FIRST TRUST SMID CAP RISING (SDVY) Institutional Shareholders
FIRST TRUST SMID CAP RISING (SDVY) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026. The institutional investors covered on this page collectively reported approximately $8.13B in SDVY holdings during the latest filing period.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of SDVY tracked by InsiderSet, reporting ownership valued at approximately $980.66M in its March 31, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $1.10B, representing an estimated gain of +12.48% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 54% of the total disclosed SDVY value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Morgan Stanley, Raymond James Financial Inc, and several other long-term asset managers with concentrated positions in FIRST TRUST SMID CAP RISING (SDVY).
This page ranks the largest institutional SDVY shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
555
Total Reported Value
$8.13B
Largest Holder
Lpl Financial Llc
Largest Position
$980.66M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
24
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.26% | 24,870,852 | $980,657,548 | $1,103,022,286 | +$122,364,738 | +12.48% | |
| Morgan Stanley | 0.04% | 18,583,991 | $732,766,845 | $824,200,001 | +$91,433,156 | +12.48% | |
| Raymond James Financial Inc | 0.19% | 15,324,967 | $604,263,462 | $679,662,286 | +$75,398,824 | +12.48% | |
| Wells Fargo & Company/Mn | 0.10% | 12,623,609 | $497,748,935 | $559,857,059 | +$62,108,124 | +12.48% | |
| Bank Of America Corp | 0.03% | 9,463,585 | $373,149,145 | $419,709,995 | +$46,560,850 | +12.48% | |
| Cetera Investment Advisers | 0.33% | 7,943,362 | $313,206,776 | $352,288,105 | +$39,081,329 | +12.48% | |
| Royal Bank Of Canada | 0.05% | 6,670,911 | $263,034,000 | $295,854,903 | +$32,820,903 | +12.48% | |
| Ubs Group Ag | 0.04% | 6,289,010 | $247,975,664 | $278,917,594 | +$30,941,930 | +12.48% | |
| Capital Investment Advisors, Llc | 2.89% | 4,575,086 | $180,395,621 | $202,905,064 | +$22,509,443 | +12.48% | |
| Commonwealth Equity Services, Llc | 0.20% | 3,647,508 | $157,353,518 | $161,766,980 | +$4,413,462 | +2.80% | |
| Stifel Financial Corp | 0.14% | 3,945,429 | $155,569,786 | $174,979,776 | +$19,409,990 | +12.48% | |
| Park National Corp | 4.27% | 3,530,538 | $152,307,002 | $156,579,360 | +$4,272,358 | +2.81% | |
| Harbour Investments, Inc. | 2.33% | 3,830,391 | $151,032,347 | $169,877,841 | +$18,845,494 | +12.48% | |
| Envestnet Asset Management Inc | 0.03% | 3,360,284 | $144,962,672 | $149,028,595 | +$4,065,923 | +2.80% | |
| Truist Financial Corp | 0.14% | 2,753,513 | $118,786,549 | $122,118,302 | +$3,331,753 | +2.80% | |
| Hightower Advisors, Llc | 0.12% | 2,973,960 | $117,263,952 | $131,895,126 | +$14,631,174 | +12.48% | |
| Lvz, Inc. | 11.85% | 2,704,072 | $116,653,670 | $119,925,593 | +$3,271,923 | +2.80% | |
| Osaic Holdings, Inc. | 0.16% | 2,813,061 | $110,939,003 | $124,759,255 | +$13,820,252 | +12.46% | |
| Northwestern Mutual Wealth Management Co | 0.06% | 2,498,710 | $98,524,136 | $110,817,789 | +$12,293,653 | +12.48% | |
| Kestra Advisory Services, Llc | 0.24% | 1,701,525 | $73,403,789 | $75,462,634 | +$2,058,845 | +2.80% | |
| Baird Financial Group, Inc. | 0.10% | 1,689,276 | $66,608,153 | $74,919,391 | +$8,311,238 | +12.48% | |
| Blair William & Co/Il | 0.17% | 1,480,558 | $58,378,402 | $65,662,747 | +$7,284,345 | +12.48% | |
| Jones Financial Companies Lllp | 0.03% | 1,505,526 | $58,278,916 | $66,770,078 | +$8,491,162 | +14.57% | |
| Southern Financial Group, Llc | 14.41% | 1,308,434 | $56,445,854 | $58,029,048 | +$1,583,194 | +2.80% | |
| Private Advisor Group, Llc | 0.25% | 1,282,902 | $55,344,414 | $56,896,704 | +$1,552,290 | +2.80% | |
| Mml Investors Services, Llc | 0.15% | 1,368,052 | $53,942,306 | $60,673,106 | +$6,730,800 | +12.48% | |
| Rockefeller Capital Management L.P. | 0.09% | 1,282,194 | $50,556,917 | $56,865,304 | +$6,308,387 | +12.48% | |
| Elevation Point Wealth Partners, Llc | 0.97% | 1,039,862 | $41,001,762 | $46,117,880 | +$5,116,118 | +12.48% | |
| Vestmark Advisory Solutions, Inc. | 0.45% | 1,029,951 | $40,610,972 | $45,678,327 | +$5,067,355 | +12.48% | |
| Smith Chas P & Associates Pa Cpas | 2.20% | 1,026,458 | $40,473,225 | $45,523,412 | +$5,050,187 | +12.48% | |
| Mgo One Seven Llc | 0.64% | 897,391 | $38,713,457 | $39,799,291 | +$1,085,834 | +2.80% | |
| Jsf Financial, Llc | 6.16% | 886,168 | $38,229,285 | $39,301,551 | +$1,072,266 | +2.80% | |
| Wealth Enhancement Advisory Services, Llc | 0.06% | 870,714 | $37,185,075 | $38,616,166 | +$1,431,091 | +3.85% | |
| D.A. Davidson & Co. | 0.20% | 850,035 | $36,670,548 | $37,699,052 | +$1,028,504 | +2.80% | |
| Prospera Financial Services Inc | 0.50% | 796,153 | $34,352,418 | $35,309,386 | +$956,968 | +2.79% | |
| Arkadios Wealth Advisors | 0.56% | 861,728 | $33,977,970 | $38,217,637 | +$4,239,667 | +12.48% | |
| Western Wealth Management, Llc | 1.23% | 849,178 | $33,483,064 | $37,661,044 | +$4,177,980 | +12.48% | |
| Independent Advisor Alliance | 0.35% | 824,540 | $32,511,564 | $36,568,349 | +$4,056,785 | +12.48% | |
| Gw Henssler & Associates Ltd | 1.33% | 690,450 | $29,786,002 | $30,621,458 | +$835,456 | +2.80% | |
| Decker Wealth Management Llc | 5.97% | 650,826 | $28,076,637 | $28,864,133 | +$787,496 | +2.80% | |
| Integrated Wealth Concepts Llc | 0.21% | 653,431 | $25,764,793 | $28,979,665 | +$3,214,872 | +12.48% | |
| Trilogy Capital Inc. | 0.98% | 583,903 | $25,189,579 | $25,896,098 | +$706,519 | +2.80% | |
| Blue Chip Partners, Llc | 1.72% | 607,551 | $23,955,753 | $26,944,887 | +$2,989,134 | +12.48% | |
| Sanctuary Advisors, Llc | 0.13% | 587,966 | $23,183,515 | $26,076,292 | +$2,892,777 | +12.48% | |
| Aptus Capital Advisors, Llc | 0.19% | 578,589 | $22,813,764 | $25,660,422 | +$2,846,658 | +12.48% | |
| Wagner Wealth Management, Llc | 4.00% | 501,563 | $21,637,447 | $22,244,319 | +$606,872 | +2.80% | |
| Guardian Wealth Advisors, Llc / Nc | 1.37% | 547,352 | $21,582,078 | $24,275,061 | +$2,692,983 | +12.48% | |
| First Trust Advisors Lp | 0.02% | 535,680 | $21,114,323 | $23,757,408 | +$2,643,085 | +12.52% | |
| Summit Financial, Llc | 0.27% | 532,862 | $21,010,743 | $23,632,430 | +$2,621,687 | +12.48% | |
| Equitable Holdings, Inc. | 0.13% | 537,002 | $20,577,917 | $23,816,039 | +$3,238,122 | +15.74% |
Frequently asked questions about SDVY
Who owns the most SDVY stock?
The largest holders of SDVY are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for FIRST TRUST SMID CAP RISING (SDVY).
Is SDVY widely held by superinvestors?
Many widely followed stocks like SDVY appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly SDVY is represented among the institutional managers we track.
What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?
Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.