FIRST TRUST SMID CAP RISING (SDVY) Institutional Shareholders
FIRST TRUST SMID CAP RISING (SDVY) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026. The institutional investors covered on this page collectively reported approximately $8.73B in SDVY holdings during the latest filing period.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of SDVY tracked by InsiderSet, reporting ownership valued at approximately $1.12B in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $1.09B, representing an estimated loss of -3.13% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 56% of the total disclosed SDVY value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Morgan Stanley, Raymond James Financial Inc, and several other long-term asset managers with concentrated positions in FIRST TRUST SMID CAP RISING (SDVY).
This page ranks the largest institutional SDVY shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
567
Total Reported Value
$8.73B
Largest Holder
Lpl Financial Llc
Largest Position
$1.12B
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
32
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.25% | 26,039,851 | $1,123,359,023 | $1,088,205,373 | -$35,153,650 | -3.13% | |
| Morgan Stanley | 0.04% | 18,464,593 | $796,562,628 | $771,635,341 | -$24,927,287 | -3.13% | |
| Raymond James Financial Inc | 0.18% | 15,391,137 | $663,973,666 | $643,195,615 | -$20,778,051 | -3.13% | |
| Wells Fargo & Company/Mn | 0.10% | 13,258,924 | $571,990,018 | $554,090,434 | -$17,899,584 | -3.13% | |
| Bank Of America Corp | 0.03% | 9,941,792 | $428,888,891 | $415,467,488 | -$13,421,403 | -3.13% | |
| Cetera Investment Advisers | 0.32% | 8,255,130 | $356,126,315 | $344,981,883 | -$11,144,432 | -3.13% | |
| Royal Bank Of Canada | 0.05% | 6,772,006 | $292,144,000 | $283,002,131 | -$9,141,869 | -3.13% | |
| Ubs Group Ag | 0.05% | 6,713,889 | $289,637,171 | $280,573,421 | -$9,063,750 | -3.13% | |
| Capital Investment Advisors, Llc | 2.69% | 4,730,785 | $204,086,057 | $197,699,505 | -$6,386,552 | -3.13% | |
| Harbour Investments, Inc. | 2.33% | 4,017,829 | $173,329,125 | $167,905,074 | -$5,424,051 | -3.13% | |
| Stifel Financial Corp | 0.14% | 3,948,162 | $170,325,549 | $164,993,690 | -$5,331,859 | -3.13% | |
| Commonwealth Equity Services, Llc | 0.20% | 3,647,508 | $157,353,518 | $152,429,359 | -$4,924,159 | -3.13% | |
| Park National Corp | 4.27% | 3,530,538 | $152,307,002 | $147,541,183 | -$4,765,819 | -3.13% | |
| Envestnet Asset Management Inc | 0.03% | 3,360,284 | $144,962,672 | $140,426,268 | -$4,536,404 | -3.13% | |
| Osaic Holdings, Inc. | 0.16% | 3,223,089 | $139,074,432 | $134,692,889 | -$4,381,543 | -3.15% | |
| Truist Financial Corp | 0.14% | 2,753,513 | $118,786,549 | $115,069,308 | -$3,717,241 | -3.13% | |
| Lvz, Inc. | 11.85% | 2,704,072 | $116,653,670 | $113,003,169 | -$3,650,501 | -3.13% | |
| Jones Financial Companies Lllp | 0.03% | 1,839,434 | $79,242,790 | $76,869,947 | -$2,372,843 | -2.99% | |
| Blair William & Co/Il | 0.20% | 1,792,212 | $77,316,026 | $74,896,539 | -$2,419,487 | -3.13% | |
| Baird Financial Group, Inc. | 0.10% | 1,760,339 | $75,941,024 | $73,564,567 | -$2,376,457 | -3.13% | |
| Kestra Advisory Services, Llc | 0.24% | 1,701,525 | $73,403,789 | $71,106,730 | -$2,297,059 | -3.13% | |
| Mml Investors Services, Llc | 0.15% | 1,683,398 | $72,621,802 | $70,349,202 | -$2,272,600 | -3.13% | |
| Southern Financial Group, Llc | 14.41% | 1,308,434 | $56,445,854 | $54,679,457 | -$1,766,397 | -3.13% | |
| Private Advisor Group, Llc | 0.25% | 1,282,902 | $55,344,414 | $53,612,475 | -$1,731,939 | -3.13% | |
| Newedge Advisors, Llc | 0.15% | 1,197,586 | $51,663,814 | $50,047,119 | -$1,616,695 | -3.13% | |
| Rockefeller Capital Management L.P. | 0.08% | 1,164,454 | $50,234,587 | $48,662,533 | -$1,572,054 | -3.13% | |
| Smith Chas P & Associates Pa Cpas | 2.20% | 1,004,463 | $43,332,546 | $41,976,509 | -$1,356,037 | -3.13% | |
| Janney Montgomery Scott Llc | 0.08% | 944,146 | $40,730,000 | $39,455,861 | -$1,274,139 | -3.13% | |
| Mgo One Seven Llc | 0.64% | 897,391 | $38,713,457 | $37,501,970 | -$1,211,487 | -3.13% | |
| Jsf Financial, Llc | 6.16% | 886,168 | $38,229,285 | $37,032,961 | -$1,196,324 | -3.13% | |
| Wealth Enhancement Advisory Services, Llc | 0.06% | 870,714 | $37,185,075 | $36,387,138 | -$797,937 | -2.15% | |
| D.A. Davidson & Co. | 0.20% | 850,035 | $36,670,548 | $35,522,963 | -$1,147,585 | -3.13% | |
| Western Wealth Management, Llc | 1.18% | 837,131 | $36,113,804 | $34,983,704 | -$1,130,100 | -3.13% | |
| Prospera Financial Services Inc | 0.50% | 796,153 | $34,352,418 | $33,271,234 | -$1,081,184 | -3.15% | |
| Gw Henssler & Associates Ltd | 1.33% | 690,450 | $29,786,002 | $28,853,906 | -$932,097 | -3.13% | |
| Decker Wealth Management Llc | 5.97% | 650,826 | $28,076,637 | $27,198,019 | -$878,618 | -3.13% | |
| Csenge Advisory Group | 1.14% | 650,365 | $28,056,736 | $27,178,753 | -$877,983 | -3.13% | |
| Private Wealth Asset Management, Llc | 2.67% | 639,969 | $27,721,031 | $26,744,305 | -$976,726 | -3.52% | |
| Integrated Wealth Concepts Llc | 0.18% | 636,990 | $27,479,732 | $26,619,812 | -$859,920 | -3.13% | |
| First Trust Advisors Lp | 0.02% | 634,332 | $27,339,221 | $26,508,734 | -$830,487 | -3.04% | |
| Blue Chip Partners, Llc | 1.70% | 623,257 | $26,887,291 | $26,045,910 | -$841,381 | -3.13% | |
| Sanctuary Advisors, Llc | 0.12% | 611,352 | $26,373,713 | $25,548,400 | -$825,313 | -3.13% | |
| Aptus Capital Advisors, Llc | 0.19% | 600,056 | $25,886,416 | $25,076,340 | -$810,076 | -3.13% | |
| Trilogy Capital Inc. | 0.98% | 583,903 | $25,189,579 | $24,401,306 | -$788,273 | -3.13% | |
| Guardian Wealth Advisors, Llc / Nc | 1.40% | 571,663 | $24,661,535 | $23,889,797 | -$771,738 | -3.13% | |
| Summit Financial, Llc | 0.26% | 543,993 | $23,467,880 | $22,733,467 | -$734,413 | -3.13% | |
| Equitable Holdings, Inc. | 0.14% | 539,195 | $23,260,856 | $22,532,959 | -$727,897 | -3.13% | |
| Focus Partners Wealth | 0.02% | 505,502 | $21,807,375 | $21,124,929 | -$682,446 | -3.13% | |
| Wagner Wealth Management, Llc | 4.00% | 501,563 | $21,637,447 | $20,960,318 | -$677,129 | -3.13% | |
| Crumly & Associates Inc. | 3.87% | 468,829 | $20,225,280 | $19,592,364 | -$632,916 | -3.13% |
Frequently asked questions about SDVY
Who owns the most SDVY stock?
The largest holders of SDVY are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for FIRST TRUST SMID CAP RISING (SDVY).
Is SDVY widely held by superinvestors?
Many widely followed stocks like SDVY appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly SDVY is represented among the institutional managers we track.
What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?
Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.