SWISS HELVETIA FUND (SWZ) Institutional Ownership Changes & 13F Activity

SWISS HELVETIA FUND (SWZ). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Css Llc/Il, North Ground Capital, Saba Capital Management, L.P., Icon Advisers Inc/Co, and Rivernorth Capital Management, Llc.

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Raymond James Financial IncBuy+13,940—13,940$86.71KQ4 2025Feb 18, 2026
Css Llc/IlBuy+1,659,007—1,659,007$10.32MQ4 2025Feb 17, 2026
Saba Capital Management, L.P.Buy+605,224—605,224$3.76MQ4 2025Feb 17, 2026
Rivernorth Capital Management, LlcBuy+437,018—437,018$2.72MQ4 2025Feb 17, 2026
Alpine Global Management, LlcBuy+413,169—413,169$2.57MQ4 2025Feb 17, 2026
Evolve Private Wealth, LlcBuy+217,896—217,896$1.36MQ4 2025Feb 17, 2026
Almitas Capital LlcBuy+36,781—36,781$228.78KQ4 2025Feb 17, 2026
Logan Stone Capital, LlcBuy+27,811—27,811$172.98KQ4 2025Feb 17, 2026
Osaic Holdings, Inc.Buy+12,437—12,437$77.34KQ4 2025Feb 17, 2026
Bank Of America CorpBuy+2,790—2,790$17.35KQ4 2025Feb 17, 2026
Ancora Advisors LlcBuy+1,068—1,068$6.64KQ4 2025Feb 17, 2026
Royal Bank Of CanadaBuy+249—249$2.00KQ4 2025Feb 17, 2026
Icon Advisers Inc/CoBuy+545,899—545,899$3.40MQ4 2025Feb 13, 2026
Yakira Capital Management, Inc.Buy+192,016—192,016$1.19MQ4 2025Feb 13, 2026
Bulldog Investors, LlpBuy+161,903—161,903$1.01MQ4 2025Feb 13, 2026
Morgan StanleyBuy+42,272—42,272$262.94KQ4 2025Feb 13, 2026
Kestra Advisory Services, LlcBuy+18,819—18,819$117.05KQ4 2025Feb 13, 2026
Wells Fargo & Company/MnBuy+10,565—10,565$65.72KQ4 2025Feb 13, 2026
Winmill & Co. IncBuy+3,370—3,370$21.10KQ4 2025Feb 13, 2026
Karpus Management, Inc.Buy+130—130$809.00Q4 2025Feb 13, 2026
North Ground CapitalBuy+661,145—661,145$4.11MQ4 2025Feb 12, 2026
Gardner Russo & QuinnSell-287,953-66.3%146,284$909.88KQ4 2025Feb 12, 2026
Sit Investment Associates IncBuy+101,837—101,837$633.00KQ4 2025Feb 12, 2026
Commonwealth Equity Services, LlcBuy+82,461—82,461$512.90KQ4 2025Feb 12, 2026
Private Management Group IncBuy+10,545—10,545$302.85KQ4 2025Feb 12, 2026
Marex Group PlcBuy+10,000—10,000$62.20KQ4 2025Feb 12, 2026
Jpmorgan Chase & CoBuy+2,581—2,581$16.05KQ4 2025Feb 11, 2026
Mccarter Private Wealth Services LlcBuy+14,458—14,458$89.93KQ4 2025Feb 10, 2026
Blue Bell Private Wealth Management, LlcBuy+64,513—64,513$401.27KQ4 2025Feb 09, 2026
Nixon Peabody Trust CoBuy+42,024—42,024$261.39KQ4 2025Feb 06, 2026
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Frequently asked questions about SWZ activity

  • Which institutional owners are buying SWZ?

    Institutional owners buying SWZ include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in SWZ activity?

    "Buy" means an investor increased their reported position in SWZ compared to the prior reporting period. This reflects growing exposure to SWISS HELVETIA FUND (SWZ) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in SWZ increasing?

    Institutional interest in SWZ can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.