CGMM Institutional Ownership & Shareholders
CAP GROUP SMALL AND MID CAP (CGMM) is currently held by 225 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $2.57B based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of CGMM tracked by InsiderSet, reporting ownership valued at approximately $708.04M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $670.24M, representing an estimated loss of -5.34% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 64% of the total disclosed CGMM value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Envestnet Asset Management Inc, Wells Fargo & Company/Mn, and several other long-term asset managers with concentrated positions in CAP GROUP SMALL AND MID CAP (CGMM).
This page ranks the largest institutional CGMM shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
225
Total Reported Value
$2.57B
Largest Holder
Lpl Financial Llc
Largest Position
$708.04M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
46
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.16% | 21,475,187 | $708,036,916 | $670,240,586 | -$37,796,330 | -5.34% | |
| Envestnet Asset Management Inc | 0.08% | 10,481,145 | $345,563,359 | $327,116,535 | -$18,446,824 | -5.34% | |
| Wells Fargo & Company/Mn | 0.03% | 4,714,240 | $155,428,492 | $147,131,430 | -$8,297,062 | -5.34% | |
| Jones Financial Companies Lllp | 0.03% | 2,507,602 | $81,296,461 | $78,262,258 | -$3,034,203 | -3.73% | |
| Osaic Holdings, Inc. | 0.09% | 2,443,779 | $80,575,066 | $76,270,343 | -$4,304,723 | -5.34% | |
| Cetera Investment Advisers | 0.07% | 2,276,254 | $75,048,116 | $71,041,887 | -$4,006,229 | -5.34% | |
| Commonwealth Equity Services, Llc | 0.07% | 1,703,879 | $52,752,090 | $53,178,064 | +$425,974 | +0.81% | |
| Pathstone Holdings, Llc | 0.20% | 1,679,370 | $49,306,293 | $52,413,138 | +$3,106,845 | +6.30% | |
| Merit Financial Group, Llc | 0.29% | 1,407,335 | $46,399,847 | $43,922,925 | -$2,476,922 | -5.34% | |
| Mml Investors Services, Llc | 0.09% | 1,325,925 | $43,715,737 | $41,382,119 | -$2,333,618 | -5.34% | |
| Assetmark, Inc | 0.07% | 1,347,995 | $41,733,925 | $42,070,924 | +$336,999 | +0.81% | |
| Raymond James Financial Inc | 0.01% | 1,218,875 | $40,186,309 | $38,041,089 | -$2,145,220 | -5.34% | |
| Sei Investments Co | 0.03% | 1,192,327 | $39,311,350 | $37,212,526 | -$2,098,824 | -5.34% | |
| Janney Montgomery Scott Llc | 0.07% | 1,171,983 | $38,640,000 | $36,577,589 | -$2,062,411 | -5.34% | |
| Captrust Financial Advisors | 0.06% | 1,131,525 | $37,306,391 | $35,314,895 | -$1,991,496 | -5.34% | |
| Royal Bank Of Canada | 0.01% | 1,077,007 | $35,509,000 | $33,613,388 | -$1,895,612 | -5.34% | |
| Kestra Advisory Services, Llc | 0.10% | 1,119,437 | $34,657,758 | $34,937,629 | +$279,871 | +0.81% | |
| Stifel Financial Corp | 0.03% | 955,775 | $31,512,077 | $29,829,738 | -$1,682,339 | -5.34% | |
| Capital Group Private Client Services, Inc. | 0.44% | 955,714 | $31,509,904 | $29,827,834 | -$1,682,070 | -5.34% | |
| Newedge Advisors, Llc | 0.08% | 824,209 | $27,174,160 | $25,723,563 | -$1,450,597 | -5.34% | |
| Benjamin Edwards Inc | 0.24% | 801,560 | $26,426,784 | $25,016,688 | -$1,410,096 | -5.34% | |
| Ergawealth Advisors, Inc. | 10.04% | 821,971 | $25,448,212 | $25,653,715 | +$205,503 | +0.81% | |
| Presper Financial Architects, Llc | 11.04% | 641,960 | $21,165,421 | $20,035,572 | -$1,129,849 | -5.34% | |
| &Partners | 0.07% | 552,692 | $18,253,894 | $17,249,517 | -$1,004,377 | -5.50% | |
| Natixis Advisors, Llc | 0.02% | 522,131 | $17,214,000 | $16,295,709 | -$918,291 | -5.33% | |
| Baird Financial Group, Inc. | 0.02% | 509,926 | $16,812,260 | $15,914,790 | -$897,470 | -5.34% | |
| Main Line Retirement Advisors, Llc | 7.18% | 528,417 | $16,359,785 | $16,491,895 | +$132,110 | +0.81% | |
| Valmark Advisers, Inc. | 0.16% | 468,806 | $15,456,540 | $14,631,435 | -$825,105 | -5.34% | |
| Macquarie Group Ltd | 0.07% | 460,000 | $15,166,200 | $14,356,600 | -$809,600 | -5.34% | |
| Compton Financial Group, Llc | 2.91% | 457,700 | $15,090,377 | $14,284,817 | -$805,560 | -5.34% | |
| Strategic Blueprint, Llc | 0.72% | 471,922 | $14,610,716 | $14,728,686 | +$117,970 | +0.81% | |
| Aprio Wealth Management, Llc | 0.64% | 451,948 | $13,992,303 | $14,105,297 | +$112,994 | +0.81% | |
| Stephens Inc | 0.15% | 404,504 | $13,336,497 | $12,624,570 | -$711,927 | -5.34% | |
| Rockefeller Capital Management L.P. | 0.02% | 372,277 | $12,273,973 | $11,618,765 | -$655,208 | -5.34% | |
| Wealth Enhancement Advisory Services, Llc | 0.02% | 350,848 | $11,034,160 | $10,949,966 | -$84,194 | -0.76% | |
| Souders Financial Advisors | 1.01% | 305,649 | $10,077,264 | $9,539,305 | -$537,959 | -5.34% | |
| Vestmark Advisory Solutions, Inc. | 0.09% | 303,954 | $10,021,363 | $9,486,404 | -$534,959 | -5.34% | |
| Coign Capital Advisors Llc | 4.26% | 286,923 | $9,460,165 | $8,954,867 | -$505,298 | -5.34% | |
| Orion Porfolio Solutions, Llc | 0.07% | 282,307 | $9,307,646 | $8,810,801 | -$496,845 | -5.34% | |
| J. Derek Lewis & Associates Inc. | 1.75% | 281,626 | $9,285,249 | $8,789,547 | -$495,702 | -5.34% | |
| Great Valley Advisor Group, Inc. | 0.14% | 270,456 | $8,917,140 | $8,440,932 | -$476,208 | -5.34% | |
| Essex Financial Services, Inc. | 0.35% | 215,247 | $7,096,697 | $6,717,859 | -$378,838 | -5.34% | |
| Equitable Holdings, Inc. | 0.04% | 213,117 | $7,026,474 | $6,651,382 | -$375,092 | -5.34% | |
| Cary Street Partners Financial Llc | 0.14% | 190,437 | $6,278,708 | $5,943,539 | -$335,169 | -5.34% | |
| Private Advisor Group, Llc | 0.03% | 190,130 | $6,268,584 | $5,933,957 | -$334,627 | -5.34% | |
| Davenport & Co Llc | 0.03% | 199,626 | $6,180,434 | $6,230,327 | +$49,893 | +0.81% | |
| Kwb Wealth | 0.50% | 188,326 | $5,830,575 | $5,877,654 | +$47,079 | +0.81% | |
| Royal Harbor Partners, Llc | 1.70% | 179,842 | $5,567,908 | $5,612,869 | +$44,961 | +0.81% | |
| Cullen/Frost Bankers, Inc. | 0.05% | 174,764 | $5,410,693 | $5,454,384 | +$43,691 | +0.81% | |
| Smartleaf Asset Management Llc | 0.17% | 164,361 | $5,372,971 | $5,129,707 | -$243,264 | -4.53% |
Frequently asked questions about CGMM
Who are the largest institutional holders of CGMM?
The largest institutional holders of CGMM reported in the latest SEC Form 13F filings include Lpl Financial Llc, Envestnet Asset Management Inc, Wells Fargo & Company/Mn, Jones Financial Companies Lllp, and Osaic Holdings, Inc.. InsiderSet ranks institutional holders by their latest reported CGMM position.
What is CGMM institutional ownership?
This page tracks CGMM positions reported by institutional investment managers through SEC Form 13F. CAP GROUP SMALL AND MID CAP (CGMM) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own CGMM?
InsiderSet currently tracks 225 institutional managers reporting CGMM holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of CGMM shareholders.
How much CGMM stock do institutions own?
Institutional investment managers disclosed approximately $2.57B in CGMM holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was CGMM institutional ownership last updated?
The latest CGMM institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional CGMM holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its CGMM position after the reporting date.
Are institutions buying or selling CGMM?
Institutional buying and selling can be analyzed by comparing CGMM positions across consecutive 13F reporting periods. InsiderSet's CGMM Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View CGMM ownership changes.
How has CGMM institutional ownership changed over time?
InsiderSet tracks CGMM institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.