SIMPLIFY HIGH YIELD ETF (CDX) Institutional Ownership Changes & 13F Activity
SIMPLIFY HIGH YIELD ETF (CDX). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Altiora Financial Group, Llc, Principal Securities, Inc., Goldman Sachs Group Inc, Ankerstar Wealth, Llc, and Summit Financial, Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Wells Fargo & Company/Mn | Sell | -644 | -53.8% | 553 | $11.80K | Q1 2026 | Jul 08, 2026 |
| Western Wealth Management, Llc | Buy | +2,914 | — | 2,914 | $62.18K | Q1 2026 | May 19, 2026 |
| Newedge Advisors, Llc | Sell | -33,285 | -14.6% | 194,856 | $861.37K | Q1 2026 | May 18, 2026 |
| Goldman Sachs Group Inc | Buy | +100,300 | — | 100,300 | $2.14M | Q1 2026 | May 15, 2026 |
| Summit Financial, Llc | Sell | -86,002 | -62.1% | 52,480 | $1.12M | Q1 2026 | May 15, 2026 |
| Osaic Holdings, Inc. | Sell | -35,902 | -12.9% | 243,113 | $5.19M | Q1 2026 | May 15, 2026 |
| Citadel Advisors Llc | Sell | -16,263 | -13.1% | 107,640 | $2.30M | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | Buy | +8,729 | +4.7% | 196,137 | $4.19M | Q1 2026 | May 15, 2026 |
| Creativeone Wealth, Llc | Buy | +4,395 | +16.0% | 31,905 | $680.85K | Q1 2026 | May 15, 2026 |
| Advisory Services Network, Llc | Buy | +4,319 | +7.9% | 59,293 | $1.27M | Q1 2026 | May 15, 2026 |
| Morgan Stanley | Buy | +92 | +4600.0% | 94 | $2.02K | Q1 2026 | May 15, 2026 |
| Harbour Investments, Inc. | Buy | +25 | — | 25 | $534.00 | Q1 2026 | May 15, 2026 |
| Ankerstar Wealth, Llc | Sell | -87,557 | -75.9% | 27,769 | $592.59K | Q1 2026 | May 14, 2026 |
| Slatestone Wealth, Llc | Buy | +38,803 | +19.9% | 233,356 | $4.98M | Q1 2026 | May 14, 2026 |
| Cibc World Market Inc. | Sell | -10,275 | -18.2% | 46,099 | $983.75K | Q1 2026 | May 14, 2026 |
| Cwm, Llc | Buy | +3,696 | +68.3% | 9,106 | $194.32K | Q1 2026 | May 14, 2026 |
| Trajan Wealth Llc | Sell | -1,095 | -7.0% | 14,583 | $311.21K | Q1 2026 | May 14, 2026 |
| Stance Capital Llc | Buy | +454 | — | 454 | $9.69K | Q1 2026 | May 14, 2026 |
| Principal Securities, Inc. | Buy | +151,959 | +67.1% | 378,392 | $8.07M | Q1 2026 | May 13, 2026 |
| Ae Wealth Management Llc | Buy | +47,478 | +3.9% | 1,264,387 | $26.98M | Q1 2026 | May 13, 2026 |
| Newedge Wealth, Llc | Buy | +30,768 | +9.1% | 368,211 | $7.86M | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | Sell | -29,022 | -75.2% | 9,561 | $204.03K | Q1 2026 | May 13, 2026 |
| Orion Porfolio Solutions, Llc | Buy | +14,927 | +4.7% | 333,447 | $7.12M | Q1 2026 | May 13, 2026 |
| Signature Equity Partners, Llc | Buy | +281 | — | 281 | $6.00K | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | Buy | +110 | +1.1% | 9,867 | $210.56K | Q1 2026 | May 13, 2026 |
| Wcg Wealth Advisors Llc | Buy | +19,039 | +12.4% | 173,191 | $3.70M | Q1 2026 | May 12, 2026 |
| Td Waterhouse Canada Inc. | Buy | +18,200 | +59.9% | 48,600 | $1.04M | Q1 2026 | May 12, 2026 |
| Kingsview Wealth Management, Llc | Buy | +17,656 | +16.5% | 124,698 | $2.66M | Q1 2026 | May 12, 2026 |
| Adapt Wealth Advisors, Llc | Sell | -14,189 | -6.2% | 214,160 | $4.57M | Q1 2026 | May 11, 2026 |
| Altiora Financial Group, Llc | Sell | -175,432 | -16.3% | 898,970 | $19.18M | Q1 2026 | May 08, 2026 |
Frequently asked questions about CDX activity
Which institutional owners are buying CDX?
Institutional owners buying CDX include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in CDX activity?
"Buy" means an investor increased their reported position in CDX compared to the prior reporting period. This reflects growing exposure to SIMPLIFY HIGH YIELD ETF (CDX) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in CDX increasing?
Institutional interest in CDX can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.