SWISS HELVETIA FUND (SWZ) Institutional Ownership Changes & 13F Activity
SWISS HELVETIA FUND (SWZ). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Css Llc/Il, North Ground Capital, Saba Capital Management, L.P., Icon Advisers Inc/Co, and Rivernorth Capital Management, Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Raymond James Financial Inc | Buy | +13,940 | — | 13,940 | $86.71K | Q4 2025 | Feb 18, 2026 |
| Css Llc/Il | Buy | +1,659,007 | — | 1,659,007 | $10.32M | Q4 2025 | Feb 17, 2026 |
| Saba Capital Management, L.P. | Buy | +605,224 | — | 605,224 | $3.76M | Q4 2025 | Feb 17, 2026 |
| Rivernorth Capital Management, Llc | Buy | +437,018 | — | 437,018 | $2.72M | Q4 2025 | Feb 17, 2026 |
| Alpine Global Management, Llc | Buy | +413,169 | — | 413,169 | $2.57M | Q4 2025 | Feb 17, 2026 |
| Evolve Private Wealth, Llc | Buy | +217,896 | — | 217,896 | $1.36M | Q4 2025 | Feb 17, 2026 |
| Almitas Capital Llc | Buy | +36,781 | — | 36,781 | $228.78K | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, Llc | Buy | +27,811 | — | 27,811 | $172.98K | Q4 2025 | Feb 17, 2026 |
| Osaic Holdings, Inc. | Buy | +12,437 | — | 12,437 | $77.34K | Q4 2025 | Feb 17, 2026 |
| Bank Of America Corp | Buy | +2,790 | — | 2,790 | $17.35K | Q4 2025 | Feb 17, 2026 |
| Ancora Advisors Llc | Buy | +1,068 | — | 1,068 | $6.64K | Q4 2025 | Feb 17, 2026 |
| Royal Bank Of Canada | Buy | +249 | — | 249 | $2.00K | Q4 2025 | Feb 17, 2026 |
| Icon Advisers Inc/Co | Buy | +545,899 | — | 545,899 | $3.40M | Q4 2025 | Feb 13, 2026 |
| Yakira Capital Management, Inc. | Buy | +192,016 | — | 192,016 | $1.19M | Q4 2025 | Feb 13, 2026 |
| Bulldog Investors, Llp | Buy | +161,903 | — | 161,903 | $1.01M | Q4 2025 | Feb 13, 2026 |
| Morgan Stanley | Buy | +42,272 | — | 42,272 | $262.94K | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, Llc | Buy | +18,819 | — | 18,819 | $117.05K | Q4 2025 | Feb 13, 2026 |
| Wells Fargo & Company/Mn | Buy | +10,565 | — | 10,565 | $65.72K | Q4 2025 | Feb 13, 2026 |
| Winmill & Co. Inc | Buy | +3,370 | — | 3,370 | $21.10K | Q4 2025 | Feb 13, 2026 |
| Karpus Management, Inc. | Buy | +130 | — | 130 | $809.00 | Q4 2025 | Feb 13, 2026 |
| North Ground Capital | Buy | +661,145 | — | 661,145 | $4.11M | Q4 2025 | Feb 12, 2026 |
| Gardner Russo & Quinn | Sell | -287,953 | -66.3% | 146,284 | $909.88K | Q4 2025 | Feb 12, 2026 |
| Sit Investment Associates Inc | Buy | +101,837 | — | 101,837 | $633.00K | Q4 2025 | Feb 12, 2026 |
| Commonwealth Equity Services, Llc | Buy | +82,461 | — | 82,461 | $512.90K | Q4 2025 | Feb 12, 2026 |
| Private Management Group Inc | Buy | +10,545 | — | 10,545 | $302.85K | Q4 2025 | Feb 12, 2026 |
| Marex Group Plc | Buy | +10,000 | — | 10,000 | $62.20K | Q4 2025 | Feb 12, 2026 |
| Jpmorgan Chase & Co | Buy | +2,581 | — | 2,581 | $16.05K | Q4 2025 | Feb 11, 2026 |
| Mccarter Private Wealth Services Llc | Buy | +14,458 | — | 14,458 | $89.93K | Q4 2025 | Feb 10, 2026 |
| Blue Bell Private Wealth Management, Llc | Buy | +64,513 | — | 64,513 | $401.27K | Q4 2025 | Feb 09, 2026 |
| Nixon Peabody Trust Co | Buy | +42,024 | — | 42,024 | $261.39K | Q4 2025 | Feb 06, 2026 |
Frequently asked questions about SWZ activity
Which institutional owners are buying SWZ?
Institutional owners buying SWZ include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in SWZ activity?
"Buy" means an investor increased their reported position in SWZ compared to the prior reporting period. This reflects growing exposure to SWISS HELVETIA FUND (SWZ) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in SWZ increasing?
Institutional interest in SWZ can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.
Related SWZ Institutional Insights
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- Institutional Portfolio Overlap & Shared Holdings
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- SWZ Insider Trading & SEC Form 4 Activity
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