RIVERNORTH OPPORTUNITIES (RIV) Institutional Ownership Changes & 13F Activity
RIVERNORTH OPPORTUNITIES (RIV). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Sit Investment Associates Inc, Morgan Stanley, Penserra Capital Management Llc, Lpl Financial Llc, and Yakira Capital Management, Inc..
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Arete Wealth Advisors, Llc | Buy | +377,169 | — | 377,169 | $4.43M | Q4 2025 | Aug 11, 2026 |
| Nwf Advisory Services Inc. | Buy | +51,227 | — | 51,227 | $601.40K | Q4 2025 | Mar 03, 2026 |
| Raymond James Financial Inc | Buy | +59,710 | — | 59,710 | $701.00K | Q4 2025 | Feb 18, 2026 |
| Newedge Advisors, Llc | Buy | +19,100 | — | 19,100 | $224.23K | Q4 2025 | Feb 18, 2026 |
| Bank Of America Corp | Buy | +311,461 | — | 311,461 | $3.66M | Q4 2025 | Feb 17, 2026 |
| Royal Bank Of Canada | Buy | +197,925 | — | 197,925 | $2.32M | Q4 2025 | Feb 17, 2026 |
| Readystate Asset Management Lp | Buy | +194,655 | — | 194,655 | $2.29M | Q4 2025 | Feb 17, 2026 |
| Osaic Holdings, Inc. | Buy | +119,803 | — | 119,803 | $1.41M | Q4 2025 | Feb 17, 2026 |
| Nomura Holdings Inc | Buy | +83,864 | — | 83,864 | $984.56K | Q4 2025 | Feb 17, 2026 |
| Css Llc/Il | Buy | +59,275 | — | 59,275 | $695.89K | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, Llc | Buy | +26,130 | — | 26,130 | $306.76K | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | Buy | +12,424 | — | 12,424 | $145.86K | Q4 2025 | Feb 17, 2026 |
| National Bank Of Canada | Buy | +2,639 | — | 2,639 | $30.88K | Q4 2025 | Feb 17, 2026 |
| Morgan Stanley | Buy | +1,732,561 | — | 1,732,561 | $20.34M | Q4 2025 | Feb 13, 2026 |
| Yakira Capital Management, Inc. | Buy | +446,668 | — | 446,668 | $5.24M | Q4 2025 | Feb 13, 2026 |
| Wells Fargo & Company/Mn | Buy | +276,789 | — | 276,789 | $3.25M | Q4 2025 | Feb 13, 2026 |
| Quarry Lp | Buy | +153,570 | — | 153,570 | $1.80M | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | Buy | +120,777 | — | 120,777 | $1.42M | Q4 2025 | Feb 13, 2026 |
| Stifel Financial Corp | Buy | +87,299 | — | 87,299 | $1.02M | Q4 2025 | Feb 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | Buy | +2,000 | — | 2,000 | $23.48K | Q4 2025 | Feb 13, 2026 |
| Luminist Capital Llc | Buy | +537 | — | 537 | $6.30K | Q4 2025 | Feb 13, 2026 |
| Sit Investment Associates Inc | Buy | +2,771,040 | — | 2,771,040 | $32.53M | Q4 2025 | Feb 12, 2026 |
| Penserra Capital Management Llc | Buy | +664,632 | — | 664,632 | $7.80M | Q4 2025 | Feb 12, 2026 |
| Principal Securities, Inc. | Buy | +175,883 | — | 175,883 | $2.06M | Q4 2025 | Feb 12, 2026 |
| Kovack Advisors, Inc. | Buy | +37,385 | — | 37,385 | $441.14K | Q4 2025 | Feb 12, 2026 |
| Wedbush Securities Inc | Buy | +26,489 | — | 26,489 | $311.00K | Q4 2025 | Feb 12, 2026 |
| Commonwealth Equity Services, Llc | Buy | +18,723 | — | 18,723 | $219.81K | Q4 2025 | Feb 12, 2026 |
| Blackrock, Inc. | Buy | +15,373 | — | 15,373 | $180.48K | Q4 2025 | Feb 12, 2026 |
| Jane Street Group, Llc | Buy | +11,132 | — | 11,132 | $130.69K | Q4 2025 | Feb 12, 2026 |
| Lpl Financial Llc | Buy | +501,019 | — | 501,019 | $5.88M | Q4 2025 | Feb 11, 2026 |
Frequently asked questions about RIV activity
Which institutional owners are buying RIV?
Institutional owners buying RIV include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in RIV activity?
"Buy" means an investor increased their reported position in RIV compared to the prior reporting period. This reflects growing exposure to RIVERNORTH OPPORTUNITIES (RIV) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in RIV increasing?
Institutional interest in RIV can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.
Related RIV Institutional Insights
- RIV Overview
- RIV 13F Institutional Holders
- RIV Superinvestors
- Financial Services Sector Institutional Ownership
- Financial Services Sector Portfolio Overlap
- Institutional Portfolio Overlap & Shared Holdings
- Most Bought Financial Services Stocks By Institutional Investors
- Most Sold Financial Services Stocks By Institutional Investors
- RIV Insider Trading & SEC Form 4 Activity
- RIV Articles
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