AAM LOW DUR PREF & INC SEC (PFLD) Institutional Ownership Changes & 13F Activity
AAM LOW DUR PREF & INC SEC (PFLD). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include L2 Asset Management, Llc, Jane Street Group, Llc, Gotham Asset Management, Llc, Cetera Investment Advisers, and Wells Fargo & Company/Mn.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Wells Fargo & Company/Mn | Sell | -84,760 | -3.5% | 2,326,678 | $45.04M | Q1 2026 | Jul 08, 2026 |
| L2 Asset Management, Llc | Buy | +421,665 | +142.0% | 718,661 | $13.91M | Q1 2026 | May 15, 2026 |
| Gotham Asset Management, Llc | Buy | +93,424 | +82.0% | 207,348 | $4.01M | Q1 2026 | May 15, 2026 |
| Morgan Stanley | Buy | +73,914 | +1.7% | 4,380,710 | $84.81M | Q1 2026 | May 15, 2026 |
| Royal Bank Of Canada | Sell | -46,605 | -9.4% | 446,999 | $8.65M | Q1 2026 | May 15, 2026 |
| Osaic Holdings, Inc. | Sell | -30,095 | -8.8% | 310,297 | $6.01M | Q1 2026 | May 15, 2026 |
| Teucrium Investment Advisors, Llc | Sell | -26,109 | -8.9% | 267,477 | $5.18M | Q1 2026 | May 15, 2026 |
| Susquehanna International Group, Llp | Buy | +21,222 | — | 21,222 | $410.86K | Q1 2026 | May 15, 2026 |
| Citadel Advisors Llc | Buy | +15,022 | +36.9% | 55,718 | $1.08M | Q1 2026 | May 15, 2026 |
| Advisory Services Network, Llc | Buy | +5,330 | — | 5,330 | $103.19K | Q1 2026 | May 15, 2026 |
| &Partners | Buy | +3,356 | +12.2% | 30,844 | $589.59K | Q1 2026 | May 15, 2026 |
| Captrust Financial Advisors | Buy | +979 | +0.6% | 169,425 | $3.28M | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | Buy | +5 | +0.8% | 607 | $11.74K | Q1 2026 | May 15, 2026 |
| Raymond James Financial Inc | Sell | -64,748 | -13.0% | 434,249 | $8.41M | Q1 2026 | May 14, 2026 |
| Hrt Financial Lp | Buy | +23,728 | — | 23,728 | $459.00K | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | Sell | -86,132 | -45.8% | 102,062 | $1.98M | Q1 2026 | May 13, 2026 |
| Ae Wealth Management Llc | Sell | -1,707 | -72.6% | 643 | $12.45K | Q1 2026 | May 13, 2026 |
| Jane Street Group, Llc | Sell | -280,654 | -72.5% | 106,676 | $2.07M | Q1 2026 | May 12, 2026 |
| Stifel Financial Corp | Sell | -20,591 | -25.6% | 59,711 | $1.16M | Q1 2026 | May 12, 2026 |
| Ameritas Advisory Services, Llc | Buy | +1,873 | +8.8% | 23,151 | $448.21K | Q1 2026 | May 12, 2026 |
| Ifg Advisory, Llc | Buy | +533 | — | 533 | $10.32K | Q1 2026 | May 12, 2026 |
| Creative Planning | Sell | -17 | -0.1% | 12,000 | $232.32K | Q1 2026 | May 12, 2026 |
| Foundations Investment Advisors, Llc | Buy | +1,153 | +10.2% | 12,501 | $242.01K | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, Llc | Sell | -1,479 | -17.8% | 6,834 | $132.31K | Q1 2026 | May 08, 2026 |
| Key Capital Management, Inc | Buy | +463 | +5787.5% | 471 | $9.12K | Q1 2026 | May 07, 2026 |
| Lpl Financial Llc | Sell | -52,197 | -7.0% | 688,879 | $13.34M | Q1 2026 | May 06, 2026 |
| Private Wealth Asset Management, Llc | Buy | +3,059 | — | 3,059 | $59.22K | Q1 2026 | May 06, 2026 |
| Cullen/Frost Bankers, Inc. | Sell | -5,328 | -28.4% | 13,401 | $259.45K | Q1 2026 | May 05, 2026 |
| Independent Financial Group, Llc | Buy | +4,746 | +14.6% | 37,195 | $720.10K | Q1 2026 | May 05, 2026 |
| Ubs Group Ag | Sell | -572 | -5.5% | 9,900 | $191.66K | Q1 2026 | May 05, 2026 |
Frequently asked questions about PFLD activity
Which institutional owners are buying PFLD?
Institutional owners buying PFLD include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in PFLD activity?
"Buy" means an investor increased their reported position in PFLD compared to the prior reporting period. This reflects growing exposure to AAM LOW DUR PREF & INC SEC (PFLD) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in PFLD increasing?
Institutional interest in PFLD can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.