GUGGENHEIM ACTIVE ALLOCATION (GUG) Institutional Shareholders
GUGGENHEIM ACTIVE ALLOCATION (GUG) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026. The institutional investors covered on this page collectively reported approximately $177.05M in GUG holdings during the latest filing period.
Morgan Stanley is currently the largest disclosed institutional shareholder of GUG tracked by InsiderSet, reporting ownership valued at approximately $45.80M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $41.58M, representing an estimated loss of -9.20% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 90% of the total disclosed GUG value among the investors covered in this analysis. Major shareholders include Morgan Stanley, Bank Of America Corp, Guggenheim Capital Llc, and several other long-term asset managers with concentrated positions in GUGGENHEIM ACTIVE ALLOCATION (GUG).
This page ranks the largest institutional GUG shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
44
Total Reported Value
$177.05M
Largest Holder
Morgan Stanley
Largest Position
$45.80M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
60
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Morgan Stanley | 0.00% | 2,865,899 | $45,797,085 | $41,584,194 | -$4,212,891 | -9.20% | |
| Bank Of America Corp | 0.00% | 960,147 | $15,343,151 | $13,931,733 | -$1,411,418 | -9.20% | |
| Guggenheim Capital Llc | 0.10% | 950,000 | $15,181,000 | $13,784,500 | -$1,396,500 | -9.20% | |
| Cohen & Steers, Inc. | 0.02% | 863,149 | $13,793,000 | $12,524,292 | -$1,268,708 | -9.20% | |
| Atlas Wealth Llc | 1.93% | 848,495 | $13,558,950 | $12,311,662 | -$1,247,288 | -9.20% | |
| Pathstone Holdings, Llc | 0.05% | 888,872 | $13,528,637 | $12,897,533 | -$631,104 | -4.66% | |
| Raymond James Financial Inc | 0.00% | 781,046 | $12,481,110 | $11,332,977 | -$1,148,133 | -9.20% | |
| Baird Financial Group, Inc. | 0.01% | 676,913 | $10,817,070 | $9,822,008 | -$995,062 | -9.20% | |
| Wells Fargo & Company/Mn | 0.00% | 665,643 | $10,636,981 | $9,658,480 | -$978,501 | -9.20% | |
| Royal Bank Of Canada | 0.00% | 498,064 | $7,959,000 | $7,226,909 | -$732,091 | -9.20% | |
| Steward Partners Investment Advisory, Llc | 0.01% | 174,918 | $2,795,194 | $2,538,060 | -$257,134 | -9.20% | |
| Sanctuary Advisors, Llc | 0.01% | 109,996 | $1,757,736 | $1,596,042 | -$161,694 | -9.20% | |
| Kestra Advisory Services, Llc | 0.01% | 100,518 | $1,606,285 | $1,458,516 | -$147,769 | -9.20% | |
| Invesco Ltd. | 0.00% | 84,145 | $1,344,637 | $1,220,944 | -$123,693 | -9.20% | |
| Closed-End Fund Advisors, Inc. | 1.26% | 80,586 | $1,287,764 | $1,169,303 | -$118,461 | -9.20% | |
| Stifel Financial Corp | 0.00% | 49,054 | $783,886 | $711,774 | -$72,112 | -9.20% | |
| Oppenheimer & Co Inc | 0.01% | 43,824 | $700,308 | $635,886 | -$64,422 | -9.20% | |
| Concurrent Investment Advisors, Llc | 0.01% | 40,738 | $650,991 | $591,108 | -$59,883 | -9.20% | |
| J.W. Cole Advisors, Inc. | 0.01% | 39,190 | $626,253 | $568,647 | -$57,606 | -9.20% | |
| Osaic Holdings, Inc. | 0.00% | 38,286 | $611,821 | $555,530 | -$56,291 | -9.20% | |
| Lpl Financial Llc | 0.00% | 34,227 | $546,942 | $496,634 | -$50,308 | -9.20% | |
| Aviance Capital Partners, Llc | 0.05% | 32,915 | $525,980 | $477,597 | -$48,383 | -9.20% | |
| Citadel Advisors Llc | 0.00% | 32,181 | $514,252 | $466,946 | -$47,306 | -9.20% | |
| World Investment Advisors | 0.01% | 32,529 | $495,092 | $471,996 | -$23,096 | -4.67% | |
| Rockefeller Capital Management L.P. | 0.00% | 30,780 | $491,873 | $446,618 | -$45,255 | -9.20% | |
| Journey Strategic Wealth Llc | 0.01% | 31,939 | $486,112 | $463,435 | -$22,677 | -4.66% | |
| Beacon Pointe Advisors, Llc | 0.00% | 29,342 | $468,889 | $425,752 | -$43,137 | -9.20% | |
| Jane Street Group, Llc | 0.00% | 21,882 | $349,675 | $317,508 | -$32,167 | -9.20% | |
| Davenport & Co Llc | 0.00% | 19,234 | $307,359 | $279,085 | -$28,274 | -9.20% | |
| Ubs Group Ag | 0.00% | 18,100 | $289,238 | $262,631 | -$26,607 | -9.20% | |
| Cetera Investment Advisers | 0.00% | 18,013 | $287,849 | $261,369 | -$26,480 | -9.20% | |
| Orion Porfolio Solutions, Llc | 0.00% | 16,059 | $256,623 | $233,016 | -$23,607 | -9.20% | |
| High Net Worth Advisory Group Llc | 0.04% | 12,735 | $203,510 | $184,785 | -$18,725 | -9.20% | |
| Wedbush Securities Inc | 0.01% | 12,365 | $198,000 | $179,416 | -$18,584 | -9.39% | |
| Envestnet Asset Management Inc | 0.00% | 10,778 | $172,235 | $156,389 | -$15,846 | -9.20% | |
| Geneos Wealth Management Inc. | 0.00% | 3,000 | $47,940 | $43,530 | -$4,410 | -9.20% | |
| Larson Financial Group Llc | 0.00% | 3,000 | $47,940 | $43,530 | -$4,410 | -9.20% | |
| Noble Wealth Management Pbc | 0.02% | 2,700 | $43,146 | $39,177 | -$3,969 | -9.20% | |
| Harbour Investments, Inc. | 0.00% | 1,500 | $23,970 | $21,765 | -$2,205 | -9.20% | |
| Institute For Wealth Management, Llc. | 0.00% | 995 | $15,901 | $14,437 | -$1,464 | -9.20% | |
| Jpmorgan Chase & Co | 0.00% | 550 | $8,773 | $7,981 | -$793 | -9.03% | |
| Farther Finance Advisors, Llc | 0.00% | 357 | $5,705 | $5,180 | -$525 | -9.20% | |
| Highline Wealth Partners Llc | 0.00% | 187 | $2,988 | $2,713 | -$275 | -9.19% | |
| Cambridge Investment Research Advisors, Inc. | 0.00% | 15,110 | $241 | $219,246 | +$219,005 | +90873.49% |
Frequently asked questions about GUG
Who owns the most GUG stock?
The largest holders of GUG are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for GUGGENHEIM ACTIVE ALLOCATION (GUG).
Is GUG widely held by superinvestors?
Many widely followed stocks like GUG appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly GUG is represented among the institutional managers we track.
What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?
Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.