FIRST TRUST SMALL CAP VAL (FYT) Top Institutional Shareholders
FIRST TRUST SMALL CAP VAL (FYT) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended March 31, 2026. The institutional investors covered on this page collectively reported approximately $98.08M in FYT holdings during the latest filing period.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of FYT tracked by InsiderSet, reporting ownership valued at approximately $13.57M in its March 31, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $14.69M, representing an estimated gain of +8.27% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 76% of the total disclosed FYT value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Morgan Stanley, Wells Fargo & Company/Mn, and several other long-term asset managers with concentrated positions in FIRST TRUST SMALL CAP VAL (FYT).
This page ranks the largest institutional FYT shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
66
Total Reported Value
$98.08M
Largest Holder
Lpl Financial Llc
Largest Position
$13.57M
Insider Transactions (90d)
0
Latest Filing Quarter
Q1 2026
New Institutional Positions
71
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.00% | 219,604 | $13,569,747 | $14,692,628 | +$1,122,881 | +8.27% | |
| Morgan Stanley | 0.00% | 204,279 | $12,622,836 | $13,667,307 | +$1,044,471 | +8.27% | |
| Wells Fargo & Company/Mn | 0.00% | 171,783 | $10,614,771 | $11,493,159 | +$878,388 | +8.28% | |
| Proactive Wealth Strategies Llc | 1.42% | 122,605 | $7,576,044 | $8,202,900 | +$626,856 | +8.27% | |
| Kingsview Wealth Management, Llc | 0.10% | 121,478 | $7,506,334 | $8,127,498 | +$621,164 | +8.28% | |
| Raymond James Financial Inc | 0.00% | 108,325 | $6,693,581 | $7,247,495 | +$553,914 | +8.28% | |
| Royal Bank Of Canada | 0.00% | 101,235 | $6,255,000 | $6,773,138 | +$518,138 | +8.28% | |
| Cetera Investment Advisers | 0.00% | 60,279 | $3,724,771 | $4,032,973 | +$308,202 | +8.27% | |
| Truist Financial Corp | 0.00% | 47,752 | $2,950,711 | $3,194,852 | +$244,141 | +8.27% | |
| Envestnet Asset Management Inc | 0.00% | 43,421 | $2,683,091 | $2,905,086 | +$221,995 | +8.27% | |
| Commonwealth Equity Services, Llc | 0.00% | 35,382 | $2,186,288 | $2,367,236 | +$180,948 | +8.28% | |
| Ubs Group Ag | 0.00% | 34,634 | $2,140,104 | $2,317,191 | +$177,087 | +8.27% | |
| Kestra Advisory Services, Llc | 0.01% | 33,520 | $2,071,240 | $2,242,659 | +$171,419 | +8.28% | |
| Medallion Wealth Advisors, Llc | 0.12% | 31,539 | $1,729,358 | $2,110,120 | +$380,762 | +22.02% | |
| Gateway Wealth Partners, Llc | 0.06% | 24,628 | $1,521,816 | $1,647,739 | +$125,923 | +8.27% | |
| Susquehanna International Group, Llp | 0.00% | 20,157 | $1,245,537 | $1,348,606 | +$103,069 | +8.28% | |
| Nwam Llc | 0.07% | 20,089 | $1,241,314 | $1,344,057 | +$102,743 | +8.28% | |
| Two Sigma Investments, Lp | 0.00% | 15,475 | $956,228 | $1,035,356 | +$79,128 | +8.28% | |
| Osaic Holdings, Inc. | 0.00% | 13,290 | $821,530 | $889,169 | +$67,639 | +8.23% | |
| Stifel Financial Corp | 0.00% | 12,239 | $756,273 | $818,852 | +$62,579 | +8.27% | |
| Pinnacle Bancorp, Inc. | 0.22% | 12,213 | $754,663 | $817,112 | +$62,449 | +8.28% | |
| Chicago Partners Investment Group Llc | 0.01% | 8,776 | $584,450 | $587,159 | +$2,709 | +0.46% | |
| Goldman Sachs Group Inc | 0.00% | 9,068 | $560,328 | $606,695 | +$46,367 | +8.28% | |
| Tcfg Investment Advisors, Llc | 0.21% | 9,025 | $557,671 | $603,819 | +$46,148 | +8.28% | |
| Tcfg Wealth Management, Llc | 0.21% | 9,025 | $557,671 | $603,819 | +$46,148 | +8.28% | |
| Advisory Advocates, Llc | 0.28% | 9,405 | $557,173 | $629,242 | +$72,069 | +12.93% | |
| Mml Investors Services, Llc | 0.00% | 7,625 | $471,133 | $510,151 | +$39,018 | +8.28% | |
| Baird Financial Group, Inc. | 0.00% | 6,664 | $411,781 | $445,856 | +$34,075 | +8.27% | |
| Private Advisor Group, Llc | 0.00% | 6,585 | $406,920 | $440,570 | +$33,650 | +8.27% | |
| Jones Financial Companies Lllp | 0.00% | 6,333 | $387,415 | $423,710 | +$36,295 | +9.37% | |
| Waverly Advisors, Llc | 0.00% | 6,239 | $385,519 | $417,421 | +$31,902 | +8.28% | |
| Wealth Enhancement Advisory Services, Llc | 0.00% | 5,450 | $338,541 | $364,633 | +$26,092 | +7.71% | |
| Harbour Investments, Inc. | 0.00% | 5,238 | $323,665 | $350,449 | +$26,784 | +8.28% | |
| Advisory Alpha, Llc | 0.01% | 4,991 | $308,461 | $333,923 | +$25,462 | +8.25% | |
| Prasad Wealth Partners, Llc | 0.07% | 4,365 | $269,712 | $292,041 | +$22,329 | +8.28% | |
| Focus Partners Advisor Solutions, Llc | 0.00% | 3,657 | $225,973 | $244,672 | +$18,699 | +8.27% | |
| Northwest Wealth Management, Llc | 0.03% | 3,657 | $225,973 | $244,672 | +$18,699 | +8.27% | |
| Level Four Advisory Services, Llc | 0.01% | 3,591 | $221,909 | $240,256 | +$18,347 | +8.27% | |
| Corient Private Wealth Llc | 0.00% | 3,565 | $220,288 | $238,517 | +$18,229 | +8.27% | |
| Wagner Wealth Management, Llc | 0.04% | 3,382 | $209,001 | $226,273 | +$17,272 | +8.26% | |
| Signature Estate & Investment Advisors Llc | 0.00% | 3,275 | $202,350 | $219,114 | +$16,764 | +8.28% | |
| Private Wealth Asset Management, Llc | 0.02% | 3,100 | $191,555 | $207,406 | +$15,851 | +8.27% | |
| Founders Financial Alliance, Llc | 0.03% | 2,867 | $177,142 | $191,817 | +$14,675 | +8.28% | |
| Creative Financial Designs Inc | 0.01% | 1,477 | $91,238 | $98,819 | +$7,581 | +8.31% | |
| Gamma Investing Llc | 0.00% | 1,259 | $77,796 | $84,234 | +$6,438 | +8.27% | |
| Tower Research Capital Llc (Trc) | 0.00% | 1,194 | $73,779 | $79,885 | +$6,106 | +8.28% | |
| Accordant Advisory Group Inc | 0.04% | 1,000 | $61,792 | $66,905 | +$5,113 | +8.27% | |
| Western Wealth Management, Llc | 0.00% | 964 | $59,566 | $64,497 | +$4,931 | +8.28% | |
| Fmr Llc | 0.00% | 867 | $53,569 | $58,007 | +$4,438 | +8.28% | |
| Rockefeller Capital Management L.P. | 0.00% | 817 | $50,484 | $54,661 | +$4,177 | +8.27% |
Frequently asked questions about FYT
Who owns the most FYT stock?
The largest holders of FYT are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for FIRST TRUST SMALL CAP VAL (FYT).
Is FYT widely held by superinvestors?
Many widely followed stocks like FYT appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly FYT is represented among the institutional managers we track.
What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?
Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.