Richard S. Fuld - Matrix Private Capital Group Portfolio

Name: Investment Portfolio Data
License: https://creativecommons.org/licenses/by/4.0/

Period Date		Mar 31, 2025
Filing Date		May 15, 2025
Total Stocks		139
Portfolio Value		$167.23M

Matrix Private Capital Group Activity

Date	Symbol	Name	Type	Quantity	Value	Remaining
Q4 2021Dec 31, 2021	PLTR Palantir Technologies Inc.	Palantir Technologies Inc.	Sell	-1,500-8.9%	$280.00	15,350
Q4 2021Dec 31, 2021	XLY SPDR Select Sector Fund - Consu	SPDR Select Sector Fund - Consu	Sell	-1,552-80.9%	$75.00	366
Q4 2021Dec 31, 2021	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Sell	-1,585-42.8%	$252.00	2,119
Q4 2021Dec 31, 2021	INDA Ishares MSCI India ETF	Ishares MSCI India ETF	Sell	-1,698-50.6%	$76.00	1,661
Q4 2021Dec 31, 2021	ARKK ARK Innovation ETF	ARK Innovation ETF	Sell	-1,890-18.3%	$799.00	8,447
Q4 2021Dec 31, 2021	GLD SPDR Gold Trust	SPDR Gold Trust	Sell	-2,058-47.9%	$383.00	2,241
Q4 2021Dec 31, 2021	XLU SPDR Select Sector Fund - Utili	SPDR Select Sector Fund - Utili	Sell	-2,947-58.8%	$148.00	2,069
Q4 2021Dec 31, 2021	VZ Verizon Communications Inc.	Verizon Communications Inc.	Sell	-3,070-17.8%	$736.00	14,171
Q4 2021Dec 31, 2021	XLV SPDR Select Sector Fund - Healt	SPDR Select Sector Fund - Healt	Sell	-4,488-76.9%	$190.00	1,347
Q4 2021Dec 31, 2021	XLP SPDR Select Sector Fund - Consu	SPDR Select Sector Fund - Consu	Sell	-6,659-80.2%	$127.00	1,646
Q4 2021Dec 31, 2021	IAU iShares Gold Trust Shares of th	iShares Gold Trust Shares of th	Sell - Position Exit	-6,673-100.0%	$0.00	-
Q4 2021Dec 31, 2021	ARKG ARK Genomic Revolution ETF	ARK Genomic Revolution ETF	Sell	-7,265-34.9%	$828.00	13,528
Q4 2021Dec 31, 2021	UNFI United Natural Foods, Inc.	United Natural Foods, Inc.	Sell	-7,340-21.6%	$1.31K	26,604
Q4 2021Dec 31, 2021	T AT&T Inc.	AT&T Inc.	Sell - Position Exit	-7,498-100.0%	$0.00	-
Q4 2021Dec 31, 2021	ITCI Intra-Cellular Therapies Inc.	Intra-Cellular Therapies Inc.	Sell - Position Exit	-7,800-100.0%	$0.00	-
Q4 2021Dec 31, 2021	DSL DoubleLine Income Solutions Fun	DoubleLine Income Solutions Fun	Sell	-7,980-3.3%	$3.81K	236,605
Q4 2021Dec 31, 2021	ARKF ARK Fintech Innovation ETF	ARK Fintech Innovation ETF	Sell	-9,920-67.3%	$196.00	4,810
Q4 2021Dec 31, 2021	PSLV Sprott Physical Silver Trust	Sprott Physical Silver Trust	Sell	-26,100-46.7%	$239.00	29,800
Q3 2021Sep 30, 2021	XETYX Eaton Vance Tax Managed Diversi	Eaton Vance Tax Managed Diversi	Buy	+92,966+27.0%	$6.10K	437,589
Q3 2021Sep 30, 2021	DSU Blackrock Debt Strategies Fund,	Blackrock Debt Strategies Fund,	Buy	+54,381+44.0%	$2.05K	177,864
Q3 2021Sep 30, 2021	DSL DoubleLine Income Solutions Fun	DoubleLine Income Solutions Fun	Buy	+44,738+22.4%	$4.34K	244,585
Q3 2021Sep 30, 2021	HQH Tekla Healthcare Investors	Tekla Healthcare Investors	Buy	+30,975+40.7%	$2.74K	107,090
Q3 2021Sep 30, 2021	NAD Nuveen Quality Municipal Income	Nuveen Quality Municipal Income	Buy	+29,600+222.6%	$672.00	42,900
Q3 2021Sep 30, 2021	XGDVX The Gabelli Dividend and Income	The Gabelli Dividend and Income	Buy - Position Entry	+27,348	$705.00	27,348
Q3 2021Sep 30, 2021	IEFA iShares Core MSCI EAFE ETF	iShares Core MSCI EAFE ETF	Buy	+15,594+15.4%	$8.70K	117,129
Q3 2021Sep 30, 2021	XLE SPDR Select Sector Fund - Energ	SPDR Select Sector Fund - Energ	Buy	+13,383+31.2%	$2.93K	56,267
Q3 2021Sep 30, 2021	VWO Vanguard FTSE Emerging Markets	Vanguard FTSE Emerging Markets	Buy	+10,639+7.4%	$7.72K	154,353
Q3 2021Sep 30, 2021	S SentinelOne, Inc.	SentinelOne, Inc.	Buy - Position Entry	+8,437	$452.00	8,437
Q3 2021Sep 30, 2021	XLK SPDR Select Sector Fund - Techn	SPDR Select Sector Fund - Techn	Buy	+7,231+2835.7%	$1.12K	7,486
Q3 2021Sep 30, 2021	IJR iShares Core S&P Small-Cap ETF	iShares Core S&P Small-Cap ETF	Buy	+5,388+8.0%	$7.95K	72,836

Page 65 of 106 • 3155 total trades

«‹

63 64 65 66 67

›»