Financial Services | 1.12% | 141,946 | +141,946 | +100.00% | $3,406,704 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 1.08% | 4,286 | -4 | -0.09% | $3,276,728 |
Showing 30 of 144 holdings in the latest reporting period.