Sigma Planning Corp Portfolio Stock Holdings
According to the SEC 13F filed on October 23, 2026, Sigma Planning Corp disclosed 1305 stock positions valued at approximately $3.88B as of quarter-end September 30, 2026. The largest holdings include ISHARES TR, APPLE INC, and NVIDIA CORPORATION.
- Report Period
- September 30, 2026
- No. of Stocks
- 1305
- Portfolio Value
- $3.88B
Holdings by Sector
Sigma Planning Corp Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| ISHARES TR | IVV | Other | 5.57% | 282,527 | -246 | -0.09% | $216,137,715 |
| APPLE INC | AAPL | Technology | 4.93% | 577,538 | -2,225 | -0.38% | $191,476,826 |
| NVIDIA CORPORATION | NVDA | Technology | 3.19% | 545,615 | -7,249 | -1.31% | $123,740,831 |
| INVESCO QQQ TR | QQQ | Other | 2.04% | 107,254 | -8,473 | -7.32% | $79,092,436 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 1.84% | 288,642 | -9,643 | -3.23% | $71,312,951 |
| MICROSOFT CORP | MSFT | Technology | 1.71% | 129,473 | -4,813 | -3.58% | $66,448,054 |
| ISHARES TR | IVW | Other | 1.50% | 409,681 | -18,002 | -4.21% | $58,259,561 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 1.50% | 76,691 | -3,894 | -4.83% | $58,224,191 |
| ISHARES TR | DGRO | Other | 1.41% | 726,068 | +4,624 | +0.64% | $54,738,302 |
| VANGUARD INDEX FDS | VOO | Other | 1.21% | 67,143 | -4,499 | -6.28% | $47,032,248 |
| ALPHABET INC | GOOG | Communication Services | 1.20% | 136,842 | -44 | -0.03% | $46,512,789 |
| ISHARES TR | LQD | Other | 0.93% | 354,906 | +19,001 | +5.66% | $36,264,297 |
| SCHWAB STRATEGIC TR | SCHG | Other | 0.91% | 983,084 | +17,839 | +1.85% | $35,293,620 |
| ALPHABET INC | GOOGL | Communication Services | 0.74% | 85,126 | -812 | -0.94% | $28,873,188 |
| SCHWAB STRATEGIC TR | SCHD | Other | 0.74% | 886,532 | -37,527 | -4.06% | $28,838,895 |
| ISHARES TR | SHY | Other | 0.70% | 335,881 | +15,587 | +4.87% | $27,273,511 |
| MICRON TECHNOLOGY INC | MU | Technology | 0.69% | 25,928 | +772 | +3.07% | $26,617,861 |
| VANGUARD INDEX FDS | VTI | Other | 0.64% | 66,650 | -1,783 | -2.61% | $24,905,496 |
| META PLATFORMS INC | META | Communication Services | 0.62% | 33,356 | -2,791 | -7.72% | $24,192,831 |
| CROWDSTRIKE HLDGS INC | CRWD | Technology | 0.58% | 83,793 | +60,945 | +266.74% | $22,629,886 |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | Other | 0.57% | 458,774 | -5,824 | -1.25% | $22,195,464 |
| BROADCOM INC | AVGO | Technology | 0.57% | 62,893 | -1,217 | -1.90% | $22,084,301 |
| ADVANCED MICRO DEVICES INC | AMD | Technology | 0.57% | 36,586 | -1,917 | -4.98% | $22,038,078 |
| ISHARES TR | IVE | Other | 0.55% | 94,483 | -1,543 | -1.61% | $21,545,019 |
| BERKSHIRE HATHAWAY INC DEL | BRK-B | Financial Services | 0.55% | 42,542 | +75 | +0.18% | $21,195,407 |
| ISHARES TR | IJH | Other | 0.52% | 278,055 | -1,354 | -0.48% | $20,005,304 |
| FIRST TR EXCHANGE TRADED FD | RDVY | Other | 0.50% | 248,120 | -4,702 | -1.86% | $19,410,467 |
| CATERPILLAR INC | CAT | Industrials | 0.49% | 23,784 | -1,405 | -5.58% | $19,192,022 |
| JPMORGAN CHASE & CO | JPM | Financial Services | 0.46% | 54,493 | -221 | -0.40% | $18,018,176 |
| PALANTIR TECHNOLOGIES INC | PLTR | Technology | 0.46% | 95,826 | +17,600 | +22.50% | $17,916,418 |
Showing 30 of 1,305 holdings in the latest reporting period.
Sigma Planning Corp Options Holdings in Q3 2026
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2026 | CNC | Centene Corporation | CALL | 20,000 | $550,600 |
| Q3 2026 | MU | Micron Technology, Inc. | CALL | 1,900 | $421,360 |
| Q3 2026 | WFC | Wells Fargo & Company | CALL | 17,000 | $130,050 |
| Q3 2026 | UBER | Uber Technologies, Inc. | CALL | 20,600 | $88,678 |
| Q3 2026 | F | Ford Motor Company | CALL | 37,500 | $88,125 |
| Q3 2026 | XOVR | ERSHARES PRIVATE-PUBLIC CROS | CALL | 20,200 | $38,380 |
| Q3 2026 | SPY | SPDR S&P 500 | PUT | 22,900 | $38,233 |
Showing 7 of 7 options positions in the latest reporting period.
Notional value represents the total exposure of the options position.