Sigma Planning Corp Portfolio Stock Holdings

Sigma Planning Corp disclosed 1302 stock positions valued at approximately $3.6 billion in its latest SEC 13F filing. The largest holdings include ISHARES TR, APPLE INC, and NVIDIA CORPORATION. The filing reflects positions held as of March 31, 2026 and was filed on May 4, 2026.

Report Period
March 31, 2026
No. of Stocks
1302
Portfolio Value
$3.6B
Holdings by Sector
Sigma Planning Corp Portfolio Holdings in Q1 2026

1205 holdings in the latest reporting period.

Page 1 of 13
CompanySymbolSectorPortfolio %SharesChange (Shares)Change %Value
ISHARES TRIVVOther5.42%298,651+5,069+1.73%$195,082,053
APPLE INCAAPLTechnology4.31%611,864-9,975-1.60%$155,285,066
NVIDIA CORPORATIONNVDATechnology3.10%639,702-16,469-2.51%$111,564,279
AMAZON COM INCAMZNConsumer Cyclical2.02%349,269-2,490-0.71%$72,742,187
INVESCO QQQ TRQQQOther1.69%105,629-16,671-13.63%$60,966,925
STATE STR SPDR S&P 500 ETF TSPYOther1.55%86,031-1,890-2.15%$55,957,209
ISHARES TRDGROOther1.41%721,369-9,777-1.34%$50,625,646
MICROSOFT CORPMSFTTechnology1.39%135,061+50+0.04%$49,995,393
ISHARES TRIVWOther1.36%432,346-1,631-0.38%$48,902,603
VANGUARD INDEX FDSVOOOther1.33%80,249-370-0.46%$47,953,072
ALPHABET INCGOOGCommunication Services1.10%137,435-1,869-1.34%$39,424,547
ISHARES TRLQDOther1.03%341,308+8,411+2.53%$37,199,130
SCHWAB STRATEGIC TRSCHGOther0.76%943,430-34,442-3.52%$27,482,107
SCHWAB STRATEGIC TRSCHDOther0.74%869,867+36,626+4.40%$26,687,506
ISHARES TRSHYOther0.70%303,288+8,775+2.98%$25,042,454
BROADCOM INCAVGOTechnology0.67%77,373+1,455+1.92%$23,947,739
ISHARES TRIJHOther0.66%353,362-8,899-2.46%$23,862,566
ISHARES TRIVEOther0.63%107,919+1,907+1.80%$22,787,009
ALPHABET INCGOOGLCommunication Services0.63%78,891-352-0.44%$22,685,847
META PLATFORMS INCMETACommunication Services0.63%39,379-964-2.39%$22,529,923
ISHARES TRIJROther0.60%174,257-19,415-10.02%$21,661,833
SPDR GOLD TRGLDOther0.56%46,617-12,371-20.97%$20,058,882
ISHARES GOLD TRIAUOther0.55%225,847+4,742+2.14%$19,910,695
BERKSHIRE HATHAWAY INC DELBRK-BFinancial Services0.53%39,833-4,731-10.62%$19,087,900
ISHARES TRAGGOther0.52%187,719+17,736+10.43%$18,634,824
VANGUARD INDEX FDSVTIOther0.51%57,145+13,837+31.95%$18,332,764
FIRST TR EXCHANGE TRADED FDRDVYOther0.49%259,052+7,974+3.18%$17,688,062
CAPITAL GROUP DIVIDEND VALUECGDVOther0.49%411,828+130,999+46.65%$17,524,156
ELI LILLY & COLLYHealthcare0.47%18,320+1,260+7.39%$16,850,050
JPMORGAN CHASE & COJPMFinancial Services0.45%54,533-2,571-4.50%$16,041,333
CATERPILLAR INCCATIndustrials0.44%22,456-2,355-9.49%$15,909,034
ISHARES TRFLOTOther0.44%308,804+8,626+2.87%$15,733,568
CHEVRON CORPORATIONCVXEnergy0.44%75,995-4,597-5.70%$15,723,434
TESLA INCTSLAConsumer Cyclical0.43%42,041-6,446-13.29%$15,628,655
ISHARES TRIDVOther0.43%364,752-22,096-5.71%$15,523,839
COSTCO WHOLESALE CORPORATIONCOSTConsumer Defensive0.41%14,838-1,069-6.72%$14,784,811
PACER FDS TRCOWZOther0.41%236,308-14,313-5.71%$14,783,425
ISHARES TRUSMVOther0.40%156,526+6,073+4.04%$14,516,255
WALMART INCWMTConsumer Defensive0.40%116,180+4,064+3.62%$14,440,455
EXXON MOBIL CORPXOMEnergy0.40%84,822-1,369-1.59%$14,390,902
VANGUARD INDEX FDSVTVOther0.39%72,215+2,137+3.05%$14,168,580
JOHNSON & JOHNSONJNJHealthcare0.38%56,291-665-1.17%$13,759,828
SCHWAB STRATEGIC TRSCHXOther0.37%522,948-10,909-2.04%$13,408,382
PALANTIR TECHNOLOGIES INCPLTRTechnology0.36%88,975-16,559-15.69%$13,015,294
SELECT SECTOR SPDR TRXLKOther0.36%97,010-13,738-12.40%$12,892,647
ISHARES TRIGSBOther0.35%239,111+8,736+3.79%$12,567,683
ISHARES TRIEFAOther0.35%138,820+12,060+9.51%$12,567,394
ABBVIE INCABBVHealthcare0.34%56,826-2,478-4.18%$12,359,163
FIRST TR EXCHANGE TRADED FDSDVYOther0.33%300,698+9,016+3.09%$11,856,516
FIRST TR EXCHNG TRADED FD VIBUFROther0.33%349,728-22,445-6.03%$11,810,298
VANGUARD TAX-MANAGED FDSVEAOther0.33%184,230+2,774+1.53%$11,805,479
HOME DEPOT INCHDConsumer Cyclical0.33%35,629-232-0.65%$11,718,097
INVESCO EXCHANGE TRADED FD TRSPOther0.32%59,204+3,398+6.09%$11,362,477
ISHARES SILVER TRSLVOther0.30%160,771-59,139-26.89%$10,954,939
ISHARES TRIGIBOther0.30%201,494-125,182-38.32%$10,723,505
MICRON TECHNOLOGY INCMUTechnology0.30%31,613-5,021-13.71%$10,680,233
VANGUARD BD INDEX FDSBIVOther0.30%138,331+7,153+5.45%$10,676,423
VANGUARD SPECIALIZED FUNDSVIGOther0.30%49,479+6,272+14.52%$10,641,051
ISHARES INCIEMGOther0.29%150,782+13,100+9.51%$10,517,063
INTERNATIONAL BUSINESS MACHSIBMTechnology0.29%42,677-1,911-4.29%$10,344,382
ISHARES TRIUSVOther0.29%100,840-7,902-7.27%$10,310,872
NEXTERA ENERGY INCNEEUtilities0.29%110,611-6,589-5.62%$10,273,514
ISHARES TRIMCGOther0.28%129,887+1,982+1.55%$10,231,186
VISA INCVFinancial Services0.28%33,126+656+2.02%$10,011,902
ISHARES TRUSIGOther0.28%194,886+5,936+3.14%$9,984,016
VERIZON COMMUNICATIONS INCVZCommunication Services0.27%191,693-1,816-0.94%$9,622,992
ISHARES TRMUBOther0.27%90,555-170-0.19%$9,612,367
ISHARES TRQUALOther0.26%48,816-3,195-6.14%$9,363,444
VANECK ETF TRUSTSMHOther0.26%24,404+2,274+10.28%$9,356,441
TAIWAN SEMICONDUCTOR MANUFACTSMTechnology0.26%27,452+4,302+18.58%$9,278,004
WASTE MGMT INC DELWMIndustrials0.25%39,817-1,770-4.26%$9,149,457
VANGUARD INDEX FDSVBOther0.25%34,252+10,776+45.90%$8,971,387
SELECT SECTOR SPDR TRXLUOther0.24%188,952+15,523+8.95%$8,670,996
VANGUARD SCOTTSDALE FDSVCSHOther0.24%106,796+6,589+6.58%$8,465,752
PROCTER & GAMBLE COPGConsumer Defensive0.23%57,629+2,127+3.83%$8,323,885
VANGUARD INDEX FDSVOOther0.23%28,775+1,567+5.76%$8,263,588
SELECT SECTOR SPDR TRXLEOther0.23%134,822+15,968+13.43%$8,259,166
J P MORGAN EXCHANGE TRADED FJEPIOther0.23%144,283-7,460-4.92%$8,177,982
VANGUARD INDEX FDSVUGOther0.23%18,656+1,076+6.12%$8,148,686
ISHARES TRIXCOther0.22%140,467-6,963-4.72%$8,092,279
ADVANCED MICRO DEVICES INCAMDTechnology0.22%39,657-4,277-9.74%$8,067,436
SPDR SERIES TRUSTSPIBOther0.22%236,638+28,942+13.93%$7,936,836
NORTHERN LTS FD TR IVSECTOther0.22%131,205+6,385+5.12%$7,923,491
SELECT SECTOR SPDR TRXLVOther0.22%53,850+1,175+2.23%$7,894,969
BONDBLOXX ETF TRUSTXHLFOther0.22%156,840+1,067+0.68%$7,893,762
VANGUARD WORLD FDVGTOther0.22%11,188-127-1.12%$7,806,389
FIDELITY MERRIMACK STR TRFBNDOther0.22%170,652+4,395+2.64%$7,785,143
INNOVATOR ETFS TRUSTBALTOther0.22%232,629-32,770-12.35%$7,784,933
ISHARES TRHDVOther0.22%57,188+371+0.65%$7,761,616
PACER FDS TRPSFFOther0.21%238,294+1,891+0.80%$7,635,987
DTE ENERGY CODTEUtilities0.21%52,188-961-1.81%$7,631,540
ISHARES TRIJTOther0.21%51,879+2,839+5.79%$7,507,355
GOLDMAN SACHS GROUP INCGSFinancial Services0.21%8,763-16-0.18%$7,413,507
CROWDSTRIKE HLDGS INCCRWDTechnology0.21%18,970-323-1.67%$7,405,988
SELECT SECTOR SPDR TRXLFOther0.20%147,503-43,160-22.64%$7,282,228
ISHARES TRIOOOther0.20%60,002-8,645-12.59%$7,258,475
ISHARES TRUSHYOther0.20%195,873+3,381+1.76%$7,215,979
NETFLIX INC.NFLXCommunication Services0.19%72,998-6,539-8.22%$7,018,739
ISHARES TRSGOVOther0.19%69,634+6,814+10.85%$7,009,392
VANECK ETF TRUSTMOATOther0.19%72,054-4,343-5.68%$6,967,601
Sigma Planning Corp Options Holdings in Q1 2026

7 options positions in the latest reporting period.

Page 1 of 1
QuarterSymbolCompanyOptionContractsNotional Value
Q1 2026PLTRPalantir Technologies Inc.PUT10,800$333,078
Q1 2026NVDANVIDIA CorporationPUT10,400$229,313
Q1 2026NVDANVIDIA CorporationCALL11,200$213,885
Q1 2026CNCCentene CorporationCALL20,000$107,600
Q1 2026FFord Motor CompanyCALL40,500$91,935
Q1 2026XRXXerox Holdings CorporationPUT52,700$9,107
Q1 2026NWLNewell Brands Inc.PUT31,800$2,792

Notional value represents the total exposure of the options position.