Richard S. Fuld - Matrix Private Capital Group Portfolio

Name: Investment Portfolio Data
License: https://creativecommons.org/licenses/by/4.0/

Period Date		Mar 31, 2025
Filing Date		May 15, 2025
Total Stocks		139
Portfolio Value		$167.23M

Matrix Private Capital Group Activity

Date	Symbol	Name	Type	Quantity	Value	Remaining
Q1 2022Mar 31, 2022	VOX Vanguard Communication Services	Vanguard Communication Services	Sell	-2,340-74.2%	$98.00	814
Q1 2022Mar 31, 2022	XLK SPDR Select Sector Fund - Techn	SPDR Select Sector Fund - Techn	Sell	-2,748-41.7%	$610.00	3,836
Q1 2022Mar 31, 2022	STEW		Sell	-2,898-14.5%	$254.00	17,106
Q1 2022Mar 31, 2022	XHB SPDR Series Trust SPDR Homebuil	SPDR Series Trust SPDR Homebuil	Sell	-3,159-64.3%	$111.00	1,752
Q1 2022Mar 31, 2022	XLF SPDR Select Sector Fund - Finan	SPDR Select Sector Fund - Finan	Sell	-4,798-17.2%	$885.00	23,092
Q1 2022Mar 31, 2022	BBEU JPMorgan BetaBuilders Europe ET	JPMorgan BetaBuilders Europe ET	Sell - Position Exit	-5,001-100.0%	$0.00	-
Q1 2022Mar 31, 2022	IHI iShares U.S. Medical Devices ET	iShares U.S. Medical Devices ET	Sell - Position Exit	-5,007-100.0%	$0.00	-
Q1 2022Mar 31, 2022	PFF iShares Preferred and Income Se	iShares Preferred and Income Se	Sell	-5,624-4.9%	$3.98K	109,412
Q1 2022Mar 31, 2022	XGDVX The Gabelli Dividend and Income	The Gabelli Dividend and Income	Sell	-6,700-24.1%	$521.00	21,148
Q1 2022Mar 31, 2022	QYLD Global X NASDAQ 100 Covered Cal	Global X NASDAQ 100 Covered Cal	Sell	-24,200-87.4%	$73.00	3,500
Q1 2022Mar 31, 2022	DSL DoubleLine Income Solutions Fun	DoubleLine Income Solutions Fun	Sell	-25,565-10.8%	$3.06K	211,040
Q1 2022Mar 31, 2022	NAD Nuveen Quality Municipal Income	Nuveen Quality Municipal Income	Sell	-34,300-72.5%	$174.00	13,000
Q1 2022Mar 31, 2022	S SentinelOne, Inc.	SentinelOne, Inc.	Sell - Position Exit	-44,726-100.0%	$0.00	-
Q4 2021Dec 31, 2021	ML-WS		Buy - Position Entry	+283,753	$176.00	283,753
Q4 2021Dec 31, 2021	XEXGX Eaton Vance Tax-Managed Global	Eaton Vance Tax-Managed Global	Buy - Position Entry	+76,819	$820.00	76,819
Q4 2021Dec 31, 2021	S SentinelOne, Inc.	SentinelOne, Inc.	Buy	+36,289+430.1%	$2.26K	44,726
Q4 2021Dec 31, 2021	QYLD Global X NASDAQ 100 Covered Cal	Global X NASDAQ 100 Covered Cal	Buy - Position Entry	+27,700	$628.00	27,700
Q4 2021Dec 31, 2021	DOUG Douglas Elliman Inc.	Douglas Elliman Inc.	Buy - Position Entry	+26,061	$300.00	26,061
Q4 2021Dec 31, 2021	BRDG Bridge Investment Group Holding	Bridge Investment Group Holding	Buy - Position Entry	+23,950	$598.00	23,950
Q4 2021Dec 31, 2021	HQH Tekla Healthcare Investors	Tekla Healthcare Investors	Buy	+16,590+15.5%	$2.94K	123,680
Q4 2021Dec 31, 2021	XETYX Eaton Vance Tax Managed Diversi	Eaton Vance Tax Managed Diversi	Buy	+13,790+3.2%	$6.79K	451,379
Q4 2021Dec 31, 2021	SGOL abrdn Physical Gold Shares ETF	abrdn Physical Gold Shares ETF	Buy - Position Entry	+13,600	$239.00	13,600
Q4 2021Dec 31, 2021	XLF SPDR Select Sector Fund - Finan	SPDR Select Sector Fund - Finan	Buy	+13,405+92.5%	$1.09K	27,890
Q4 2021Dec 31, 2021	XLE SPDR Select Sector Fund - Energ	SPDR Select Sector Fund - Energ	Buy	+11,742+20.9%	$3.77K	68,009
Q4 2021Dec 31, 2021	IEFA iShares Core MSCI EAFE ETF	iShares Core MSCI EAFE ETF	Buy	+9,366+8.0%	$9.46K	126,495
Q4 2021Dec 31, 2021	XLI SPDR Select Sector Fund - Indus	SPDR Select Sector Fund - Indus	Buy	+5,121+2381.9%	$565.00	5,336
Q4 2021Dec 31, 2021	BBEU JPMorgan BetaBuilders Europe ET	JPMorgan BetaBuilders Europe ET	Buy - Position Entry	+5,001	$299.00	5,001
Q4 2021Dec 31, 2021	XHB SPDR Series Trust SPDR Homebuil	SPDR Series Trust SPDR Homebuil	Buy - Position Entry	+4,911	$421.00	4,911
Q4 2021Dec 31, 2021	NAD Nuveen Quality Municipal Income	Nuveen Quality Municipal Income	Buy	+4,400+10.3%	$762.00	47,300
Q4 2021Dec 31, 2021	VWO Vanguard FTSE Emerging Markets	Vanguard FTSE Emerging Markets	Buy	+3,898+2.5%	$7.83K	158,251

Page 59 of 106 • 3155 total trades

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