Sarah Ketterer - Causeway Capital Management 13F Activity & Position Changes (Q4 2016)

As of Dec 31, 2016, the Causeway Capital Management portfolio activity showed several notable changes in holdings, according to the latest SEC 13F filing reported on May 14, 2026. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q4 2016, the filing reported:

New Buys - Bank of America Corporation, iShares MSCI Emerging Index Fun, iShares Inc iShares MSCI Taiwan, Gildan Activewear, Inc., iShares Core MSCI Emerging Mark, and 2 more

Increases - Advance Auto Parts Inc., ABB Ltd., Alibaba Group Holding Limited, Baidu, Inc., British American Tobacco Indus, and 20 more

Reductions - Allstate Corporation (The), Barclays PLC, Citigroup, Inc., CSX Corporation, Carnival Plc, and 18 more

Complete Exits - Biogen Inc., Prudential Financial, Inc., Vanguard FTSE All-Wld ex-US SmC

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q4 2016	AAP Advance Auto Parts Inc.	Advance Auto Parts Inc.	Buy	+197,328	+25.2%	$194.44K	980,248
Q4 2016	ABBNY ABB Ltd.	ABB Ltd.	Buy	+796,633	+210.2%	$24.11K	1,175,635
Q4 2016	ALL Allstate Corporation (The)	Allstate Corporation (The)	Sell	-1,051,053	-100.0%	$2.00	30
Q4 2016	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Buy	+166,370	+11.2%	$146.94K	1,655,859
Q4 2016	BAC Bank of America Corporation	Bank of America Corporation	Buy - Position Entry	+3,873,312	-	$100.44K	3,873,312
Q4 2016	BCS Barclays PLC	Barclays PLC	Sell	-844,591	-36.7%	$15.60K	1,456,032
Q4 2016	BIDU Baidu, Inc.	Baidu, Inc.	Buy	+215,613	+7.8%	$492.05K	2,993,413
Q4 2016	BIIB Biogen Inc.	Biogen Inc.	Sell - Position Exit	-404,444	-100.0%	$0.00	-
Q4 2016	BTI British American Tobacco Indus	British American Tobacco Indus	Buy	+7,250	+3.6%	$22.98K	209,707
Q4 2016	C Citigroup, Inc.	Citigroup, Inc.	Sell	-100,709	-1.7%	$394.71K	5,671,033
Q4 2016	CCL Carnival Corporation	Carnival Corporation	Buy	+148,118	+4.9%	$195.38K	3,195,223
Q4 2016	CHT Chunghwa Telecom Co., Ltd.	Chunghwa Telecom Co., Ltd.	Buy	+30,000	+91.2%	$1.17K	62,900
Q4 2016	CSX CSX Corporation	CSX Corporation	Sell	-716,371	-14.0%	$184.99K	4,384,375
Q4 2016	CUK Carnival Plc	Carnival Plc	Sell	-15,821	-5.2%	$14.31K	287,399
Q4 2016	DEO Diageo plc	Diageo plc	Sell	-28,885	-24.0%	$9.26K	91,452
Q4 2016	EEM iShares MSCI Emerging Index Fun	iShares MSCI Emerging Index Fun	Buy - Position Entry	+288,172	-	$10.09K	288,172
Q4 2016	EPI WisdomTree India Earnings Fund	WisdomTree India Earnings Fund	Sell	-180,282	-5.7%	$59.86K	2,963,297
Q4 2016	EWT iShares Inc iShares MSCI Taiwan	iShares Inc iShares MSCI Taiwan	Buy - Position Entry	+41,600	-	$1.22K	41,600
Q4 2016	GIL Gildan Activewear, Inc.	Gildan Activewear, Inc.	Buy - Position Entry	+66,756	-	$1.65K	66,756
Q4 2016	GLIN VanEck India Growth Leaders ETF	VanEck India Growth Leaders ETF	Sell	-4,700	-69.1%	$86.00	2,100
Q4 2016	HAL Halliburton Company	Halliburton Company	Sell	-978,787	-37.6%	$102.78K	1,625,344
Q4 2016	HDB HDFC Bank Limited	HDFC Bank Limited	Buy	+27,400	+17.7%	$11.06K	182,250
Q4 2016	IBN ICICI Bank Limited	ICICI Bank Limited	Buy	+536,300	+9.0%	$49.06K	6,481,914
Q4 2016	IEMG iShares Core MSCI Emerging Mark	iShares Core MSCI Emerging Mark	Buy - Position Entry	+112,900	-	$4.79K	112,900
Q4 2016	IMO Imperial Oil Limited	Imperial Oil Limited	Buy - Position Entry	+2	-	$0.00	2
Q4 2016	INDA Ishares MSCI India ETF	Ishares MSCI India ETF	Sell	-1,305,995	-86.9%	$5.26K	196,205
Q4 2016	INFY Infosys Limited	Infosys Limited	Buy	+76,100	+5.0%	$24.00K	1,601,015
Q4 2016	ING ING Group, N.V.	ING Group, N.V.	Sell	-350,652	-43.2%	$6.33K	460,942
Q4 2016	JKS JinkoSolar Holding Company Limi	JinkoSolar Holding Company Limi	Sell	-167,500	-84.6%	$463.00	30,400
Q4 2016	JNJ Johnson & Johnson	Johnson & Johnson	Buy	+64,344	+9.1%	$104.52K	769,679

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