FNY Institutional Ownership & Shareholders
FIRST TRUST MID CAP GROWTH (FNY) is currently held by 125 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $433.98M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of FNY tracked by InsiderSet, reporting ownership valued at approximately $100.59M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $88.94M, representing an estimated loss of -11.59% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 73% of the total disclosed FNY value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Morgan Stanley, Wells Fargo & Company/Mn, and several other long-term asset managers with concentrated positions in FIRST TRUST MID CAP GROWTH (FNY).
This page ranks the largest institutional FNY shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
125
Total Reported Value
$433.98M
Largest Holder
Lpl Financial Llc
Largest Position
$100.59M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
131
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.02% | 907,423 | $100,590,580 | $88,935,439 | -$11,655,141 | -11.59% | |
| Morgan Stanley | 0.00% | 485,370 | $53,804,871 | $47,570,531 | -$6,234,340 | -11.59% | |
| Wells Fargo & Company/Mn | 0.01% | 482,443 | $53,480,317 | $47,283,659 | -$6,196,658 | -11.59% | |
| &Partners | 0.09% | 197,544 | $22,648,921 | $19,361,050 | -$3,287,871 | -14.52% | |
| Cetera Investment Advisers | 0.02% | 188,546 | $20,900,953 | $18,479,167 | -$2,421,786 | -11.59% | |
| Newedge Advisors, Llc | 0.06% | 182,925 | $20,277,849 | $17,928,260 | -$2,349,589 | -11.59% | |
| Ubs Group Ag | 0.00% | 130,332 | $14,447,693 | $12,773,683 | -$1,674,010 | -11.59% | |
| Envestnet Asset Management Inc | 0.00% | 113,923 | $12,628,678 | $11,165,457 | -$1,463,221 | -11.59% | |
| Raymond James Financial Inc | 0.00% | 96,560 | $10,704,031 | $9,463,730 | -$1,240,301 | -11.59% | |
| Osaic Holdings, Inc. | 0.01% | 74,422 | $8,251,231 | $7,294,011 | -$957,220 | -11.60% | |
| Royal Bank Of Canada | 0.00% | 54,340 | $6,024,000 | $5,325,798 | -$698,202 | -11.59% | |
| Goldman Sachs Group Inc | 0.00% | 50,000 | $5,542,655 | $4,900,440 | -$642,215 | -11.59% | |
| Janney Montgomery Scott Llc | 0.01% | 47,486 | $5,264,000 | $4,654,046 | -$609,954 | -11.59% | |
| Kingsview Wealth Management, Llc | 0.06% | 46,077 | $5,107,763 | $4,515,951 | -$591,812 | -11.59% | |
| Steward Partners Investment Advisory, Llc | 0.02% | 42,023 | $4,658,380 | $4,118,624 | -$539,756 | -11.59% | |
| Equitable Holdings, Inc. | 0.03% | 41,242 | $4,571,834 | $4,042,079 | -$529,755 | -11.59% | |
| First Trust Advisors Lp | 0.00% | 40,709 | $4,512,718 | $3,989,840 | -$522,878 | -11.59% | |
| Private Advisor Group, Llc | 0.02% | 40,029 | $4,437,333 | $3,923,194 | -$514,139 | -11.59% | |
| Kestra Advisory Services, Llc | 0.01% | 38,521 | $4,270,186 | $3,775,397 | -$494,789 | -11.59% | |
| Citadel Advisors Llc | 0.00% | 34,999 | $3,879,748 | $3,430,210 | -$449,538 | -11.59% | |
| Wealth Management Partners, Llc | 0.83% | 35,643 | $3,522,860 | $3,493,328 | -$29,532 | -0.84% | |
| Anderson Financial Strategies, Llc | 1.68% | 30,550 | $3,226,621 | $2,994,169 | -$232,452 | -7.20% | |
| Kcm Investment Advisors Llc | 0.09% | 32,273 | $3,189,757 | $3,163,038 | -$26,719 | -0.84% | |
| Jones Financial Companies Lllp | 0.00% | 25,248 | $2,743,700 | $2,474,526 | -$269,174 | -9.81% | |
| Win Advisors, Inc | 0.89% | 22,440 | $2,487,544 | $2,199,317 | -$288,227 | -11.59% | |
| Barnes Pettey Financial Advisors, Llc | 0.75% | 21,630 | $2,397,781 | $2,119,930 | -$277,851 | -11.59% | |
| Commonwealth Equity Services, Llc | 0.00% | 20,313 | $2,251,803 | $1,990,853 | -$260,950 | -11.59% | |
| Crux Wealth Advisors | 0.74% | 19,143 | $2,122,061 | $1,876,182 | -$245,879 | -11.59% | |
| Empirical Asset Management, Llc | 0.47% | 18,745 | $2,077,941 | $1,837,175 | -$240,766 | -11.59% | |
| Cary Street Partners Financial Llc | 0.04% | 16,931 | $1,876,852 | $1,659,387 | -$217,465 | -11.59% | |
| Wealth Enhancement Advisory Services, Llc | 0.00% | 18,432 | $1,819,842 | $1,806,498 | -$13,344 | -0.73% | |
| Sylvest Advisors, Llc | 0.81% | 18,283 | $1,807,031 | $1,791,895 | -$15,136 | -0.84% | |
| Mtm Investment Management, Llc | 0.49% | 17,091 | $1,689,218 | $1,675,068 | -$14,150 | -0.84% | |
| Worthington Financial Partners, Llc | 1.41% | 16,908 | $1,671,132 | $1,657,133 | -$13,999 | -0.84% | |
| Harbour Investments, Inc. | 0.02% | 12,049 | $1,335,669 | $1,180,908 | -$154,761 | -11.59% | |
| Fifth Third Bancorp | 0.00% | 11,434 | $1,267,466 | $1,120,633 | -$146,833 | -11.58% | |
| Assuredpartners Investment Advisors, Llc | 0.12% | 11,245 | $1,246,543 | $1,102,109 | -$144,434 | -11.59% | |
| Stratos Wealth Partners, Ltd. | 0.01% | 10,477 | $1,161,408 | $1,026,838 | -$134,570 | -11.59% | |
| Pcg Wealth Advisors, Llc | 0.23% | 9,408 | $1,042,916 | $922,067 | -$120,849 | -11.59% | |
| Rockefeller Capital Management L.P. | 0.00% | 8,957 | $993,008 | $877,865 | -$115,143 | -11.60% | |
| Great Valley Advisor Group, Inc. | 0.01% | 8,349 | $925,085 | $818,275 | -$106,810 | -11.55% | |
| Susquehanna International Group, Llp | 0.00% | 8,206 | $909,661 | $804,260 | -$105,401 | -11.59% | |
| Ifp Advisors, Inc | 0.02% | 9,195 | $908,803 | $901,191 | -$7,612 | -0.84% | |
| Baird Financial Group, Inc. | 0.00% | 7,967 | $883,167 | $780,836 | -$102,331 | -11.59% | |
| Transamerica Financial Advisors, Llc | 0.07% | 7,448 | $825,738 | $729,970 | -$95,768 | -11.60% | |
| Proactive Wealth Strategies Llc | 0.13% | 7,252 | $803,906 | $710,760 | -$93,146 | -11.59% | |
| Stonebridge Financial Planning Group, Llc | 0.25% | 7,166 | $794,417 | $702,331 | -$92,086 | -11.59% | |
| Transcend Capital Advisors, Llc | 0.05% | 6,750 | $748,239 | $661,559 | -$86,680 | -11.58% | |
| Dominguez Wealth Management Solutions, Inc. | 0.41% | 7,466 | $737,894 | $731,734 | -$6,160 | -0.83% | |
| Geneos Wealth Management Inc. | 0.01% | 6,532 | $724,035 | $640,193 | -$83,842 | -11.58% |
Frequently asked questions about FNY
Who are the largest institutional holders of FNY?
The largest institutional holders of FNY reported in the latest SEC Form 13F filings include Lpl Financial Llc, Morgan Stanley, Wells Fargo & Company/Mn, &Partners, and Cetera Investment Advisers. InsiderSet ranks institutional holders by their latest reported FNY position.
What is FNY institutional ownership?
This page tracks FNY positions reported by institutional investment managers through SEC Form 13F. FIRST TRUST MID CAP GROWTH (FNY) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own FNY?
InsiderSet currently tracks 125 institutional managers reporting FNY holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of FNY shareholders.
How much FNY stock do institutions own?
Institutional investment managers disclosed approximately $433.98M in FNY holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was FNY institutional ownership last updated?
The latest FNY institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional FNY holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its FNY position after the reporting date.
Are institutions buying or selling FNY?
Institutional buying and selling can be analyzed by comparing FNY positions across consecutive 13F reporting periods. InsiderSet's FNY Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View FNY ownership changes.
How has FNY institutional ownership changed over time?
InsiderSet tracks FNY institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.