NEUBERGER SMALL-MID CAP ETF (NBSM) Institutional Ownership Changes & 13F Activity
NEUBERGER SMALL-MID CAP ETF (NBSM). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Neuberger Berman Group Llc, Motco, Morgan Stanley, Lpl Financial Llc, and Hightower Advisors, Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Citadel Advisors Llc | Buy | +12,358 | — | 12,358 | $354.80K | Q2 2026 | Sep 02, 2026 |
| Flow Traders U.S. Llc | Buy | +28,588 | — | 28,588 | $821.00K | Q2 2026 | Aug 14, 2026 |
| Royal Bank Of Canada | Sell | -25,881 | -50.6% | 25,229 | $724.00K | Q2 2026 | Aug 14, 2026 |
| Bank Of America Corp | Buy | +17,386 | +9.5% | 199,777 | $5.74M | Q2 2026 | Aug 14, 2026 |
| Susquehanna International Group, Llp | Buy | +13,873 | — | 13,873 | $398.29K | Q2 2026 | Aug 14, 2026 |
| Raymond James Financial Inc | Buy | +11,914 | +5.6% | 226,172 | $6.49M | Q2 2026 | Aug 14, 2026 |
| Osaic Holdings, Inc. | Sell | -8,390 | -73.0% | 3,098 | $88.94K | Q2 2026 | Aug 14, 2026 |
| Jones Financial Companies Lllp | Buy | +1,255 | +1.2% | 110,340 | $3.14M | Q2 2026 | Aug 14, 2026 |
| Neuberger Berman Group Llc | Sell | -4,388,119 | -85.5% | 747,128 | $21.45M | Q2 2026 | Aug 13, 2026 |
| Morgan Stanley | Buy | +53,175 | — | 53,175 | $1.53M | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | Buy | +1,499 | — | 1,499 | $43.04K | Q2 2026 | Aug 13, 2026 |
| Ubs Group Ag | Buy | +1,491 | — | 1,491 | $42.81K | Q2 2026 | Aug 13, 2026 |
| Exchange Traded Concepts, Llc | Sell | -24,354 | -18.4% | 107,783 | $3.09M | Q2 2026 | Aug 11, 2026 |
| Lpl Financial Llc | Sell | -50,416 | -15.7% | 269,987 | $7.75M | Q2 2026 | Aug 07, 2026 |
| Stage Harbor Financial, Llc | Buy | +17,247 | +7.3% | 254,627 | $7.31M | Q2 2026 | Aug 07, 2026 |
| Worth Financial Advisory Group, Llc | Buy | +29,136 | — | 29,136 | $836.50K | Q2 2026 | Jul 31, 2026 |
| Cambridge Investment Research Advisors, Inc. | Buy | +28,121 | +24.6% | 142,596 | $4.09K | Q2 2026 | Jul 30, 2026 |
| Barnes Pettey Financial Advisors, Llc | Buy | +6,630 | +64.1% | 16,980 | $487.50K | Q2 2026 | Jul 28, 2026 |
| Barrett & Company, Inc. | Buy | +488 | +14.7% | 3,814 | $109.50K | Q2 2026 | Jul 24, 2026 |
| Broadway Wealth Solutions, Inc. | Buy | +8,425 | +6.9% | 129,898 | $3.73M | Q2 2026 | Jul 13, 2026 |
| Chevy Chase Trust Holdings, Llc | Sell | -11,050 | -100.0% | 0 | $0.00 | Q2 2026 | May 15, 2026 |
| Jane Street Group, Llc | Sell | -12,964 | -100.0% | 0 | $0.00 | Q2 2026 | May 12, 2026 |
| Pathstone Holdings, Llc | Sell | -11,570 | -100.0% | 0 | $0.00 | Q2 2026 | May 11, 2026 |
| Hightower Advisors, Llc | Sell | -44,876 | -100.0% | 0 | $0.00 | Q2 2026 | May 05, 2026 |
| Motco | Sell | -66,351 | -100.0% | 0 | $0.00 | Q2 2026 | Apr 22, 2026 |
Frequently asked questions about NBSM activity
Which institutional owners are buying NBSM?
Institutional owners buying NBSM include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in NBSM activity?
"Buy" means an investor increased their reported position in NBSM compared to the prior reporting period. This reflects growing exposure to NEUBERGER SMALL-MID CAP ETF (NBSM) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in NBSM increasing?
Institutional interest in NBSM can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.