FIRST TRUST SMALL CAP GROWTH (FYC) Institutional Shareholders
FIRST TRUST SMALL CAP GROWTH (FYC) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026. The institutional investors covered on this page collectively reported approximately $669.94M in FYC holdings during the latest filing period.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of FYC tracked by InsiderSet, reporting ownership valued at approximately $131.92M in its March 31, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $164.84M, representing an estimated gain of +24.95% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 59% of the total disclosed FYC value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Raymond James Financial Inc, Wells Fargo & Company/Mn, and several other long-term asset managers with concentrated positions in FIRST TRUST SMALL CAP GROWTH (FYC).
This page ranks the largest institutional FYC shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
166
Total Reported Value
$669.94M
Largest Holder
Lpl Financial Llc
Largest Position
$131.92M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
149
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.04% | 1,360,284 | $131,920,295 | $164,839,215 | +$32,918,920 | +24.95% | |
| Raymond James Financial Inc | 0.02% | 544,962 | $52,850,428 | $66,038,495 | +$13,188,067 | +24.95% | |
| Wells Fargo & Company/Mn | 0.01% | 443,572 | $43,017,604 | $53,752,055 | +$10,734,451 | +24.95% | |
| Morgan Stanley | 0.00% | 394,547 | $38,263,227 | $47,811,205 | +$9,547,978 | +24.95% | |
| Cetera Investment Advisers | 0.03% | 289,684 | $28,093,543 | $35,103,907 | +$7,010,364 | +24.95% | |
| Bank Of America Corp | 0.00% | 244,266 | $23,688,917 | $29,600,154 | +$5,911,237 | +24.95% | |
| Eclectic Associates Inc | 2.29% | 158,288 | $20,155,896 | $19,181,340 | -$974,556 | -4.84% | |
| Stifel Financial Corp | 0.02% | 196,613 | $19,067,568 | $23,825,563 | +$4,757,995 | +24.95% | |
| Envestnet Asset Management Inc | 0.00% | 185,425 | $17,982,512 | $22,469,802 | +$4,487,290 | +24.95% | |
| Ubs Group Ag | 0.00% | 174,614 | $16,934,066 | $21,159,725 | +$4,225,659 | +24.95% | |
| Royal Bank Of Canada | 0.00% | 171,140 | $16,597,000 | $20,738,745 | +$4,141,745 | +24.95% | |
| New Wave Wealth Advisors Llc | 3.56% | 102,390 | $13,038,343 | $12,407,620 | -$630,723 | -4.84% | |
| Integrity Advisory Solutions, Llc | 1.30% | 99,486 | $12,668,561 | $12,055,713 | -$612,848 | -4.84% | |
| Concurrent Investment Advisors, Llc | 0.11% | 99,023 | $12,609,618 | $11,999,607 | -$610,011 | -4.84% | |
| Ifp Advisors, Inc | 0.21% | 90,820 | $11,565,019 | $11,005,568 | -$559,451 | -4.84% | |
| Osaic Holdings, Inc. | 0.01% | 102,487 | $9,939,203 | $12,419,375 | +$2,480,172 | +24.95% | |
| Bedel Financial Consulting, Inc. | 0.95% | 78,032 | $9,936,595 | $9,455,918 | -$480,677 | -4.84% | |
| Richmond Investment Services, Llc | 3.11% | 77,150 | $9,824,258 | $9,349,037 | -$475,221 | -4.84% | |
| Pnc Financial Services Group, Inc. | 0.01% | 92,515 | $8,972,124 | $11,210,968 | +$2,238,844 | +24.95% | |
| Mml Investors Services, Llc | 0.02% | 87,736 | $8,508,606 | $10,631,848 | +$2,123,242 | +24.95% | |
| Warner Group Llc | 2.00% | 63,773 | $8,120,950 | $7,728,012 | -$392,938 | -4.84% | |
| Baird Financial Group, Inc. | 0.01% | 72,917 | $7,071,491 | $8,836,082 | +$1,764,591 | +24.95% | |
| Commonwealth Equity Services, Llc | 0.01% | 53,629 | $6,829,080 | $6,498,762 | -$330,318 | -4.84% | |
| Two Sigma Investments, Lp | 0.01% | 67,700 | $6,565,546 | $8,203,886 | +$1,638,340 | +24.95% | |
| Northwestern Mutual Wealth Management Co | 0.00% | 60,864 | $5,902,606 | $7,375,500 | +$1,472,894 | +24.95% | |
| Equitable Holdings, Inc. | 0.04% | 57,512 | $5,527,973 | $6,969,304 | +$1,441,331 | +26.07% | |
| Greenup Street Wealth Management Llc | 0.65% | 41,634 | $5,301,710 | $5,045,208 | -$256,502 | -4.84% | |
| Redhawk Wealth Advisors, Inc. | 0.50% | 39,716 | $5,057,397 | $4,812,785 | -$244,612 | -4.84% | |
| Jones Financial Companies Lllp | 0.00% | 51,188 | $4,842,485 | $6,202,962 | +$1,360,477 | +28.09% | |
| Integrated Wealth Concepts Llc | 0.04% | 49,509 | $4,801,357 | $5,999,501 | +$1,198,144 | +24.95% | |
| Kingsview Wealth Management, Llc | 0.06% | 43,468 | $4,215,494 | $5,267,452 | +$1,051,958 | +24.95% | |
| Paller Financial Services Inc | 2.88% | 30,264 | $3,853,818 | $3,667,392 | -$186,426 | -4.84% | |
| Steward Partners Investment Advisory, Llc | 0.02% | 37,326 | $3,619,839 | $4,523,165 | +$903,326 | +24.95% | |
| &Partners | 0.02% | 35,891 | $3,483,859 | $4,349,271 | +$865,412 | +24.84% | |
| Cary Street Partners Financial Llc | 0.08% | 27,275 | $3,473,150 | $3,305,185 | -$167,966 | -4.84% | |
| Storyone Llc | 1.36% | 22,632 | $2,881,993 | $2,742,546 | -$139,447 | -4.84% | |
| Kestra Advisory Services, Llc | 0.01% | 21,469 | $2,733,910 | $2,601,613 | -$132,297 | -4.84% | |
| Susquehanna International Group, Llp | 0.00% | 27,465 | $2,663,556 | $3,328,209 | +$664,653 | +24.95% | |
| Harbour Investments, Inc. | 0.04% | 25,702 | $2,492,670 | $3,114,568 | +$621,898 | +24.95% | |
| Certified Advisory Corp | 0.20% | 19,569 | $2,491,902 | $2,371,371 | -$120,531 | -4.84% | |
| Truist Financial Corp | 0.00% | 19,329 | $2,461,353 | $2,342,288 | -$119,065 | -4.84% | |
| Hfg Advisors, Inc. | 1.58% | 23,128 | $2,242,956 | $2,802,651 | +$559,695 | +24.95% | |
| Proactive Wealth Strategies Llc | 0.40% | 21,809 | $2,115,042 | $2,642,815 | +$527,773 | +24.95% | |
| Geneos Wealth Management Inc. | 0.05% | 20,549 | $1,992,878 | $2,490,128 | +$497,250 | +24.95% | |
| Vista Investment Partners Ii, Llc | 0.77% | 15,375 | $1,957,853 | $1,863,143 | -$94,711 | -4.84% | |
| Ameritas Investment Partners, Inc. | 0.06% | 18,615 | $1,805,299 | $2,255,766 | +$450,467 | +24.95% | |
| Gateway Wealth Partners, Llc | 0.07% | 17,972 | $1,742,858 | $2,177,847 | +$434,989 | +24.96% | |
| Ashton Thomas Private Wealth, Llc | 0.03% | 12,441 | $1,584,237 | $1,507,600 | -$76,637 | -4.84% | |
| Us Bancorp \De\ | 0.00% | 15,922 | $1,549,188 | $1,929,428 | +$380,240 | +24.54% | |
| Gladstone Institutional Advisory Llc | 0.05% | 12,021 | $1,530,744 | $1,456,705 | -$74,039 | -4.84% |
Frequently asked questions about FYC
Who owns the most FYC stock?
The largest holders of FYC are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for FIRST TRUST SMALL CAP GROWTH (FYC).
Is FYC widely held by superinvestors?
Many widely followed stocks like FYC appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly FYC is represented among the institutional managers we track.
What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?
Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.