RFEM Institutional Ownership & Shareholders
FIRST TRUST RIVERFRONT DYNAM (RFEM) is currently held by 40 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $71.43M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Ferguson Shapiro Llc is currently the largest disclosed institutional shareholder of RFEM tracked by InsiderSet, reporting ownership valued at approximately $20.85M in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $21.20M, representing an estimated gain of +1.69% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 86% of the total disclosed RFEM value among the investors covered in this analysis. Major shareholders include Ferguson Shapiro Llc, Lpl Financial Llc, Janney Montgomery Scott Llc, and several other long-term asset managers with concentrated positions in FIRST TRUST RIVERFRONT DYNAM (RFEM).
This page ranks the largest institutional RFEM shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
40
Total Reported Value
$71.43M
Largest Holder
Ferguson Shapiro Llc
Largest Position
$20.85M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
47
Funds Exiting Positions
1
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Ferguson Shapiro Llc | 6.14% | 212,848 | $20,848,846 | $21,202,066 | +$353,220 | +1.69% | |
| Lpl Financial Llc | 0.00% | 119,247 | $11,199,401 | $11,878,349 | +$678,948 | +6.06% | |
| Janney Montgomery Scott Llc | 0.01% | 79,888 | $7,503,000 | $7,957,748 | +$454,748 | +6.06% | |
| Envestnet Asset Management Inc | 0.00% | 60,193 | $5,653,231 | $5,995,903 | +$342,672 | +6.06% | |
| Baird Financial Group, Inc. | 0.01% | 40,840 | $3,835,603 | $4,068,125 | +$232,522 | +6.06% | |
| Prospera Financial Services Inc | 0.05% | 33,713 | $3,166,163 | $3,358,196 | +$192,033 | +6.07% | |
| Riverfront Investment Group, Llc | 0.04% | 33,302 | $3,127,651 | $3,317,256 | +$189,605 | +6.06% | |
| J.W. Cole Advisors, Inc. | 0.04% | 25,184 | $2,365,240 | $2,508,611 | +$143,371 | +6.06% | |
| Old Mission Capital Llc | 0.06% | 23,573 | $2,213,924 | $2,348,137 | +$134,213 | +6.06% | |
| Maia Wealth Llc | 0.26% | 18,929 | $1,854,087 | $1,885,542 | +$31,455 | +1.70% | |
| Mml Investors Services, Llc | 0.00% | 17,925 | $1,683,458 | $1,785,533 | +$102,075 | +6.06% | |
| Cetera Investment Advisers | 0.00% | 12,539 | $1,177,620 | $1,249,026 | +$71,406 | +6.06% | |
| Raymond James Financial Inc | 0.00% | 12,517 | $1,175,516 | $1,246,835 | +$71,319 | +6.07% | |
| Farther Finance Advisors, Llc | 0.01% | 9,648 | $945,088 | $961,050 | +$15,962 | +1.69% | |
| World Investment Advisors | 0.02% | 11,160 | $916,887 | $1,111,662 | +$194,775 | +21.24% | |
| Keystone Wealth Services, Llc | 0.14% | 7,977 | $749,137 | $794,599 | +$45,462 | +6.07% | |
| Truist Financial Corp | 0.00% | 7,591 | $743,564 | $756,149 | +$12,585 | +1.69% | |
| Jane Street Group, Llc | 0.00% | 5,344 | $501,897 | $532,323 | +$30,426 | +6.06% | |
| Osaic Holdings, Inc. | 0.00% | 3,498 | $328,560 | $348,440 | +$19,880 | +6.05% | |
| Gamma Investing Llc | 0.01% | 3,160 | $309,528 | $314,772 | +$5,244 | +1.69% | |
| Citadel Advisors Llc | 0.00% | 3,090 | $290,206 | $307,799 | +$17,593 | +6.06% | |
| Benjamin Edwards Inc | 0.00% | 2,690 | $252,632 | $267,954 | +$15,322 | +6.07% | |
| Geowealth Management, Llc | 0.01% | 2,483 | $233,169 | $247,335 | +$14,166 | +6.08% | |
| Triad Wealth Partners, Llc | 0.01% | 2,228 | $218,237 | $221,934 | +$3,697 | +1.69% | |
| Reap Financial Group, Llc | 0.01% | 593 | $55,669 | $59,070 | +$3,401 | +6.11% | |
| Harbour Investments, Inc. | 0.00% | 284 | $26,673 | $28,290 | +$1,617 | +6.06% | |
| Elevated Capital Advisors, Llc | 0.00% | 112 | $10,519 | $11,156 | +$637 | +6.06% | |
| Coppell Advisory Solutions Llc | 0.00% | 15,114 | $9,620 | $1,505,525 | +$1,495,905 | +15549.95% | |
| Evolution Wealth Management Inc. | 0.00% | 74 | $7,248 | $7,371 | +$123 | +1.70% | |
| Ubs Group Ag | 0.00% | 75 | $7,044 | $7,471 | +$427 | +6.06% | |
| Ascentis Independent Advisors | 0.02% | 67 | $6,292 | $6,674 | +$382 | +6.07% | |
| Steward Partners Investment Advisory, Llc | 0.00% | 52 | $4,884 | $5,180 | +$296 | +6.06% | |
| Newedge Advisors, Llc | 0.00% | 48 | $4,508 | $4,781 | +$273 | +6.06% | |
| Jones Financial Companies Lllp | 0.00% | 32 | $2,911 | $3,188 | +$277 | +9.50% | |
| Cambridge Investment Research Advisors, Inc. | 0.00% | 17,813 | $1,673 | $1,774,376 | +$1,772,703 | +105959.54% | |
| Jpmorgan Chase & Co | 0.00% | 14 | $1,301 | $1,395 | +$94 | +7.19% | |
| Sunbelt Securities, Inc. | 0.00% | 3 | $275 | $299 | +$24 | +8.67% | |
| Pnc Financial Services Group, Inc. | 0.00% | 0 | $43 | — | — | — | |
| Wells Fargo & Company/Mn | 0.00% | 0 | $15 | — | — | — | |
| Cx Institutional | 0.00% | 33 | $3 | $3,287 | +$3,284 | +109472.43% |
Frequently asked questions about RFEM
Who are the largest institutional holders of RFEM?
The largest institutional holders of RFEM reported in the latest SEC Form 13F filings include Ferguson Shapiro Llc, Lpl Financial Llc, Janney Montgomery Scott Llc, Envestnet Asset Management Inc, and Baird Financial Group, Inc.. InsiderSet ranks institutional holders by their latest reported RFEM position.
What is RFEM institutional ownership?
This page tracks RFEM positions reported by institutional investment managers through SEC Form 13F. FIRST TRUST RIVERFRONT DYNAM (RFEM) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own RFEM?
InsiderSet currently tracks 40 institutional managers reporting RFEM holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of RFEM shareholders.
How much RFEM stock do institutions own?
Institutional investment managers disclosed approximately $71.43M in RFEM holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was RFEM institutional ownership last updated?
The latest RFEM institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional RFEM holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its RFEM position after the reporting date.
Are institutions buying or selling RFEM?
Institutional buying and selling can be analyzed by comparing RFEM positions across consecutive 13F reporting periods. InsiderSet's RFEM Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View RFEM ownership changes.
How has RFEM institutional ownership changed over time?
InsiderSet tracks RFEM institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.