NCLO Institutional Ownership & Shareholders
NUVEEN AA-BBB CLO ETF (NCLO) is currently held by 16 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $63.53M based on the latest available SEC Form 13F filings for the quarter ended September 30, 2026.
Diversified Portfolios, Inc. is currently the largest disclosed institutional shareholder of NCLO tracked by InsiderSet, reporting ownership valued at approximately $34.88M in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $34.81M, representing an estimated loss of -0.20% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 97% of the total disclosed NCLO value among the investors covered in this analysis. Major shareholders include Diversified Portfolios, Inc., Arax Advisory Partners, Elevated Financial Group Llc, and several other long-term asset managers with concentrated positions in NUVEEN AA-BBB CLO ETF (NCLO).
This page ranks the largest institutional NCLO shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
16
Total Reported Value
$63.53M
Largest Holder
Diversified Portfolios, Inc.
Largest Position
$34.88M
Insider Transactions (90d)
0
Latest Filing Quarter
Q3 2026
New Institutional Positions
24
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Diversified Portfolios, Inc. | 2.39% | 1,392,307 | $34,877,286 | $34,807,675 | -$69,611 | -0.20% | |
| Arax Advisory Partners | 0.08% | 473,007 | $11,863,025 | $11,825,175 | -$37,850 | -0.32% | |
| Elevated Financial Group Llc | 2.02% | 288,068 | $7,216,103 | $7,201,700 | -$14,403 | -0.20% | |
| Kilter Group Llc | 1.26% | 139,201 | $3,491,162 | $3,480,025 | -$11,137 | -0.32% | |
| Hidden Cove Wealth Management, Llc | 0.74% | 54,931 | $1,376,022 | $1,373,275 | -$2,747 | -0.20% | |
| Tsg Advice Partners, Llc | 0.08% | 24,482 | $614,020 | $612,050 | -$1,970 | -0.32% | |
| Royal Bank Of Canada | 0.00% | 22,680 | $569,000 | $567,000 | -$2,000 | -0.35% | |
| Channel Wealth Llc | 0.12% | 20,700 | $519,156 | $517,500 | -$1,656 | -0.32% | |
| Sunbelt Securities, Inc. | 0.03% | 20,542 | $512,223 | $513,550 | +$1,327 | +0.26% | |
| Victory Financial Group, Llc | 0.05% | 20,121 | $504,039 | $503,025 | -$1,014 | -0.20% | |
| Mutual Advisors, Llc | 0.01% | 18,539 | $464,958 | $463,475 | -$1,483 | -0.32% | |
| Flagstar Advisors Inc | 0.12% | 15,690 | $393,038 | $392,250 | -$788 | -0.20% | |
| Sanctuary Advisors, Llc | 0.00% | 14,924 | $374,285 | $373,100 | -$1,185 | -0.32% | |
| Lionsbridge Wealth Management Llc | 0.35% | 12,451 | $311,898 | $311,275 | -$623 | -0.20% | |
| Trajan Wealth Llc | 0.01% | 10,519 | $263,817 | $262,975 | -$842 | -0.32% | |
| Harbour Investments, Inc. | 0.00% | 7,098 | $178,018 | $177,450 | -$568 | -0.32% |
Frequently asked questions about NCLO
Who are the largest institutional holders of NCLO?
The largest institutional holders of NCLO reported in the latest SEC Form 13F filings include Diversified Portfolios, Inc., Arax Advisory Partners, Elevated Financial Group Llc, Kilter Group Llc, and Hidden Cove Wealth Management, Llc. InsiderSet ranks institutional holders by their latest reported NCLO position.
What is NCLO institutional ownership?
This page tracks NCLO positions reported by institutional investment managers through SEC Form 13F. NUVEEN AA-BBB CLO ETF (NCLO) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own NCLO?
InsiderSet currently tracks 16 institutional managers reporting NCLO holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of NCLO shareholders.
How much NCLO stock do institutions own?
Institutional investment managers disclosed approximately $63.53M in NCLO holdings for Q3 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was NCLO institutional ownership last updated?
The latest NCLO institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended September 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional NCLO holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its NCLO position after the reporting date.
Are institutions buying or selling NCLO?
Institutional buying and selling can be analyzed by comparing NCLO positions across consecutive 13F reporting periods. InsiderSet's NCLO Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View NCLO ownership changes.
How has NCLO institutional ownership changed over time?
InsiderSet tracks NCLO institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.