Novem Group Portfolio Stock Holdings
According to the SEC 13F filed on October 19, 2026, Novem Group disclosed 426 stock positions valued at approximately $1.01B as of quarter-end September 30, 2026. The largest holdings include SCHWAB STRATEGIC TR, PIMCO ETF TR, and SPDR SERIES TRUST.
- Report Period
- September 30, 2026
- No. of Stocks
- 426
- Portfolio Value
- $1.01B
Holdings by Sector
Novem Group Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | SCHG | Other | 4.24% | 1,187,559 | -4,815 | -0.40% | $42,668,992 |
| PIMCO ETF TR | MINT | Other | 3.79% | 378,478 | +202,205 | +114.71% | $38,056,001 |
| SPDR SERIES TRUST | SPLG | Other | 2.97% | 332,952 | +11,175 | +3.47% | $29,885,796 |
| FIDELITY COVINGTON TRUST | FFLC | Other | 2.75% | 467,937 | +2,599 | +0.56% | $27,636,350 |
| PIMCO ETF TR | BOND | Other | 2.27% | 262,442 | +16,890 | +6.88% | $22,829,844 |
| SCHWAB STRATEGIC TR | SCHO | Other | 2.06% | 865,926 | +39,724 | +4.81% | $20,661,011 |
| APPLE INC | AAPL | Technology | 2.05% | 62,022 | +128 | +0.21% | $20,654,560 |
| VANGUARD INDEX FDS | VUG | Other | 1.99% | 221,596 | -6,386 | -2.80% | $19,968,032 |
| PIMCO ETF TR | PYLD | Other | 1.96% | 776,835 | -796,390 | -50.62% | $19,723,851 |
| ISHARES TR | FALN | Other | 1.87% | 726,067 | +39,022 | +5.68% | $18,826,914 |
| SPDR SERIES TRUST | SPYV | Other | 1.85% | 304,149 | +3,554 | +1.18% | $18,592,623 |
| VANGUARD INDEX FDS | VTV | Other | 1.81% | 84,151 | -962 | -1.13% | $18,183,270 |
| ISHARES TR | IVV | Other | 1.66% | 21,748 | +874 | +4.19% | $16,656,078 |
| PIMCO ETF TR | CORP | Other | 1.52% | 166,620 | +9,781 | +6.24% | $15,295,709 |
| VANGUARD WHITEHALL FDS | VYM | Other | 1.52% | 98,352 | -886 | -0.89% | $15,264,212 |
| VANGUARD SPECIALIZED FUNDS | VIG | Other | 1.40% | 60,415 | +1,953 | +3.34% | $14,095,425 |
| ISHARES TR | IBDS | Other | 1.26% | 526,736 | -61,552 | -10.46% | $12,704,863 |
| ISHARES TR | IBDT | Other | 1.25% | 503,223 | -60,235 | -10.69% | $12,560,455 |
| ISHARES TR | IVW | Other | 1.11% | 78,482 | +20,103 | +34.44% | $11,164,846 |
| BLACKROCK ETF TRUST | DYNF | Other | 1.09% | 158,721 | +57,249 | +56.42% | $10,992,983 |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | Other | 1.05% | 216,288 | +35,563 | +19.68% | $10,565,671 |
| PGIM ETF TR | PTRB | Other | 0.99% | 253,283 | -669 | -0.26% | $9,989,467 |
| CAPITAL GROUP GBL GROWTH EQT | CGGO | Other | 0.93% | 236,224 | +2,797 | +1.20% | $9,397,008 |
| BROADCOM INC | AVGO | Technology | 0.88% | 25,210 | +1,232 | +5.14% | $8,853,708 |
| RBB FUND TRUST | 75526L886 | Other | 0.84% | 168,521 | +1,025 | +0.61% | $8,458,072 |
| ISHARES TR | IBMR | Other | 0.84% | 371,342 | +371,342 | +100.00% | $8,425,748 |
| SCHWAB STRATEGIC TR | FNDX | Other | 0.84% | 267,276 | -2,670 | -0.99% | $8,411,170 |
| MERCK & CO INC | MRK | Healthcare | 0.80% | 55,203 | -813 | -1.45% | $8,021,627 |
| MICROSOFT CORP | MSFT | Technology | 0.79% | 15,392 | -1,941 | -11.20% | $7,894,691 |
| NVIDIA CORPORATION | NVDA | Technology | 0.78% | 34,248 | +829 | +2.48% | $7,821,484 |
Showing 30 of 426 holdings in the latest reporting period.
Novem Group Options Holdings in Q3 2026
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2026 | SPY | SPDR S&P 500 | PUT | 700 | $533,841 |
| Q3 2026 | NVDA | NVIDIA Corporation | CALL | 2,000 | $456,760 |
| Q3 2026 | BRK-B | Berkshire Hathaway Inc. New | CALL | 400 | $199,180 |
| Q3 2026 | ASML | ASML Holding N.V. - New York Re | CALL | 100 | $181,167 |
| Q3 2026 | UNP | Union Pacific Corporation | CALL | 500 | $136,065 |
| Q3 2026 | LLY | Eli Lilly and Company | PUT | 100 | $115,708 |
| Q3 2026 | BSX | Boston Scientific Corporation | CALL | 2,000 | $87,300 |
| Q3 2026 | WFC | Wells Fargo & Company | CALL | 1,000 | $80,050 |
| Q3 2026 | META | Meta Platforms, Inc. | CALL | 100 | $72,518 |
| Q3 2026 | TSLA | Tesla, Inc. | CALL | 200 | $70,962 |
| Q3 2026 | AMAT | Applied Materials, Inc. | CALL | 100 | $51,138 |
| Q3 2026 | AMZN | Amazon.com, Inc. | CALL | 200 | $49,830 |
| Q3 2026 | SPCX | Space Exploration Technologies | CALL | 100 | $15,086 |
| Q3 2026 | NEM | Newmont Corporation | CALL | 100 | $11,534 |
| Q3 2026 | MLI | Mueller Industries, Inc. | CALL | 100 | $6,061 |
Showing 15 of 15 options positions in the latest reporting period.
Notional value represents the total exposure of the options position.