SMTH Institutional Ownership & Shareholders
ALPS SMTH COR BD PLUS ETF (SMTH) is currently held by 83 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $2.81B based on the latest available SEC Form 13F filings for the quarter ended September 30, 2026.
Wealth Enhancement Advisory Services, Llc is currently the largest disclosed institutional shareholder of SMTH tracked by InsiderSet, reporting ownership valued at approximately $1.80B in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $1.83B, representing an estimated gain of +1.75% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 90% of the total disclosed SMTH value among the investors covered in this analysis. Major shareholders include Wealth Enhancement Advisory Services, Llc, Annex Advisory Services, Llc, Shufro Rose & Co Llc, and several other long-term asset managers with concentrated positions in ALPS SMTH COR BD PLUS ETF (SMTH).
This page ranks the largest institutional SMTH shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
83
Total Reported Value
$2.81B
Largest Holder
Wealth Enhancement Advisory Services, Llc
Largest Position
$1.80B
Insider Transactions (90d)
0
Latest Filing Quarter
Q3 2026
New Institutional Positions
104
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Wealth Enhancement Advisory Services, Llc | 2.68% | 73,099,748 | $1,795,391,036 | $1,826,762,703 | +$31,371,667 | +1.75% | |
| Annex Advisory Services, Llc | 3.22% | 8,018,448 | $196,772,713 | $200,381,016 | +$3,608,303 | +1.83% | |
| Shufro Rose & Co Llc | 7.85% | 5,299,519 | $136,409,632 | $132,434,980 | -$3,974,652 | -2.91% | |
| Trilogy Capital Inc. | 4.26% | 4,503,953 | $110,527,003 | $112,553,785 | +$2,026,782 | +1.83% | |
| Stratos Investment Management, Llc | 3.05% | 3,279,310 | $84,409,446 | $81,949,957 | -$2,459,489 | -2.91% | |
| Bank Of New York Mellon Corp | 0.01% | 2,257,775 | $58,115,137 | $56,421,797 | -$1,693,340 | -2.91% | |
| Lineweaver Wealth Advisors, Llc | 4.60% | 1,616,963 | $39,680,276 | $40,407,905 | +$727,629 | +1.83% | |
| Bank Of America Corp | 0.00% | 1,441,110 | $37,094,171 | $36,013,339 | -$1,080,832 | -2.91% | |
| Hamilton Wealth, Llc | 6.31% | 1,336,672 | $34,405,937 | $33,403,433 | -$1,002,504 | -2.91% | |
| Level Four Advisory Services, Llc | 0.91% | 1,255,537 | $32,317,545 | $31,375,870 | -$941,675 | -2.91% | |
| Thrivent Financial For Lutherans | 0.04% | 976,388 | $25,133,000 | $24,399,936 | -$733,064 | -2.92% | |
| Meridian Wealth Management, Llc | 0.74% | 923,625 | $23,774,102 | $23,081,389 | -$692,713 | -2.91% | |
| Vise Technologies, Inc. | 0.17% | 816,863 | $20,045,825 | $20,413,406 | +$367,581 | +1.83% | |
| Adapt Wealth Advisors, Llc | 5.75% | 682,887 | $17,577,508 | $17,065,346 | -$512,162 | -2.91% | |
| Traction Financial Partners, Llc | 9.26% | 677,300 | $17,433,706 | $16,925,727 | -$507,979 | -2.91% | |
| Principle Wealth Partners Llc | 0.73% | 616,470 | $15,128,181 | $15,405,585 | +$277,404 | +1.83% | |
| Guardian Financial Partners, Llc | 5.31% | 529,672 | $13,633,758 | $13,236,503 | -$397,255 | -2.91% | |
| Sentinel Pension Advisors, Llc | 1.53% | 499,734 | $12,263,465 | $12,488,353 | +$224,888 | +1.83% | |
| World Investment Advisors | 0.19% | 436,043 | $11,230,294 | $10,896,715 | -$333,579 | -2.97% | |
| Old Port Advisors | 2.24% | 455,260 | $11,172,082 | $11,376,947 | +$204,865 | +1.83% | |
| Ethos Financial Group, Llc | 0.73% | 424,943 | $10,938,024 | $10,619,326 | -$318,698 | -2.91% | |
| Prasad Wealth Partners, Llc | 2.35% | 378,849 | $9,751,571 | $9,467,437 | -$284,134 | -2.91% | |
| Sovereign Investment Advisors, Llc | 1.81% | 373,742 | $9,620,119 | $9,339,813 | -$280,306 | -2.91% | |
| Nixon Peabody Trust Co | 0.50% | 313,275 | $7,687,769 | $7,828,742 | +$140,973 | +1.83% | |
| Tenzing Financial Llc | 5.14% | 291,152 | $7,491,334 | $7,275,888 | -$215,446 | -2.88% | |
| Sbe Llc Dba Cedar Cove Wealth Partners | 3.41% | 293,601 | $7,204,957 | $7,337,089 | +$132,132 | +1.83% | |
| Spectrum Investment Advisors, Inc. | 2.59% | 246,241 | $6,338,241 | $6,153,563 | -$184,678 | -2.91% | |
| Gallacher Capital Management Llc | 4.50% | 224,089 | $5,499,156 | $5,599,984 | +$100,828 | +1.83% | |
| Raymond James Financial Inc | 0.00% | 159,183 | $4,097,361 | $3,977,983 | -$119,378 | -2.91% | |
| Riverbend Wealth Management, Llc | 1.90% | 166,861 | $4,094,779 | $4,169,856 | +$75,077 | +1.83% | |
| Lpl Financial Llc | 0.00% | 131,627 | $3,388,066 | $3,289,359 | -$98,707 | -2.91% | |
| Alps Advisors Inc | 0.02% | 131,117 | $3,374,952 | $3,276,614 | -$98,338 | -2.91% | |
| Wealth Enhancement Trust Services, Inc. | 0.31% | 119,649 | $2,936,193 | $2,990,029 | +$53,836 | +1.83% | |
| Northcrest Asset Manangement, Llc | 0.07% | 116,373 | $2,862,776 | $2,908,161 | +$45,385 | +1.59% | |
| Crestwood Advisors Group, Llc | 0.04% | 115,556 | $2,835,744 | $2,887,744 | +$52,000 | +1.83% | |
| Blue Line Capital, Llc / Il | 2.39% | 107,187 | $2,758,986 | $2,678,603 | -$80,383 | -2.91% | |
| First Foundation Advisors | 0.10% | 104,582 | $2,691,941 | $2,613,504 | -$78,437 | -2.91% | |
| Citadel Advisors Llc | 0.00% | 96,686 | $2,488,698 | $2,416,183 | -$72,515 | -2.91% | |
| Mgo One Seven Llc | 0.03% | 70,205 | $1,722,831 | $1,754,423 | +$31,592 | +1.83% | |
| Tidal Investments Llc | 0.00% | 66,900 | $1,722,006 | $1,671,831 | -$50,175 | -2.91% | |
| Arsenal Capital Advisors Llc | 0.88% | 66,717 | $1,637,237 | $1,667,258 | +$30,021 | +1.83% | |
| Jpmorgan Chase & Co | 0.00% | 56,672 | $1,464,136 | $1,416,233 | -$47,903 | -3.27% | |
| Fermata Advisors, Llc | 0.22% | 45,306 | $1,111,809 | $1,132,197 | +$20,388 | +1.83% | |
| Wells Fargo & Company/Mn | 0.00% | 34,679 | $892,638 | $866,628 | -$26,010 | -2.91% | |
| Envestnet Asset Management Inc | 0.00% | 34,290 | $882,620 | $856,907 | -$25,713 | -2.91% | |
| Legacy Capital Wealth Partners, Llc | 0.18% | 35,528 | $871,857 | $887,845 | +$15,988 | +1.83% | |
| Integras Partners Llc | 0.44% | 32,376 | $794,507 | $809,076 | +$14,569 | +1.83% | |
| G&S Capital Llc | 0.23% | 31,704 | $778,026 | $792,283 | +$14,257 | +1.83% | |
| Apollon Wealth Management, Llc | 0.01% | 25,771 | $632,418 | $644,017 | +$11,599 | +1.83% | |
| Commonwealth Equity Services, Llc | 0.00% | 25,411 | $623,590 | $635,021 | +$11,431 | +1.83% |
Frequently asked questions about SMTH
Who are the largest institutional holders of SMTH?
The largest institutional holders of SMTH reported in the latest SEC Form 13F filings include Wealth Enhancement Advisory Services, Llc, Annex Advisory Services, Llc, Shufro Rose & Co Llc, Trilogy Capital Inc., and Stratos Investment Management, Llc. InsiderSet ranks institutional holders by their latest reported SMTH position.
What is SMTH institutional ownership?
This page tracks SMTH positions reported by institutional investment managers through SEC Form 13F. ALPS SMTH COR BD PLUS ETF (SMTH) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own SMTH?
InsiderSet currently tracks 83 institutional managers reporting SMTH holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of SMTH shareholders.
How much SMTH stock do institutions own?
Institutional investment managers disclosed approximately $2.81B in SMTH holdings for Q3 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was SMTH institutional ownership last updated?
The latest SMTH institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended September 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional SMTH holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its SMTH position after the reporting date.
Are institutions buying or selling SMTH?
Institutional buying and selling can be analyzed by comparing SMTH positions across consecutive 13F reporting periods. InsiderSet's SMTH Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View SMTH ownership changes.
How has SMTH institutional ownership changed over time?
InsiderSet tracks SMTH institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.