GUGGENHEIM ACTIVE ALLOCATION (GUG) Institutional Shareholders
GUGGENHEIM ACTIVE ALLOCATION (GUG) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026. The institutional investors covered on this page collectively reported approximately $162.06M in GUG holdings during the latest filing period.
Morgan Stanley is currently the largest disclosed institutional shareholder of GUG tracked by InsiderSet, reporting ownership valued at approximately $43.21M in its March 31, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $43.86M, representing an estimated gain of +1.51% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 89% of the total disclosed GUG value among the investors covered in this analysis. Major shareholders include Morgan Stanley, Guggenheim Capital Llc, Bank Of America Corp, and several other long-term asset managers with concentrated positions in GUGGENHEIM ACTIVE ALLOCATION (GUG).
This page ranks the largest institutional GUG shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
45
Total Reported Value
$162.06M
Largest Holder
Morgan Stanley
Largest Position
$43.21M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
58
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Morgan Stanley | 0.00% | 2,838,748 | $43,205,753 | $43,858,657 | +$652,904 | +1.51% | |
| Guggenheim Capital Llc | 0.12% | 950,000 | $14,459,000 | $14,677,500 | +$218,500 | +1.51% | |
| Bank Of America Corp | 0.00% | 914,964 | $13,925,747 | $14,136,194 | +$210,447 | +1.51% | |
| Atlas Wealth Llc | 1.93% | 848,495 | $13,558,950 | $13,109,248 | -$449,702 | -3.32% | |
| Pathstone Holdings, Llc | 0.05% | 888,872 | $13,528,637 | $13,733,072 | +$204,435 | +1.51% | |
| Advisors Asset Management, Inc. | 0.20% | 804,347 | $12,242,161 | $12,427,161 | +$185,000 | +1.51% | |
| Baird Financial Group, Inc. | 0.02% | 730,304 | $11,115,227 | $11,283,197 | +$167,970 | +1.51% | |
| Raymond James Financial Inc | 0.00% | 708,954 | $10,790,279 | $10,953,339 | +$163,060 | +1.51% | |
| Royal Bank Of Canada | 0.00% | 500,014 | $7,610,000 | $7,725,216 | +$115,216 | +1.51% | |
| Wells Fargo & Company/Mn | 0.00% | 296,593 | $4,514,144 | $4,582,362 | +$68,218 | +1.51% | |
| Steward Partners Investment Advisory, Llc | 0.01% | 150,120 | $2,284,820 | $2,319,354 | +$34,534 | +1.51% | |
| Kestra Advisory Services, Llc | 0.01% | 100,518 | $1,606,285 | $1,553,003 | -$53,282 | -3.32% | |
| Invesco Ltd. | 0.00% | 84,958 | $1,293,061 | $1,312,601 | +$19,540 | +1.51% | |
| Closed-End Fund Advisors, Inc. | 1.26% | 80,586 | $1,287,764 | $1,245,054 | -$42,710 | -3.32% | |
| Focus Partners Wealth | 0.00% | 75,699 | $1,152,140 | $1,169,550 | +$17,410 | +1.51% | |
| Ascentis Independent Advisors | 0.06% | 48,577 | $739,335 | $750,515 | +$11,180 | +1.51% | |
| Stifel Financial Corp | 0.00% | 48,126 | $732,481 | $743,547 | +$11,066 | +1.51% | |
| Oppenheimer & Co Inc | 0.01% | 43,824 | $700,308 | $677,081 | -$23,227 | -3.32% | |
| Cetera Investment Advisers | 0.00% | 43,694 | $665,026 | $675,072 | +$10,046 | +1.51% | |
| Concurrent Investment Advisors, Llc | 0.01% | 40,738 | $650,991 | $629,402 | -$21,589 | -3.32% | |
| J.W. Cole Advisors, Inc. | 0.01% | 39,190 | $626,253 | $605,486 | -$20,768 | -3.32% | |
| Osaic Holdings, Inc. | 0.00% | 39,722 | $604,584 | $613,705 | +$9,121 | +1.51% | |
| Lpl Financial Llc | 0.00% | 38,907 | $592,166 | $601,113 | +$8,947 | +1.51% | |
| Aviance Capital Partners, Llc | 0.05% | 32,915 | $525,980 | $508,537 | -$17,443 | -3.32% | |
| World Investment Advisors | 0.01% | 32,529 | $495,092 | $502,573 | +$7,481 | +1.51% | |
| Journey Strategic Wealth Llc | 0.01% | 31,939 | $486,112 | $493,458 | +$7,346 | +1.51% | |
| Rockefeller Capital Management L.P. | 0.00% | 30,630 | $466,196 | $473,234 | +$7,038 | +1.51% | |
| Citadel Advisors Llc | 0.00% | 30,181 | $459,355 | $466,296 | +$6,941 | +1.51% | |
| Davenport & Co Llc | 0.00% | 19,234 | $307,359 | $297,165 | -$10,194 | -3.32% | |
| Independent Advisor Alliance | 0.00% | 18,590 | $282,940 | $287,216 | +$4,276 | +1.51% | |
| Ubs Group Ag | 0.00% | 18,543 | $282,224 | $286,489 | +$4,265 | +1.51% | |
| High Net Worth Advisory Group Llc | 0.04% | 12,735 | $203,510 | $196,756 | -$6,754 | -3.32% | |
| Kingsview Wealth Management, Llc | 0.00% | 12,395 | $188,652 | $191,503 | +$2,851 | +1.51% | |
| Envestnet Asset Management Inc | 0.00% | 10,778 | $172,235 | $166,520 | -$5,715 | -3.32% | |
| Annis Gardner Whiting Capital Advisors, Llc | 0.02% | 7,500 | $114,150 | $115,875 | +$1,725 | +1.51% | |
| Geneos Wealth Management Inc. | 0.00% | 3,000 | $45,660 | $46,350 | +$690 | +1.51% | |
| Larson Financial Group Llc | 0.00% | 3,000 | $45,660 | $46,350 | +$690 | +1.51% | |
| Noble Wealth Management Pbc | 0.02% | 2,700 | $43,146 | $41,715 | -$1,431 | -3.32% | |
| Harbour Investments, Inc. | 0.00% | 1,500 | $22,830 | $23,175 | +$345 | +1.51% | |
| Institute For Wealth Management, Llc. | 0.00% | 995 | $15,901 | $15,373 | -$528 | -3.32% | |
| Cohen & Steers, Inc. | 0.02% | 848,149 | $12,909 | $13,103,902 | +$13,090,993 | +101409.82% | |
| Farther Finance Advisors, Llc | 0.00% | 357 | $5,705 | $5,516 | -$189 | -3.32% | |
| Highline Wealth Partners Llc | 0.00% | 187 | $2,988 | $2,889 | -$99 | -3.31% | |
| Cambridge Investment Research Advisors, Inc. | 0.00% | 15,110 | $241 | $233,450 | +$233,209 | +96767.01% | |
| Wedbush Securities Inc | 0.01% | 12,365 | $198 | $191,039 | +$190,841 | +96384.47% |
Frequently asked questions about GUG
Who owns the most GUG stock?
The largest holders of GUG are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for GUGGENHEIM ACTIVE ALLOCATION (GUG).
Is GUG widely held by superinvestors?
Many widely followed stocks like GUG appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly GUG is represented among the institutional managers we track.
What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?
Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.