RIVERNORTH OPPORTUNITIES (RIV) Institutional Ownership Changes & 13F Activity

RIVERNORTH OPPORTUNITIES (RIV). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Sit Investment Associates Inc, Morgan Stanley, Penserra Capital Management Llc, Lpl Financial Llc, and Yakira Capital Management, Inc..

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Arete Wealth Advisors, LlcBuy+377,169—377,169$4.43MQ4 2025Aug 11, 2026
Nwf Advisory Services Inc.Buy+51,227—51,227$601.40KQ4 2025Mar 03, 2026
Raymond James Financial IncBuy+59,710—59,710$701.00KQ4 2025Feb 18, 2026
Newedge Advisors, LlcBuy+19,100—19,100$224.23KQ4 2025Feb 18, 2026
Bank Of America CorpBuy+311,461—311,461$3.66MQ4 2025Feb 17, 2026
Royal Bank Of CanadaBuy+197,925—197,925$2.32MQ4 2025Feb 17, 2026
Readystate Asset Management LpBuy+194,655—194,655$2.29MQ4 2025Feb 17, 2026
Osaic Holdings, Inc.Buy+119,803—119,803$1.41MQ4 2025Feb 17, 2026
Nomura Holdings IncBuy+83,864—83,864$984.56KQ4 2025Feb 17, 2026
Css Llc/IlBuy+59,275—59,275$695.89KQ4 2025Feb 17, 2026
Private Advisor Group, LlcBuy+26,130—26,130$306.76KQ4 2025Feb 17, 2026
Cetera Investment AdvisersBuy+12,424—12,424$145.86KQ4 2025Feb 17, 2026
National Bank Of CanadaBuy+2,639—2,639$30.88KQ4 2025Feb 17, 2026
Morgan StanleyBuy+1,732,561—1,732,561$20.34MQ4 2025Feb 13, 2026
Yakira Capital Management, Inc.Buy+446,668—446,668$5.24MQ4 2025Feb 13, 2026
Wells Fargo & Company/MnBuy+276,789—276,789$3.25MQ4 2025Feb 13, 2026
Quarry LpBuy+153,570—153,570$1.80MQ4 2025Feb 13, 2026
Baird Financial Group, Inc.Buy+120,777—120,777$1.42MQ4 2025Feb 13, 2026
Stifel Financial CorpBuy+87,299—87,299$1.02MQ4 2025Feb 13, 2026
Pinnacle Wealth Planning Services, Inc.Buy+2,000—2,000$23.48KQ4 2025Feb 13, 2026
Luminist Capital LlcBuy+537—537$6.30KQ4 2025Feb 13, 2026
Sit Investment Associates IncBuy+2,771,040—2,771,040$32.53MQ4 2025Feb 12, 2026
Penserra Capital Management LlcBuy+664,632—664,632$7.80MQ4 2025Feb 12, 2026
Principal Securities, Inc.Buy+175,883—175,883$2.06MQ4 2025Feb 12, 2026
Kovack Advisors, Inc.Buy+37,385—37,385$441.14KQ4 2025Feb 12, 2026
Wedbush Securities IncBuy+26,489—26,489$311.00KQ4 2025Feb 12, 2026
Commonwealth Equity Services, LlcBuy+18,723—18,723$219.81KQ4 2025Feb 12, 2026
Blackrock, Inc.Buy+15,373—15,373$180.48KQ4 2025Feb 12, 2026
Jane Street Group, LlcBuy+11,132—11,132$130.69KQ4 2025Feb 12, 2026
Lpl Financial LlcBuy+501,019—501,019$5.88MQ4 2025Feb 11, 2026
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Frequently asked questions about RIV activity

  • Which institutional owners are buying RIV?

    Institutional owners buying RIV include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in RIV activity?

    "Buy" means an investor increased their reported position in RIV compared to the prior reporting period. This reflects growing exposure to RIVERNORTH OPPORTUNITIES (RIV) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in RIV increasing?

    Institutional interest in RIV can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.