ROCKEFELLER US SMALL-MID CAP (RSMC) Institutional Ownership Changes & 13F Activity
ROCKEFELLER US SMALL-MID CAP (RSMC). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Rockefeller Capital Management L.P., Gc Wealth Management Ria, Llc, Franklin Resources Inc, Envestnet Asset Management Inc, and Jpmorgan Chase & Co.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Envestnet Asset Management Inc | Buy | +34,147 | +2.8% | 1,275,265 | $36.88M | Q2 2026 | Sep 23, 2026 |
| Citadel Advisors Llc | Buy | +8,074 | — | 8,074 | $233.50K | Q2 2026 | Sep 02, 2026 |
| Wells Fargo & Company/Mn | Buy | +18,123 | — | 18,123 | $524.12K | Q2 2026 | Aug 14, 2026 |
| Flow Traders U.S. Llc | Buy | +9,049 | — | 9,049 | $262.00K | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | Sell | -224,630 | -1.0% | 21,355,875 | $617.61M | Q2 2026 | Aug 13, 2026 |
| Ubs Group Ag | Buy | +165 | +23.4% | 869 | $25.13K | Q2 2026 | Aug 13, 2026 |
| Jpmorgan Chase & Co | Buy | +33,538 | — | 33,538 | $955.61K | Q2 2026 | Aug 12, 2026 |
| Stonex Group Inc. | Buy | +13,805 | +1.4% | 975,573 | $28.21M | Q2 2026 | Aug 12, 2026 |
| Marble Harbor Investment Counsel, Llc | Sell | -5,881 | -4.5% | 123,964 | $3.59M | Q2 2026 | Aug 07, 2026 |
| Lpl Financial Llc | Buy | +672 | +1.2% | 56,938 | $1.65M | Q2 2026 | Aug 07, 2026 |
| Bank Of New York Mellon Corp | Sell | -3,000 | -17.0% | 14,647 | $423.59K | Q2 2026 | Aug 06, 2026 |
| Cresset Asset Management, Llc | Sell | -9,250 | -100.0% | 0 | $0.00 | Q2 2026 | May 15, 2026 |
| Gc Wealth Management Ria, Llc | Sell | -154,865 | -100.0% | 0 | $0.00 | Q2 2026 | May 14, 2026 |
| Franklin Resources Inc | Sell | -63,830 | -100.0% | 0 | $0.00 | Q2 2026 | May 13, 2026 |
Frequently asked questions about RSMC activity
Which institutional owners are buying RSMC?
Institutional owners buying RSMC include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in RSMC activity?
"Buy" means an investor increased their reported position in RSMC compared to the prior reporting period. This reflects growing exposure to ROCKEFELLER US SMALL-MID CAP (RSMC) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in RSMC increasing?
Institutional interest in RSMC can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.