FYT Institutional Ownership & Shareholders
FIRST TRUST SMALL CAP VAL (FYT) is currently held by 73 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $125.53M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of FYT tracked by InsiderSet, reporting ownership valued at approximately $18.16M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $18.21M, representing an estimated gain of +0.31% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 71% of the total disclosed FYT value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Morgan Stanley, Wells Fargo & Company/Mn, and several other long-term asset managers with concentrated positions in FIRST TRUST SMALL CAP VAL (FYT).
This page ranks the largest institutional FYT shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
73
Total Reported Value
$125.53M
Largest Holder
Lpl Financial Llc
Largest Position
$18.16M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
86
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.00% | 260,096 | $18,158,198 | $18,214,523 | +$56,325 | +0.31% | |
| Morgan Stanley | 0.00% | 185,118 | $12,923,804 | $12,963,814 | +$40,010 | +0.31% | |
| Wells Fargo & Company/Mn | 0.00% | 178,000 | $12,426,814 | $12,465,340 | +$38,526 | +0.31% | |
| Royal Bank Of Canada | 0.00% | 126,963 | $8,864,000 | $8,891,219 | +$27,219 | +0.31% | |
| Kingsview Wealth Management, Llc | 0.10% | 122,159 | $8,528,373 | $8,554,795 | +$26,422 | +0.31% | |
| Proactive Wealth Strategies Llc | 1.34% | 119,349 | $8,332,342 | $8,358,010 | +$25,668 | +0.31% | |
| Raymond James Financial Inc | 0.00% | 100,999 | $7,051,073 | $7,072,960 | +$21,887 | +0.31% | |
| Cetera Investment Advisers | 0.00% | 68,397 | $4,775,046 | $4,789,842 | +$14,796 | +0.31% | |
| Fiduciary Alliance Llc | 0.36% | 70,916 | $4,740,799 | $4,966,247 | +$225,448 | +4.76% | |
| Roman Butler Fullerton & Co | 0.77% | 47,850 | $3,358,726 | $3,350,936 | -$7,791 | -0.23% | |
| Truist Financial Corp | 0.00% | 46,795 | $3,128,316 | $3,277,054 | +$148,738 | +4.75% | |
| Commonwealth Equity Services, Llc | 0.00% | 43,248 | $2,891,143 | $3,028,657 | +$137,514 | +4.76% | |
| Envestnet Asset Management Inc | 0.00% | 40,028 | $2,794,518 | $2,803,161 | +$8,643 | +0.31% | |
| Ubs Group Ag | 0.00% | 34,123 | $2,382,263 | $2,389,634 | +$7,371 | +0.31% | |
| Kestra Advisory Services, Llc | 0.01% | 34,670 | $2,317,724 | $2,427,940 | +$110,216 | +4.76% | |
| Goldman Sachs Group Inc | 0.00% | 29,611 | $2,067,248 | $2,073,658 | +$6,410 | +0.31% | |
| Nwam Llc | 0.07% | 20,098 | $1,403,094 | $1,407,463 | +$4,369 | +0.31% | |
| Ifg Advisory, Llc | 0.05% | 19,854 | $1,386,086 | $1,390,376 | +$4,290 | +0.31% | |
| Citadel Advisors Llc | 0.00% | 16,678 | $1,164,350 | $1,167,960 | +$3,610 | +0.31% | |
| Osaic Holdings, Inc. | 0.00% | 14,508 | $1,013,150 | $1,015,995 | +$2,845 | +0.28% | |
| Two Sigma Investments, Lp | 0.00% | 14,500 | $1,012,296 | $1,015,435 | +$3,139 | +0.31% | |
| Susquehanna International Group, Llp | 0.00% | 12,558 | $876,718 | $879,437 | +$2,719 | +0.31% | |
| Jones Financial Companies Lllp | 0.00% | 12,412 | $869,523 | $869,212 | -$311 | -0.04% | |
| Gateway Wealth Partners, Llc | 0.05% | 12,397 | $865,485 | $868,162 | +$2,677 | +0.31% | |
| Pinnacle Bancorp, Inc. | 0.22% | 12,213 | $816,450 | $855,276 | +$38,826 | +4.76% | |
| Stifel Financial Corp | 0.00% | 9,614 | $671,188 | $673,268 | +$2,080 | +0.31% | |
| Chicago Partners Investment Group Llc | 0.01% | 8,793 | $613,793 | $615,774 | +$1,981 | +0.32% | |
| Tcfg Investment Advisors, Llc | 0.20% | 8,861 | $592,366 | $620,536 | +$28,170 | +4.76% | |
| Mml Investors Services, Llc | 0.00% | 8,425 | $588,196 | $590,003 | +$1,807 | +0.31% | |
| Tcfg Wealth Management, Llc | 0.21% | 9,025 | $557,671 | $632,021 | +$74,350 | +13.33% | |
| Baird Financial Group, Inc. | 0.00% | 7,164 | $500,144 | $501,695 | +$1,551 | +0.31% | |
| Private Advisor Group, Llc | 0.00% | 6,522 | $455,352 | $456,736 | +$1,384 | +0.30% | |
| Waverly Advisors, Llc | 0.00% | 6,113 | $426,770 | $428,093 | +$1,323 | +0.31% | |
| Jpmorgan Chase & Co | 0.00% | 5,280 | $368,164 | $369,758 | +$1,594 | +0.43% | |
| Tower Research Capital Llc (Trc) | 0.01% | 5,260 | $367,219 | $368,358 | +$1,139 | +0.31% | |
| Harbour Investments, Inc. | 0.00% | 5,093 | $355,560 | $356,663 | +$1,103 | +0.31% | |
| Advisory Alpha, Llc | 0.01% | 5,013 | $349,992 | $351,060 | +$1,068 | +0.31% | |
| Wealth Enhancement Advisory Services, Llc | 0.00% | 5,025 | $340,699 | $351,901 | +$11,202 | +3.29% | |
| Advisory Advocates, Llc | 0.28% | 4,704 | $328,421 | $329,421 | +$1,000 | +0.30% | |
| &Partners | 0.00% | 4,624 | $310,912 | $323,819 | +$12,907 | +4.15% | |
| Medallion Wealth Advisors, Llc | 0.10% | 4,387 | $306,265 | $307,222 | +$957 | +0.31% | |
| Prasad Wealth Partners, Llc | 0.07% | 4,382 | $305,909 | $306,871 | +$962 | +0.31% | |
| Wagner Wealth Management, Llc | 0.05% | 4,367 | $291,924 | $305,821 | +$13,897 | +4.76% | |
| Focus Partners Advisor Solutions, Llc | 0.00% | 3,657 | $255,308 | $256,100 | +$792 | +0.31% | |
| Level Four Advisory Services, Llc | 0.01% | 3,591 | $250,717 | $251,478 | +$761 | +0.30% | |
| Corient Private Wealth Llc | 0.00% | 3,565 | $248,885 | $249,657 | +$772 | +0.31% | |
| Arlington Financial Advisors, Llc | 0.03% | 3,704 | $247,616 | $259,391 | +$11,775 | +4.76% | |
| Janney Montgomery Scott Llc | 0.00% | 3,537 | $247,000 | $247,696 | +$696 | +0.28% | |
| Northwest Wealth Management, Llc | 0.03% | 3,657 | $244,474 | $256,100 | +$11,626 | +4.76% | |
| Belpointe Asset Management Llc | 0.01% | 3,388 | $236,528 | $237,262 | +$734 | +0.31% |
Frequently asked questions about FYT
Who are the largest institutional holders of FYT?
The largest institutional holders of FYT reported in the latest SEC Form 13F filings include Lpl Financial Llc, Morgan Stanley, Wells Fargo & Company/Mn, Royal Bank Of Canada, and Kingsview Wealth Management, Llc. InsiderSet ranks institutional holders by their latest reported FYT position.
What is FYT institutional ownership?
This page tracks FYT positions reported by institutional investment managers through SEC Form 13F. FIRST TRUST SMALL CAP VAL (FYT) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own FYT?
InsiderSet currently tracks 73 institutional managers reporting FYT holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of FYT shareholders.
How much FYT stock do institutions own?
Institutional investment managers disclosed approximately $125.53M in FYT holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was FYT institutional ownership last updated?
The latest FYT institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional FYT holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its FYT position after the reporting date.
Are institutions buying or selling FYT?
Institutional buying and selling can be analyzed by comparing FYT positions across consecutive 13F reporting periods. InsiderSet's FYT Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View FYT ownership changes.
How has FYT institutional ownership changed over time?
InsiderSet tracks FYT institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.