ADVENT CONVERT & INCOME (AVK) Institutional Ownership Changes & 13F Activity
ADVENT CONVERT & INCOME (AVK). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Sit Investment Associates Inc, Raymond James Financial Inc, Penserra Capital Management Llc, Wells Fargo & Company/Mn, and Guggenheim Capital Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | Sell | -739,152 | -100.0% | 0 | $0.00 | Q4 2025 | Aug 26, 2026 |
| Arete Wealth Advisors, Llc | Buy | +308,048 | — | 308,048 | $3.86M | Q4 2025 | Aug 11, 2026 |
| Nwf Advisory Services Inc. | Buy | +70,893 | — | 70,893 | $889.00K | Q4 2025 | Mar 03, 2026 |
| Compound Planning, Inc. | Buy | +21,156 | — | 21,156 | $265.30K | Q4 2025 | Feb 19, 2026 |
| Raymond James Financial Inc | Buy | +1,534,321 | — | 1,534,321 | $19.24M | Q4 2025 | Feb 18, 2026 |
| Newedge Advisors, Llc | Buy | +69,775 | — | 69,775 | $874.98K | Q4 2025 | Feb 18, 2026 |
| Beacon Pointe Advisors, Llc | Buy | +23,428 | — | 23,428 | $293.79K | Q4 2025 | Feb 18, 2026 |
| Guggenheim Capital Llc | Buy | +785,038 | — | 785,038 | $9.84M | Q4 2025 | Feb 17, 2026 |
| Creative Planning | Buy | +140,680 | — | 140,680 | $1.76M | Q4 2025 | Feb 17, 2026 |
| Osaic Holdings, Inc. | Buy | +117,678 | — | 117,678 | $1.48M | Q4 2025 | Feb 17, 2026 |
| &Partners | Buy | +81,621 | — | 81,621 | $1.02M | Q4 2025 | Feb 17, 2026 |
| Bank Of America Corp | Buy | +69,942 | — | 69,942 | $877.07K | Q4 2025 | Feb 17, 2026 |
| Modern Wealth Management, Llc | Buy | +61,831 | — | 61,831 | $775.37K | Q4 2025 | Feb 17, 2026 |
| Waverly Advisors, Llc | Buy | +54,270 | — | 54,270 | $680.55K | Q4 2025 | Feb 17, 2026 |
| Royal Bank Of Canada | Buy | +42,711 | — | 42,711 | $535.00K | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | Buy | +40,701 | — | 40,701 | $510.38K | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | Buy | +4,927 | — | 4,927 | $61.79K | Q4 2025 | Feb 17, 2026 |
| Wells Fargo & Company/Mn | Buy | +799,373 | — | 799,373 | $10.02M | Q4 2025 | Feb 13, 2026 |
| Morgan Stanley | Buy | +486,277 | — | 486,277 | $6.10M | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | Buy | +300,161 | — | 300,161 | $3.76M | Q4 2025 | Feb 13, 2026 |
| Stifel Financial Corp | Buy | +50,624 | — | 50,624 | $634.82K | Q4 2025 | Feb 13, 2026 |
| Heron Bay Capital Management | Buy | +42,823 | — | 42,823 | $537.00K | Q4 2025 | Feb 13, 2026 |
| Quarry Lp | Buy | +38,423 | — | 38,423 | $481.82K | Q4 2025 | Feb 13, 2026 |
| Level Four Advisory Services, Llc | Buy | +13,094 | — | 13,094 | $164.21K | Q4 2025 | Feb 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | Buy | +12,398 | — | 12,398 | $155.47K | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, Llc | Buy | +9,491 | — | 9,491 | $119.01K | Q4 2025 | Feb 13, 2026 |
| Golden State Wealth Management, Llc | Buy | +1,026 | — | 1,026 | $12.87K | Q4 2025 | Feb 13, 2026 |
| Gen-Wealth Partners Inc | Buy | +495 | — | 495 | $6.21K | Q4 2025 | Feb 13, 2026 |
| Sit Investment Associates Inc | Buy | +2,437,672 | — | 2,437,672 | $30.57M | Q4 2025 | Feb 12, 2026 |
| Penserra Capital Management Llc | Buy | +1,303,614 | — | 1,303,614 | $16.35M | Q4 2025 | Feb 12, 2026 |
Frequently asked questions about AVK activity
Which institutional owners are buying AVK?
Institutional owners buying AVK include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in AVK activity?
"Buy" means an investor increased their reported position in AVK compared to the prior reporting period. This reflects growing exposure to ADVENT CONVERT & INCOME (AVK) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in AVK increasing?
Institutional interest in AVK can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.
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