Richard S. Fuld - Matrix Private Capital Group Portfolio

Name: Investment Portfolio Data
License: https://creativecommons.org/licenses/by/4.0/

Period Date		Mar 31, 2025
Filing Date		May 15, 2025
Total Stocks		139
Portfolio Value		$167.23M

Matrix Private Capital Group Activity

Date	Symbol	Name	Type	Quantity	Value	Remaining
Q1 2021Mar 31, 2021	SPLV Invesco S&P 500 Low Volatility	Invesco S&P 500 Low Volatility	Sell	-691-4.8%	$791.00	13,609
Q1 2021Mar 31, 2021	REZ iShares Residential and Multise	iShares Residential and Multise	Sell - Position Exit	-883-100.0%	$0.00	-
Q1 2021Mar 31, 2021	IGSB iShares 1-5 Year Investment Gra	iShares 1-5 Year Investment Gra	Sell - Position Exit	-944-100.0%	$0.00	-
Q1 2021Mar 31, 2021	ITCI Intra-Cellular Therapies Inc.	Intra-Cellular Therapies Inc.	Sell	-1,200-10.6%	$343.00	10,100
Q1 2021Mar 31, 2021	SDY SPDR S&P Dividend ETF	SPDR S&P Dividend ETF	Sell	-1,236-20.6%	$563.00	4,767
Q1 2021Mar 31, 2021	XLF SPDR Select Sector Fund - Finan	SPDR Select Sector Fund - Finan	Sell	-1,374-48.8%	$49.00	1,443
Q1 2021Mar 31, 2021	PG Procter & Gamble Company (The)	Procter & Gamble Company (The)	Sell - Position Exit	-1,492-100.0%	$0.00	-
Q1 2021Mar 31, 2021	CLOU Global X Cloud Computing ETF	Global X Cloud Computing ETF	Sell	-1,570-21.7%	$146.00	5,676
Q1 2021Mar 31, 2021	GII SPDR S&P Global Infrastructure	SPDR S&P Global Infrastructure	Sell - Position Exit	-2,040-100.0%	$0.00	-
Q1 2021Mar 31, 2021	NVS Novartis AG	Novartis AG	Sell - Position Exit	-2,235-100.0%	$0.00	-
Q1 2021Mar 31, 2021	PARA Paramount Global	Paramount Global	Sell	-4,314-34.5%	$372.00	8,191
Q1 2021Mar 31, 2021	VGR		Sell	-13,473-20.5%	$727.00	52,125
Q1 2021Mar 31, 2021	UNFI United Natural Foods, Inc.	United Natural Foods, Inc.	Sell	-16,700-27.4%	$1.46K	44,200
Q1 2021Mar 31, 2021	NHS Neuberger Berman High Yield Str	Neuberger Berman High Yield Str	Sell	-43,688-66.9%	$278.00	21,569
Q4 2020Dec 31, 2020	DSL DoubleLine Income Solutions Fun	DoubleLine Income Solutions Fun	Buy - Position Entry	+147,764	$2.45K	147,764
Q4 2020Dec 31, 2020	XETYX Eaton Vance Tax Managed Diversi	Eaton Vance Tax Managed Diversi	Buy	+141,680+196.7%	$2.62K	213,723
Q4 2020Dec 31, 2020	DSU Blackrock Debt Strategies Fund,	Blackrock Debt Strategies Fund,	Buy - Position Entry	+88,200	$927.00	88,200
Q4 2020Dec 31, 2020	BKLN Invesco Senior Loan ETF	Invesco Senior Loan ETF	Buy - Position Entry	+81,085	$1.81K	81,085
Q4 2020Dec 31, 2020	PFF iShares Preferred and Income Se	iShares Preferred and Income Se	Buy	+28,339+43.8%	$3.58K	92,991
Q4 2020Dec 31, 2020	IVW iShares S&P 500 Growth ETF	iShares S&P 500 Growth ETF	Buy	+25,451+301.8%	$2.16K	33,884
Q4 2020Dec 31, 2020	VWO Vanguard FTSE Emerging Markets	Vanguard FTSE Emerging Markets	Buy	+17,712+18.9%	$5.58K	111,459
Q4 2020Dec 31, 2020	NAD Nuveen Quality Municipal Income	Nuveen Quality Municipal Income	Buy - Position Entry	+17,405	$268.00	17,405
Q4 2020Dec 31, 2020	EIM 100401	100401	Buy - Position Entry	+16,599	$226.00	16,599
Q4 2020Dec 31, 2020	IEFA iShares Core MSCI EAFE ETF	iShares Core MSCI EAFE ETF	Buy	+15,477+22.9%	$5.73K	82,958
Q4 2020Dec 31, 2020	IJR iShares Core S&P Small-Cap ETF	iShares Core S&P Small-Cap ETF	Buy	+9,747+22.1%	$4.95K	53,889
Q4 2020Dec 31, 2020	VIRT Virtu Financial, Inc.	Virtu Financial, Inc.	Buy - Position Entry	+9,030	$227.00	9,030
Q4 2020Dec 31, 2020	FITB Fifth Third Bancorp	Fifth Third Bancorp	Buy - Position Entry	+8,268	$230.00	8,268
Q4 2020Dec 31, 2020	VTV Vanguard Value ETF	Vanguard Value ETF	Buy	+7,522+15.2%	$6.77K	56,875
Q4 2020Dec 31, 2020	BAC Bank of America Corporation	Bank of America Corporation	Buy - Position Entry	+7,466	$226.00	7,466
Q4 2020Dec 31, 2020	RWO SPDR DJ Wilshire Global Real Es	SPDR DJ Wilshire Global Real Es	Buy	+7,009+19.2%	$1.93K	43,493

Page 82 of 106 • 3155 total trades

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