Alex Sacerdote - Whale Rock Capital Management 13F Activity & Position Changes (Q3 2016)

According to the SEC 13F filed on Aug 14, 2026, the Whale Rock Capital Management portfolio showed several notable changes in holdings as of quarter-end Sep 30, 2016. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2016, the filing reported:

New Buys - Applied Optoelectronics, Inc., Apple Inc., Nutanix, Inc., The Trade Desk, Inc.

Increases - Amazon.com, Inc., Cirrus Logic, Inc., Alphabet Inc., Meta Platforms, Inc., Microsoft Corporation, and 4 more

Reductions - Alibaba Group Holding Limited, Salesforce, Inc., EPAM Systems, Inc., Fabrinet, Alphabet Inc., and 6 more

Complete Exits - Adobe Inc., HubSpot, Inc., MicroStrategy Incorporated, NEW RELIC INC, PTC Inc., and 1 more

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Showing 30 of 30 transactions.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2016	AAOI Applied Optoelectronics, Inc.	Applied Optoelectronics, Inc.	Buy - Position Entry	+659,431	-	$14.65M	659,431
Q3 2016	AAPL Apple Inc.	Apple Inc.	Buy - Position Entry	+374,451	-	$42.33M	374,451
Q3 2016	ADBE Adobe Inc.	Adobe Inc.	Sell - Position Exit	-173,062	-100.0%	$0.00	-
Q3 2016	AMZN Amazon.com, Inc.	Amazon.com, Inc.	Buy	+12,057	+6.8%	$157.56M	188,173
Q3 2016	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Sell	-29,101	-4.6%	$64.04M	605,310
Q3 2016	CRM Salesforce, Inc.	Salesforce, Inc.	Sell	-317,924	-49.4%	$23.23M	325,600
Q3 2016	CRUS Cirrus Logic, Inc.	Cirrus Logic, Inc.	Buy	+63,562	+13.2%	$29.02M	545,999
Q3 2016	EPAM EPAM Systems, Inc.	EPAM Systems, Inc.	Sell	-11,561	-2.8%	$27.95M	403,261
Q3 2016	FN Fabrinet	Fabrinet	Sell	-174,313	-12.7%	$53.50M	1,199,824
Q3 2016	GOOG Alphabet Inc.	Alphabet Inc.	Sell	-39	-0.1%	$24.22M	31,164
Q3 2016	GOOGL Alphabet Inc.	Alphabet Inc.	Buy	+15,761	+17.4%	$85.52M	106,361
Q3 2016	HUBS HubSpot, Inc.	HubSpot, Inc.	Sell - Position Exit	-648,407	-100.0%	$0.00	-
Q3 2016	IPHI INPHI CORP	INPHI CORP	Sell	-431	-0.1%	$14.94M	343,317
Q3 2016	META Meta Platforms, Inc.	Meta Platforms, Inc.	Buy	+1,301	+0.2%	$75.75M	590,559
Q3 2016	MPWR Monolithic Power Systems, Inc.	Monolithic Power Systems, Inc.	Sell	-310	-0.1%	$19.96M	247,995
Q3 2016	MSFT Microsoft Corporation	Microsoft Corporation	Buy	+600,647	+163.4%	$55.77M	968,185
Q3 2016	MSTR MicroStrategy Incorporated	MicroStrategy Incorporated	Sell - Position Exit	-189,930	-100.0%	$0.00	-
Q3 2016	MXL MaxLinear, Inc	MaxLinear, Inc	Sell	-948,808	-39.3%	$29.71M	1,465,682
Q3 2016	NEWREUR NEW RELIC INC	NEW RELIC INC	Sell - Position Exit	-695,758	-100.0%	$0.00	-
Q3 2016	NTES NetEase, Inc.	NetEase, Inc.	Buy	+79,750	+42.8%	$64.02M	265,891
Q3 2016	NTNX Nutanix, Inc.	Nutanix, Inc.	Buy - Position Entry	+50,000	-	$1.85M	50,000
Q3 2016	NVDA NVIDIA Corporation	NVIDIA Corporation	Sell	-312,586	-43.6%	$27.75M	405,026
Q3 2016	PTC PTC Inc.	PTC Inc.	Sell - Position Exit	-299,470	-100.0%	$0.00	-
Q3 2016	SHOP Shopify Inc.	Shopify Inc.	Buy	+413,323	+41.8%	$60.21M	1,402,861
Q3 2016	SYMCEUR SYMANTEC CORP	SYMANTEC CORP	Sell	-1,060,051	-28.3%	$67.41M	2,685,751
Q3 2016	TTD The Trade Desk, Inc.	The Trade Desk, Inc.	Buy - Position Entry	+15,000	-	$438.00K	15,000
Q3 2016	TWLO Twilio Inc.	Twilio Inc.	Sell - Position Exit	-100,000	-100.0%	$0.00	-
Q3 2016	W Wayfair Inc.	Wayfair Inc.	Buy	+20,024	+4.9%	$16.76M	425,751
Q3 2016	YELP Yelp Inc.	Yelp Inc.	Buy	+122,960	+82.0%	$11.38M	272,960
Q3 2016	ZEN1EUR ZENDESK INC	ZENDESK INC	Sell	-906,221	-24.9%	$83.77M	2,727,795