FYX Institutional Ownership & Shareholders
FIRST TRUST SMALL CAP CORE A (FYX) is currently held by 196 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $954.31M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Wells Fargo & Company/Mn is currently the largest disclosed institutional shareholder of FYX tracked by InsiderSet, reporting ownership valued at approximately $103.21M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $100.13M, representing an estimated loss of -2.98% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 69% of the total disclosed FYX value among the investors covered in this analysis. Major shareholders include Wells Fargo & Company/Mn, Royal Bank Of Canada, Lpl Financial Llc, and several other long-term asset managers with concentrated positions in FIRST TRUST SMALL CAP CORE A (FYX).
This page ranks the largest institutional FYX shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
196
Total Reported Value
$954.31M
Largest Holder
Wells Fargo & Company/Mn
Largest Position
$103.21M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
66
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Wells Fargo & Company/Mn | 0.02% | 715,280 | $103,212,568 | $100,132,047 | -$3,080,521 | -2.98% | |
| Royal Bank Of Canada | 0.02% | 704,083 | $101,597,000 | $98,564,579 | -$3,032,421 | -2.98% | |
| Lpl Financial Llc | 0.02% | 683,900 | $98,684,458 | $95,739,161 | -$2,945,297 | -2.98% | |
| Morgan Stanley | 0.01% | 678,078 | $97,844,710 | $94,924,139 | -$2,920,571 | -2.98% | |
| Raymond James Financial Inc | 0.02% | 435,608 | $62,856,884 | $60,980,764 | -$1,876,120 | -2.98% | |
| Ubs Group Ag | 0.01% | 421,883 | $60,876,451 | $59,059,401 | -$1,817,050 | -2.98% | |
| Bank Of America Corp | 0.00% | 357,405 | $51,572,237 | $50,033,126 | -$1,539,111 | -2.98% | |
| Janney Montgomery Scott Llc | 0.07% | 263,066 | $37,960,000 | $36,826,609 | -$1,133,391 | -2.99% | |
| Cetera Investment Advisers | 0.02% | 151,913 | $21,920,535 | $21,266,301 | -$654,234 | -2.98% | |
| Genesee Capital Advisors, Llc | 6.69% | 157,707 | $21,225,739 | $22,077,403 | +$851,664 | +4.01% | |
| Concurrent Investment Advisors, Llc | 0.10% | 110,919 | $14,928,636 | $15,527,551 | +$598,915 | +4.01% | |
| Envestnet Asset Management Inc | 0.00% | 101,266 | $14,612,367 | $14,176,227 | -$436,140 | -2.98% | |
| Crusonia Wealth Advisors Llc | 1.49% | 73,940 | $9,951,561 | $10,350,861 | +$399,300 | +4.01% | |
| Chicago Partners Investment Group Llc | 0.18% | 71,777 | $9,885,801 | $10,048,062 | +$162,261 | +1.64% | |
| Per Stirling Capital Management, Llc. | 0.92% | 66,712 | $9,626,285 | $9,339,013 | -$287,272 | -2.98% | |
| Commonwealth Equity Services, Llc | 0.01% | 64,962 | $9,373,850 | $9,094,030 | -$279,820 | -2.99% | |
| Wealth Alliance Advisory Group, Llc | 1.15% | 60,928 | $8,200,318 | $8,529,311 | +$328,993 | +4.01% | |
| Stifel Financial Corp | 0.01% | 54,429 | $7,854,243 | $7,619,516 | -$234,727 | -2.99% | |
| Geneos Wealth Management Inc. | 0.16% | 53,610 | $7,735,992 | $7,504,864 | -$231,128 | -2.99% | |
| Kestra Advisory Services, Llc | 0.02% | 50,485 | $7,284,754 | $7,067,395 | -$217,359 | -2.98% | |
| Fwg Holdings, Llc | 2.50% | 50,930 | $7,197,221 | $7,129,691 | -$67,530 | -0.94% | |
| D.A. Davidson & Co. | 0.03% | 48,228 | $6,491,110 | $6,751,438 | +$260,328 | +4.01% | |
| Osaic Holdings, Inc. | 0.01% | 44,404 | $6,420,291 | $6,216,116 | -$204,175 | -3.18% | |
| Mainsail Financial Group, Llc | 2.02% | 44,625 | $6,006,110 | $6,247,054 | +$240,944 | +4.01% | |
| City Holding Co | 0.63% | 42,219 | $5,681,806 | $5,910,238 | +$228,432 | +4.02% | |
| Hapanowicz & Associates Financial Services, Inc | 1.71% | 41,246 | $5,551,278 | $5,774,028 | +$222,750 | +4.01% | |
| Jpmorgan Chase & Co | 0.00% | 37,178 | $5,328,224 | $5,204,548 | -$123,676 | -2.32% | |
| Mtm Investment Management, Llc | 1.51% | 36,765 | $5,305,091 | $5,146,732 | -$158,359 | -2.99% | |
| Jones Financial Companies Lllp | 0.00% | 36,340 | $5,194,816 | $5,087,237 | -$107,579 | -2.07% | |
| Arrow Investment Advisors, Llc | 4.53% | 32,447 | $4,681,995 | $4,542,256 | -$139,739 | -2.98% | |
| Wealth Enhancement Advisory Services, Llc | 0.01% | 34,169 | $4,612,839 | $4,783,318 | +$170,479 | +3.70% | |
| Troutman Wealth Management, Llc | 3.55% | 31,950 | $4,610,213 | $4,472,681 | -$137,533 | -2.98% | |
| Baird Financial Group, Inc. | 0.01% | 30,593 | $4,414,469 | $4,282,714 | -$131,755 | -2.98% | |
| Harbour Investments, Inc. | 0.06% | 30,029 | $4,333,037 | $4,203,760 | -$129,277 | -2.98% | |
| Regal Investment Advisors Llc | 0.22% | 29,983 | $4,326,513 | $4,197,320 | -$129,193 | -2.99% | |
| Mml Investors Services, Llc | 0.01% | 29,812 | $4,301,794 | $4,173,382 | -$128,412 | -2.99% | |
| Western Wealth Management, Llc | 0.14% | 29,597 | $4,270,749 | $4,143,284 | -$127,465 | -2.98% | |
| Equitable Holdings, Inc. | 0.02% | 22,106 | $3,189,769 | $3,094,619 | -$95,150 | -2.98% | |
| Arkadios Wealth Advisors | 0.05% | 21,714 | $3,133,244 | $3,039,743 | -$93,501 | -2.98% | |
| Fifth Third Bancorp | 0.01% | 21,620 | $3,119,658 | $3,026,584 | -$93,074 | -2.98% | |
| Ifg Advisory, Llc | 0.11% | 21,515 | $3,104,597 | $3,011,885 | -$92,712 | -2.99% | |
| Cwm, Llc | 0.01% | 25,841 | $3,084,208 | $3,617,482 | +$533,274 | +17.29% | |
| Convergence Financial, Llc | 0.41% | 21,676 | $2,917,390 | $3,034,423 | +$117,033 | +4.01% | |
| &Partners | 0.01% | 20,069 | $2,895,905 | $2,809,459 | -$86,446 | -2.99% | |
| Park National Corp | 0.08% | 21,359 | $2,874,708 | $2,990,046 | +$115,338 | +4.01% | |
| Two Sigma Investments, Lp | 0.00% | 18,900 | $2,727,208 | $2,645,811 | -$81,397 | -2.98% | |
| Sanctuary Advisors, Llc | 0.01% | 17,823 | $2,571,823 | $2,495,042 | -$76,781 | -2.99% | |
| Lakeridge Wealth Management Llc | 0.80% | 15,072 | $2,174,863 | $2,109,929 | -$64,934 | -2.99% | |
| Private Advisor Group, Llc | 0.01% | 13,691 | $1,975,556 | $1,916,603 | -$58,953 | -2.98% | |
| Rockefeller Capital Management L.P. | 0.00% | 13,381 | $1,930,849 | $1,873,206 | -$57,643 | -2.99% |
Frequently asked questions about FYX
Who are the largest institutional holders of FYX?
The largest institutional holders of FYX reported in the latest SEC Form 13F filings include Wells Fargo & Company/Mn, Royal Bank Of Canada, Lpl Financial Llc, Morgan Stanley, and Raymond James Financial Inc. InsiderSet ranks institutional holders by their latest reported FYX position.
What is FYX institutional ownership?
This page tracks FYX positions reported by institutional investment managers through SEC Form 13F. FIRST TRUST SMALL CAP CORE A (FYX) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own FYX?
InsiderSet currently tracks 196 institutional managers reporting FYX holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of FYX shareholders.
How much FYX stock do institutions own?
Institutional investment managers disclosed approximately $954.31M in FYX holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was FYX institutional ownership last updated?
The latest FYX institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional FYX holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its FYX position after the reporting date.
Are institutions buying or selling FYX?
Institutional buying and selling can be analyzed by comparing FYX positions across consecutive 13F reporting periods. InsiderSet's FYX Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View FYX ownership changes.
How has FYX institutional ownership changed over time?
InsiderSet tracks FYX institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.