Richard S. Fuld - Matrix Private Capital Group Portfolio

Name: Investment Portfolio Data
License: https://creativecommons.org/licenses/by/4.0/

Period Date		Mar 31, 2025
Filing Date		May 15, 2025
Total Stocks		139
Portfolio Value		$167.23M

Matrix Private Capital Group Activity

Date	Symbol	Name	Type	Quantity	Value	Remaining
Q3 2020Sep 30, 2020	EFA iShares MSCI EAFE ETF	iShares MSCI EAFE ETF	Sell	-50-0.2%	$1.59K	24,962
Q3 2020Sep 30, 2020	PNQI Invesco Nasdaq Internet ETF	Invesco Nasdaq Internet ETF	Sell - Position Exit	-63-100.0%	$0.00	-
Q3 2020Sep 30, 2020	IWF iShares Russell 1000 Growth ETF	iShares Russell 1000 Growth ETF	Sell	-74-1.4%	$1.17K	5,388
Q3 2020Sep 30, 2020	IVW iShares S&P 500 Growth ETF	iShares S&P 500 Growth ETF	Sell	-79-0.9%	$1.95K	8,433
Q3 2020Sep 30, 2020	MU Micron Technology, Inc.	Micron Technology, Inc.	Sell	-80-1.8%	$208.00	4,437
Q3 2020Sep 30, 2020	MO Altria Group, Inc.	Altria Group, Inc.	Sell	-95-0.6%	$577.00	14,609
Q3 2020Sep 30, 2020	VBR Vanguard Small-Cap Value ETF	Vanguard Small-Cap Value ETF	Sell	-97-36.3%	$19.00	170
Q3 2020Sep 30, 2020	AGG iShares Core U.S. Aggregate Bon	iShares Core U.S. Aggregate Bon	Sell	-126-2.7%	$534.00	4,523
Q3 2020Sep 30, 2020	JNJ Johnson & Johnson	Johnson & Johnson	Sell	-127-4.2%	$427.00	2,867
Q3 2020Sep 30, 2020	CVX Chevron Corporation	Chevron Corporation	Sell	-149-0.6%	$1.68K	23,336
Q3 2020Sep 30, 2020	VOE Vanguard Mid-Cap Value ETF	Vanguard Mid-Cap Value ETF	Sell	-157-19.3%	$67.00	658
Q3 2020Sep 30, 2020	PM Philip Morris International Inc	Philip Morris International Inc	Sell	-182-1.1%	$1.29K	16,967
Q3 2020Sep 30, 2020	MSFT Microsoft Corporation	Microsoft Corporation	Sell	-197-5.6%	$694.00	3,301
Q3 2020Sep 30, 2020	T AT&T Inc.	AT&T Inc.	Sell	-239-2.5%	$262.00	9,182
Q3 2020Sep 30, 2020	IWN iShares Russell 2000 Value ETF	iShares Russell 2000 Value ETF	Sell	-359-71.8%	$14.00	141
Q3 2020Sep 30, 2020	CWB SPDR Bloomberg Convertible Secu	SPDR Bloomberg Convertible Secu	Sell	-508-30.3%	$80.00	1,167
Q3 2020Sep 30, 2020	ARKK ARK Innovation ETF	ARK Innovation ETF	Sell	-684-15.8%	$335.00	3,644
Q3 2020Sep 30, 2020	WEX WEX Inc.	WEX Inc.	Sell - Position Exit	-1,400-100.0%	$0.00	-
Q3 2020Sep 30, 2020	ITCI Intra-Cellular Therapies Inc.	Intra-Cellular Therapies Inc.	Sell	-1,700-12.6%	$303.00	11,800
Q3 2020Sep 30, 2020	EFAV iShares MSCI EAFE Min Vol Facto	iShares MSCI EAFE Min Vol Facto	Sell	-1,758-32.0%	$255.00	3,737
Q3 2020Sep 30, 2020	INTC Intel Corporation	Intel Corporation	Sell - Position Exit	-4,399-100.0%	$0.00	-
Q3 2020Sep 30, 2020	RWO SPDR DJ Wilshire Global Real Es	SPDR DJ Wilshire Global Real Es	Sell	-6,338-14.8%	$1.44K	36,484
Q3 2020Sep 30, 2020	DVY iShares Select Dividend ETF	iShares Select Dividend ETF	Sell	-9,475-59.4%	$528.00	6,479
Q3 2020Sep 30, 2020	AMRN Amarin Corporation plc	Amarin Corporation plc	Sell - Position Exit	-57,032-100.0%	$0.00	-
Q2 2020Jun 30, 2020	UNFI United Natural Foods, Inc.	United Natural Foods, Inc.	Buy - Position Entry	+43,400	$790.00	43,400
Q2 2020Jun 30, 2020	XETYX Eaton Vance Tax Managed Diversi	Eaton Vance Tax Managed Diversi	Buy	+26,372+66.3%	$713.00	66,143
Q2 2020Jun 30, 2020	VWO Vanguard FTSE Emerging Markets	Vanguard FTSE Emerging Markets	Buy	+13,230+17.3%	$3.55K	89,542
Q2 2020Jun 30, 2020	PARA Paramount Global	Paramount Global	Buy - Position Entry	+11,965	$282.00	11,965
Q2 2020Jun 30, 2020	RWO SPDR DJ Wilshire Global Real Es	SPDR DJ Wilshire Global Real Es	Buy	+9,994+30.4%	$1.67K	42,822
Q2 2020Jun 30, 2020	IEFA iShares Core MSCI EAFE ETF	iShares Core MSCI EAFE ETF	Buy	+9,818+17.7%	$3.73K	65,292

Page 90 of 106 • 3155 total trades

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