Thomas J. Herzfeld Advisors, Inc. Portfolio Stock Holdings
Thomas J. Herzfeld Advisors, Inc. disclosed 115 stock positions valued at approximately $294.0 million in its latest SEC 13F filing. The largest holdings include PIMCO Dynamic Income Strategy Fund, FS Credit Opportunities Corp, and Highland Floating Rate Opportunities Fund. The filing reflects positions held as of March 31, 2026 and was filed on May 12, 2026.
- Report Period
- March 31, 2026
- No. of Stocks
- 115
- Portfolio Value
- $294.0M
Holdings by Sector
Thomas J. Herzfeld Advisors, Inc. Portfolio Holdings in Q1 2026
103 holdings in the latest reporting period.
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| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| PIMCO Dynamic Income Strategy Fund | PDX | Other | 9.40% | 1,253,348 | -52,373 | -4.01% | $27,648,857 |
| FS Credit Opportunities Corp | FSCO | Financial Services | 6.38% | 3,679,935 | +1,780,154 | +93.70% | $18,767,669 |
| Highland Floating Rate Opportunities Fund | HFRO | Financial Services | 5.27% | 2,715,661 | +258,376 | +10.51% | $15,506,424 |
| ProShares TR | SJB | Other | 4.20% | 796,652 | +796,652 | +100.00% | $12,344,123 |
| Guggenheim Strategic Opp Fund | GOF | Financial Services | 3.81% | 1,015,400 | +88,155 | +9.51% | $11,189,708 |
| Saba Capital Income & Opport | BRW | Financial Services | 3.25% | 1,417,189 | -417,525 | -22.76% | $9,551,854 |
| Saba Capital Income & Opport II | SABA | Financial Services | 2.19% | 774,518 | -815,574 | -51.29% | $6,443,990 |
| PIMCO Access Income Fund | PAXS | Financial Services | 2.16% | 439,995 | -307,915 | -41.17% | $6,340,322 |
| Duff & Phelps Utility and Infrastructure Fund Inc. | DPG | Financial Services | 1.92% | 391,497 | -77,980 | -16.61% | $5,653,217 |
| Simplify Exchange Traded Fun | PFIX | Other | 1.85% | 117,701 | +117,701 | +100.00% | $5,429,194 |
| Nuveen Floating Rate Income | JFR | Financial Services | 1.82% | 713,294 | -163,662 | -18.66% | $5,363,971 |
| Brookfield Real Assets Incom | RA | Financial Services | 1.49% | 340,641 | -431,626 | -55.89% | $4,380,643 |
| iShares Tr | TFLO | Other | 1.37% | 79,468 | +74,999 | +1678.21% | $4,023,465 |
| Eagle Pointe Income Company | EIC | Financial Services | 1.26% | 394,000 | +83,189 | +26.77% | $3,719,360 |
| Neuberger Berman MLP Income Fund Inc | NML | Financial Services | 1.16% | 323,526 | +323,526 | +100.00% | $3,400,258 |
| Kayne Anderson Energy Infrst | KYN | Financial Services | 1.14% | 234,136 | +234,136 | +100.00% | $3,343,462 |
| BlackRock Energy and Resources Trust | BGR | Financial Services | 1.07% | 181,116 | +181,116 | +100.00% | $3,135,118 |
| Clearbridge Energy Midstrm O | EMO | Financial Services | 1.06% | 59,023 | +58,007 | +5709.35% | $3,117,595 |
| PIMCO Corporate & Income Opp Fund | PTY | Financial Services | 1.03% | 249,976 | +194,158 | +347.84% | $3,014,711 |
| Rivernorth Flexible Mun Income Fund II, Inc. | RFMZ | Other | 0.99% | 229,634 | -89,852 | -28.12% | $2,904,870 |
| The Taiwan Fund Inc | TWN | Financial Services | 0.93% | 41,499 | -41,167 | -49.80% | $2,728,144 |
| PIMCO Dynamic Income Fd | PDI | Financial Services | 0.90% | 154,860 | +2,008 | +1.31% | $2,649,655 |
| ProShares TR | QID | Other | 0.90% | 116,263 | +116,263 | +100.00% | $2,634,520 |
| BlackRock Res & Commodities Strat Trust | BCX | Financial Services | 0.89% | 216,752 | +216,752 | +100.00% | $2,611,862 |
| Columbia Seligman Premium Technology Growth Fund | STK | Financial Services | 0.85% | 66,224 | +60,390 | +1035.14% | $2,511,876 |
| Angel Oak Final Strategies Incm Trm Trst | FINS | Financial Services | 0.84% | 193,430 | -23,083 | -10.66% | $2,466,233 |
| Nuveen S&P 500 Dynamic Overw | XSSPX | Other | 0.81% | 149,092 | +149,092 | +100.00% | $2,395,908 |
| Invesco Exch Trd SLF IDX Fd | BSMQ | Other | 0.79% | 98,083 | +98,083 | +100.00% | $2,317,211 |
| Invesco Exch Trd SLF IDX Fd | BSMR | Other | 0.77% | 96,212 | +96,212 | +100.00% | $2,275,799 |
| Destiny Tech100 Inc | DXYZ | Other | 0.75% | 82,806 | +82,806 | +100.00% | $2,217,545 |
| First Trust Ultra Short Duration Municipal | FUMB | Other | 0.75% | 109,973 | +109,973 | +100.00% | $2,204,959 |
| Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | LDP | Other | 0.70% | 103,791 | -20,247 | -16.32% | $2,072,706 |
| NYLI CBRE Gbl Infr Megtrnds | MEGI | Other | 0.65% | 130,723 | +17,230 | +15.18% | $1,920,321 |
| General American Investors Co Inc | GAM | Financial Services | 0.65% | 32,661 | +32,537 | +26239.52% | $1,909,700 |
| BlackRock Tech and Private Eq | BIGZ | Financial Services | 0.63% | 280,753 | -262,442 | -48.31% | $1,852,970 |
| SRH Total Return Fund Inc | STEW | Financial Services | 0.63% | 107,778 | -274,227 | -71.79% | $1,843,001 |
| BlackRock Science and Technology Trust II | BSTZ | Financial Services | 0.62% | 82,672 | -132,504 | -61.58% | $1,831,185 |
| PGIM Short Dur Hig yld Opp F | SDHY | Other | 0.62% | 113,577 | -216,376 | -65.58% | $1,819,504 |
| Central Securities Corp | CET | Financial Services | 0.62% | 36,505 | -18,064 | -33.10% | $1,812,840 |
| Thornburg Incm Builder Opp Tr | TBLD | Other | 0.50% | 69,502 | -162,255 | -70.01% | $1,469,627 |
| Exchange Listed FDS Tr | CEFS | Other | 0.50% | 64,610 | -19,411 | -23.10% | $1,456,956 |
| The Gabelli Dividend & Income Trust | XGDVX | Other | 0.47% | 51,278 | -16,813 | -24.69% | $1,380,920 |
| Nuveen Mortgage and Income Fund | JLS | Financial Services | 0.45% | 72,639 | -8,081 | -10.01% | $1,316,945 |
| Blackstone / GSO Long-Short Credit Income Fund | BGX | Financial Services | 0.44% | 117,867 | -115,183 | -49.42% | $1,284,750 |
| Western Asset Mortgage Opp Fund Inc. | DMO | Financial Services | 0.42% | 114,887 | -6,965 | -5.72% | $1,235,035 |
| Invesco Exch Traded Fd Tr II | PVI | Other | 0.42% | 49,141 | +49,141 | +100.00% | $1,222,137 |
| Morgan Stanley Emerging Mkt Debt Fund Inc. | MSD | Financial Services | 0.41% | 172,416 | -150,477 | -46.60% | $1,210,360 |
| BlackRock Municipal 2030 Target Term Trust | BTT | Financial Services | 0.38% | 49,066 | -619 | -1.25% | $1,113,798 |
| BNY Mellon Strategic Mun Bd | DSM | Financial Services | 0.34% | 164,932 | -176,159 | -51.65% | $991,241 |
| PIMCO Dynamic Income Oprnts | PDO | Basic Materials | 0.29% | 66,751 | -278,681 | -80.68% | $863,090 |
| Morgan Stanley Emerging Mkts | EDD | Financial Services | 0.24% | 136,584 | +135,399 | +11426.08% | $692,481 |
| PIMCO Calif Mun Income Fund | XPCQX | Other | 0.23% | 79,226 | -141,975 | -64.18% | $679,760 |
| Western Asset Emerging Mkts | XEMDX | Other | 0.23% | 68,384 | +66,830 | +4300.51% | $671,531 |
| NYLI MacKay Defined Term Muni | MMD | Financial Services | 0.22% | 44,396 | -52,830 | -54.34% | $659,281 |
| SPDR Gold Tr | GLD | Other | 0.20% | 1,398 | - | - | $601,545 |
| Pimco New York Municipal Income Fund II | PNI | Financial Services | 0.18% | 75,124 | +75,124 | +100.00% | $514,599 |
| Carlyle Credit Income Fund | CCIF | Financial Services | 0.14% | 126,239 | -74,874 | -37.23% | $405,227 |
| Sprott Physical Gold and Silver Trust | CEF | Other | 0.13% | 8,000 | +8,000 | +100.00% | $381,760 |
| Suro Capital Corp | SSSS | Financial Services | 0.12% | 32,518 | +32,518 | +100.00% | $348,268 |
| MFS Municipal Income Trust | MFM | Financial Services | 0.11% | 61,837 | -75,638 | -55.02% | $333,301 |
| MFS High Income Mun Tr | CXE | Financial Services | 0.11% | 88,443 | -78,253 | -46.94% | $328,124 |
| SPDR S&P 500 ETF Tr | SPY | Other | 0.09% | 390 | - | - | $253,633 |
| MFS Investment Grade Municipal Trust | CXH | Financial Services | 0.06% | 23,409 | -219,017 | -90.34% | $187,038 |
| Aberdeen Life Sciences Investor | HQL | Financial Services | 0.06% | 11,076 | +11,076 | +100.00% | $180,207 |
| DTF Tax-Free Income Inc | DTF | Financial Services | 0.05% | 13,654 | +13,654 | +100.00% | $156,338 |
| Invesco QQQ Tr | QQQ | Other | 0.05% | 270 | - | - | $155,839 |
| Netflix, Inc. | NFLX | Communication Services | 0.03% | 1,000 | - | - | $96,150 |
| SPDR S&P MidCap 400 ETF Tr | MDY | Other | 0.03% | 150 | - | - | $92,514 |
| TMC The Metals Company Inc | TMC | Basic Materials | 0.02% | 12,911 | - | - | $60,294 |
| Meta Platforms Inc | META | Communication Services | 0.02% | 100 | - | - | $57,213 |
| Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | Financial Services | 0.02% | 6,546 | +6,546 | +100.00% | $55,378 |
| Investco CurrencyShares Japan | FXY | Other | 0.01% | 600 | - | - | $34,728 |
| Flaherty & Crumrine Pfd Inco | PFO | Financial Services | 0.01% | 3,724 | +379 | +11.33% | $33,665 |
| Virtus Stone HBR Emrg Mkts I | EDF | Financial Services | 0.01% | 6,614 | +4,562 | +222.32% | $31,615 |
| First Tr Inter Dur Pfd & In | FPF | Financial Services | 0.01% | 1,762 | -30 | -1.67% | $31,064 |
| The Korea Fund Inc | KF | Financial Services | 0.01% | 380 | -222 | -36.88% | $17,062 |
| TCW Strategic Income Fund Inc | TSI | Financial Services | 0.00% | 3,258 | +1,258 | +62.90% | $14,628 |
| Japan Smaller Capitalization Fund Inc | JOF | Financial Services | 0.00% | 1,150 | -701 | -37.87% | $12,535 |
| Nuveen Mutli Asset Income Fund | NMAI | Other | 0.00% | 898 | -198 | -18.07% | $11,135 |
| ProShares Short VIX Short-Term Futures ETF | SVXY | Other | 0.00% | 220 | - | - | $10,076 |
| Net Power Inc. | NPWR-WS | Other | 0.00% | 32,771 | - | - | $8,848 |
| Principal Real Estate Income Fund | PGZ | Financial Services | 0.00% | 907 | -85 | -8.57% | $8,716 |
| Montana Technologies Corp | AIRJW | Industrials | 0.00% | 15,307 | - | - | $8,572 |
| Templeton Dragon Fd Inc. | TDF | Financial Services | 0.00% | 775 | -641 | -45.27% | $8,223 |
| Cornerstone Strategic Value Fund Inc | CLM | Financial Services | 0.00% | 1,120 | +60 | +5.66% | $8,152 |
| GAMCO Global Gold Nat Res | GGN | Financial Services | 0.00% | 1,489 | +1,489 | +100.00% | $7,921 |
| The European Equity Fund Inc | EEA | Financial Services | 0.00% | 772 | -909 | -54.07% | $7,636 |
| Templeton Emerging Markets Fund | EMF | Financial Services | 0.00% | 429 | -231 | -35.00% | $7,503 |
| The Mexico Fund, Inc. | MXF | Financial Services | 0.00% | 354 | -416 | -54.03% | $7,409 |
| Mexico Equity & Income Fd | MXE | Financial Services | 0.00% | 570 | -810 | -58.70% | $7,353 |
| Adams Diversified Equity Fund Inc | ADX | Financial Services | 0.00% | 314 | +6 | +1.95% | $6,867 |
| Royce Small-Cap Trust Inc. | RVT | Financial Services | 0.00% | 402 | +7 | +1.77% | $6,677 |
| Tri-Continental Corp | TY | Financial Services | 0.00% | 195 | +1 | +0.52% | $6,175 |
| BlackRock Enhanced Equity Dividend Trust | BDJ | Financial Services | 0.00% | 714 | +14 | +2.00% | $6,152 |
| Gabelli Equity Trust Inc | GAB | Financial Services | 0.00% | 1,098 | +28 | +2.62% | $6,148 |
| Nuveen NASDAQ 100 Dynamic Overwrite Fund | QQQX | Financial Services | 0.00% | 225 | +4 | +1.81% | $6,007 |
| Nuveen Core Equity Alpha Fund | JCE | Financial Services | 0.00% | 393 | - | - | $5,814 |
| Liberty All Star Growth Fund Inc | ASG | Financial Services | 0.00% | 1,127 | +50 | +4.64% | $5,352 |
| Aberdeen Emerging Markets Equity Inc. | AEF | Financial Services | 0.00% | 667 | -1,457 | -68.60% | $4,862 |
| Liberty All Star Equity Fund | USA | Financial Services | 0.00% | 871 | +48 | +5.83% | $4,836 |