GUG Institutional Ownership & Shareholders
GUGGENHEIM ACTIVE ALLOCATION (GUG) is currently held by 45 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $176.48M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Morgan Stanley is currently the largest disclosed institutional shareholder of GUG tracked by InsiderSet, reporting ownership valued at approximately $45.80M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $40.21M, representing an estimated loss of -12.20% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 90% of the total disclosed GUG value among the investors covered in this analysis. Major shareholders include Morgan Stanley, Bank Of America Corp, Guggenheim Capital Llc, and several other long-term asset managers with concentrated positions in GUGGENHEIM ACTIVE ALLOCATION (GUG).
This page ranks the largest institutional GUG shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
45
Total Reported Value
$176.48M
Largest Holder
Morgan Stanley
Largest Position
$45.80M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
60
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Morgan Stanley | 0.00% | 2,865,899 | $45,797,085 | $40,208,563 | -$5,588,522 | -12.20% | |
| Bank Of America Corp | 0.00% | 960,147 | $15,343,151 | $13,470,862 | -$1,872,289 | -12.20% | |
| Guggenheim Capital Llc | 0.10% | 950,000 | $15,181,000 | $13,328,500 | -$1,852,500 | -12.20% | |
| Cohen & Steers, Inc. | 0.02% | 863,149 | $13,793,000 | $12,109,980 | -$1,683,020 | -12.20% | |
| Atlas Wealth Llc | 1.93% | 848,495 | $13,558,950 | $11,904,385 | -$1,654,565 | -12.20% | |
| Pathstone Holdings, Llc | 0.05% | 888,872 | $13,528,637 | $12,470,874 | -$1,057,763 | -7.82% | |
| Raymond James Financial Inc | 0.00% | 781,046 | $12,481,110 | $10,958,075 | -$1,523,035 | -12.20% | |
| Baird Financial Group, Inc. | 0.01% | 676,913 | $10,817,070 | $9,497,089 | -$1,319,981 | -12.20% | |
| Wells Fargo & Company/Mn | 0.00% | 665,643 | $10,636,981 | $9,338,971 | -$1,298,010 | -12.20% | |
| Royal Bank Of Canada | 0.00% | 498,064 | $7,959,000 | $6,987,838 | -$971,162 | -12.20% | |
| Steward Partners Investment Advisory, Llc | 0.01% | 174,918 | $2,795,194 | $2,454,100 | -$341,094 | -12.20% | |
| Sanctuary Advisors, Llc | 0.01% | 109,996 | $1,757,736 | $1,543,244 | -$214,492 | -12.20% | |
| Kestra Advisory Services, Llc | 0.00% | 112,018 | $1,585,061 | $1,571,613 | -$13,448 | -0.85% | |
| Invesco Ltd. | 0.00% | 84,145 | $1,344,637 | $1,180,554 | -$164,083 | -12.20% | |
| Closed-End Fund Advisors, Inc. | 1.26% | 80,586 | $1,287,764 | $1,130,622 | -$157,142 | -12.20% | |
| Stifel Financial Corp | 0.00% | 49,054 | $783,886 | $688,228 | -$95,658 | -12.20% | |
| J.W. Cole Advisors, Inc. | 0.01% | 39,190 | $626,253 | $549,836 | -$76,417 | -12.20% | |
| Osaic Holdings, Inc. | 0.00% | 38,286 | $611,821 | $537,153 | -$74,668 | -12.20% | |
| Concurrent Investment Advisors, Llc | 0.00% | 40,968 | $579,692 | $574,781 | -$4,911 | -0.85% | |
| Oppenheimer & Co Inc | 0.01% | 39,315 | $556,307 | $551,589 | -$4,718 | -0.85% | |
| Lpl Financial Llc | 0.00% | 34,227 | $546,942 | $480,205 | -$66,737 | -12.20% | |
| Citadel Advisors Llc | 0.00% | 32,181 | $514,252 | $451,499 | -$62,753 | -12.20% | |
| World Investment Advisors | 0.01% | 32,529 | $495,092 | $456,382 | -$38,710 | -7.82% | |
| Rockefeller Capital Management L.P. | 0.00% | 30,780 | $491,873 | $431,843 | -$60,030 | -12.20% | |
| Journey Strategic Wealth Llc | 0.01% | 31,939 | $486,112 | $448,104 | -$38,008 | -7.82% | |
| Beacon Pointe Advisors, Llc | 0.00% | 29,342 | $468,889 | $411,668 | -$57,221 | -12.20% | |
| Aviance Capital Partners, Llc | 0.05% | 32,514 | $460,077 | $456,171 | -$3,906 | -0.85% | |
| Jane Street Group, Llc | 0.00% | 21,882 | $349,675 | $307,004 | -$42,671 | -12.20% | |
| Ubs Group Ag | 0.00% | 18,100 | $289,238 | $253,943 | -$35,295 | -12.20% | |
| Cetera Investment Advisers | 0.00% | 18,013 | $287,849 | $252,722 | -$35,127 | -12.20% | |
| Davenport & Co Llc | 0.00% | 18,357 | $259,758 | $257,549 | -$2,209 | -0.85% | |
| Orion Porfolio Solutions, Llc | 0.00% | 16,059 | $256,623 | $225,308 | -$31,315 | -12.20% | |
| High Net Worth Advisory Group Llc | 0.04% | 12,934 | $183,025 | $181,464 | -$1,561 | -0.85% | |
| Envestnet Asset Management Inc | 0.00% | 10,778 | $172,235 | $151,215 | -$21,020 | -12.20% | |
| Geneos Wealth Management Inc. | 0.00% | 3,000 | $47,940 | $42,090 | -$5,850 | -12.20% | |
| Larson Financial Group Llc | 0.00% | 3,000 | $47,940 | $42,090 | -$5,850 | -12.20% | |
| Harbour Investments, Inc. | 0.00% | 1,500 | $23,970 | $21,045 | -$2,925 | -12.20% | |
| Noble Wealth Management Pbc | 0.01% | 1,600 | $22,640 | $22,448 | -$192 | -0.85% | |
| Blue Bell Private Wealth Management, Llc | 0.00% | 1,200 | $16,980 | $16,836 | -$144 | -0.85% | |
| Institute For Wealth Management, Llc. | 0.00% | 995 | $15,901 | $13,960 | -$1,941 | -12.21% | |
| Jpmorgan Chase & Co | 0.00% | 550 | $8,773 | $7,717 | -$1,057 | -12.04% | |
| Farther Finance Advisors, Llc | 0.00% | 357 | $5,052 | $5,009 | -$43 | -0.86% | |
| Highline Wealth Partners Llc | 0.00% | 187 | $2,646 | $2,624 | -$22 | -0.85% | |
| Cambridge Investment Research Advisors, Inc. | 0.00% | 25,177 | $356 | $353,233 | +$352,877 | +99122.84% | |
| Wedbush Securities Inc | 0.00% | 12,392 | $175 | $173,860 | +$173,685 | +99248.43% |
Frequently asked questions about GUG
Who are the largest institutional holders of GUG?
The largest institutional holders of GUG reported in the latest SEC Form 13F filings include Morgan Stanley, Bank Of America Corp, Guggenheim Capital Llc, Cohen & Steers, Inc., and Atlas Wealth Llc. InsiderSet ranks institutional holders by their latest reported GUG position.
What is GUG institutional ownership?
This page tracks GUG positions reported by institutional investment managers through SEC Form 13F. GUGGENHEIM ACTIVE ALLOCATION (GUG) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own GUG?
InsiderSet currently tracks 45 institutional managers reporting GUG holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of GUG shareholders.
How much GUG stock do institutions own?
Institutional investment managers disclosed approximately $176.48M in GUG holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was GUG institutional ownership last updated?
The latest GUG institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional GUG holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its GUG position after the reporting date.
Are institutions buying or selling GUG?
Institutional buying and selling can be analyzed by comparing GUG positions across consecutive 13F reporting periods. InsiderSet's GUG Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View GUG ownership changes.
How has GUG institutional ownership changed over time?
InsiderSet tracks GUG institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.