Uptown Financial Advisors Llc Portfolio Stock Holdings
Uptown Financial Advisors Llc disclosed 70 stock positions valued at approximately $123.6 million in its latest SEC 13F filing. The largest holdings include VANGUARD INDEX FDS, VANGUARD INDEX FDS, and ISHARES TR. The filing reflects positions held as of March 31, 2026 and was filed on April 13, 2026.
- Report Period
- March 31, 2026
- No. of Stocks
- 70
- Portfolio Value
- $123.6M
Holdings by Sector
Uptown Financial Advisors Llc Portfolio Holdings in Q1 2026
70 holdings in the latest reporting period.
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| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | VUG | Other | 11.09% | 31,383 | +3,114 | +11.02% | $13,708,055 |
| VANGUARD INDEX FDS | VO | Other | 8.23% | 35,450 | +3,544 | +11.11% | $10,180,607 |
| ISHARES TR | IJR | Other | 8.06% | 80,157 | +6,746 | +9.19% | $9,964,396 |
| SPDR SERIES TRUST | SPYV | Other | 7.41% | 161,886 | +16,489 | +11.34% | $9,159,566 |
| VANGUARD BD INDEX FDS | BSV | Other | 6.35% | 100,179 | +9,303 | +10.24% | $7,855,037 |
| SPDR INDEX SHS FDS | SPEM | Other | 5.92% | 156,103 | +12,903 | +9.01% | $7,322,834 |
| SPDR SERIES TRUST | SPYG | Other | 3.79% | 47,860 | -477 | -0.99% | $4,685,973 |
| SCHWAB STRATEGIC TR | SCHF | Other | 3.70% | 185,053 | +26,038 | +16.37% | $4,580,064 |
| VANGUARD WORLD FD | VDE | Other | 3.57% | 25,528 | +575 | +2.30% | $4,417,401 |
| VANGUARD BD INDEX FDS | BIV | Other | 3.35% | 53,725 | +2,293 | +4.46% | $4,146,573 |
| VANGUARD INDEX FDS | VTV | Other | 3.03% | 19,098 | +114 | +0.60% | $3,747,060 |
| VANGUARD TAX-MANAGED FDS | VEA | Other | 2.81% | 54,309 | +710 | +1.32% | $3,480,132 |
| VANGUARD INTL EQUITY INDEX F | VSS | Other | 2.43% | 20,619 | +1,385 | +7.20% | $3,006,190 |
| ENERGY TRANSFER L P | ET | Energy | 2.01% | 128,734 | -1,417 | -1.09% | $2,484,566 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 1.91% | 3,628 | -16 | -0.44% | $2,359,434 |
| SELECT SECTOR SPDR TR | XLU | Other | 1.68% | 45,235 | +3,945 | +9.55% | $2,075,863 |
| NVIDIA CORPORATION | NVDA | Technology | 1.50% | 10,626 | +796 | +8.10% | $1,853,199 |
| ENTERPRISE PRODS PARTNERS L | EPD | Energy | 1.47% | 48,051 | - | - | $1,818,250 |
| ISHARES TR | LQD | Other | 1.45% | 16,397 | +1,039 | +6.77% | $1,787,218 |
| ISHARES TR | IVV | Other | 1.41% | 2,661 | +69 | +2.66% | $1,738,192 |
| VANGUARD CHARLOTTE FDS | BNDX | Other | 1.16% | 29,948 | +2,710 | +9.95% | $1,439,049 |
| JANUS DETROIT STR TR | JAAA | Other | 0.79% | 19,346 | +78 | +0.40% | $974,458 |
| ISHARES TR | IJH | Other | 0.78% | 14,335 | -125 | -0.86% | $968,043 |
| VANGUARD WHITEHALL FDS | VYM | Other | 0.78% | 6,490 | -589 | -8.32% | $961,169 |
| ISHARES TR | IWM | Other | 0.75% | 3,761 | +112 | +3.07% | $932,728 |
| SPDR INDEX SHS FDS | SPDW | Other | 0.74% | 20,121 | - | - | $918,524 |
| VANGUARD INDEX FDS | VNQ | Other | 0.67% | 9,394 | +1,293 | +15.96% | $833,316 |
| ISHARES INC | EMXC | Other | 0.60% | 9,505 | -225 | -2.31% | $747,685 |
| SPDR SERIES TRUST | JNK | Other | 0.59% | 7,664 | +516 | +7.22% | $733,694 |
| META PLATFORMS INC | META | Communication Services | 0.58% | 1,257 | - | - | $719,167 |
| MICROSOFT CORP | MSFT | Technology | 0.57% | 1,890 | +11 | +0.59% | $699,621 |
| SCHWAB STRATEGIC TR | SCHV | Other | 0.50% | 20,352 | -708 | -3.36% | $620,736 |
| BROADCOM INC | AVGO | Technology | 0.48% | 1,905 | - | - | $589,617 |
| ISHARES TR | AGG | Other | 0.47% | 5,912 | +253 | +4.47% | $586,884 |
| ISHARES TR | MUB | Other | 0.47% | 5,518 | - | - | $585,736 |
| ISHARES TR | IJS | Other | 0.42% | 4,371 | +80 | +1.86% | $517,745 |
| JOHNSON & JOHNSON | JNJ | Healthcare | 0.36% | 1,837 | - | - | $449,036 |
| VANGUARD INDEX FDS | VOO | Other | 0.35% | 734 | - | - | $438,602 |
| VANGUARD INTL EQUITY INDEX F | VWO | Other | 0.35% | 8,026 | - | - | $433,805 |
| ISHARES TR | IEFA | Other | 0.34% | 4,660 | - | - | $421,932 |
| ABBVIE INC | ABBV | Healthcare | 0.34% | 1,913 | - | - | $416,058 |
| APPLE INC | AAPL | Technology | 0.32% | 1,562 | - | - | $396,673 |
| SCHWAB STRATEGIC TR | SCHD | Other | 0.32% | 12,750 | -600 | -4.49% | $391,170 |
| VANGUARD INDEX FDS | VBR | Other | 0.31% | 1,788 | - | - | $388,443 |
| VANGUARD INTL EQUITY INDEX F | VNQI | Other | 0.29% | 8,099 | +690 | +9.31% | $360,045 |
| VANGUARD WORLD FD | VGT | Other | 0.29% | 513 | +28 | +5.77% | $357,930 |
| NUVEEN QUALITY MUNCP INCOME | NAD | Financial Services | 0.28% | 30,340 | - | - | $348,910 |
| NETFLIX INC. | NFLX | Communication Services | 0.28% | 3,600 | - | - | $346,140 |
| SELECT SECTOR SPDR TR | XLE | Other | 0.28% | 5,600 | +43 | +0.77% | $343,088 |
| AMERICAN EXPRESS CO | AXP | Financial Services | 0.28% | 1,127 | - | - | $340,895 |
| CISCO SYS INC | CSCO | Technology | 0.28% | 4,387 | - | - | $340,387 |
| SCHWAB STRATEGIC TR | SCHG | Other | 0.27% | 11,476 | - | - | $334,296 |
| ISHARES INC | IEMG | Other | 0.26% | 4,631 | - | - | $323,012 |
| ISHARES TR | EFA | Other | 0.26% | 3,253 | -300 | -8.44% | $315,964 |
| VANGUARD SPECIALIZED FUNDS | VIG | Other | 0.24% | 1,384 | - | - | $297,643 |
| JPMORGAN CHASE & CO | JPM | Financial Services | 0.23% | 958 | - | - | $281,805 |
| SCHWAB STRATEGIC TR | SCHC | Other | 0.23% | 5,984 | -363 | -5.72% | $279,692 |
| CHEVRON CORPORATION | CVX | Energy | 0.23% | 1,345 | - | - | $278,281 |
| TEXAS INSTRS INC | TXN | Technology | 0.21% | 1,340 | - | - | $260,148 |
| EXXON MOBIL CORP | XOM | Energy | 0.21% | 1,532 | +1,532 | +100.00% | $259,919 |
| WELLS FARGO & CO | WFC | Financial Services | 0.19% | 2,940 | - | - | $234,053 |
| KINDER MORGAN INC DEL | KMI | Energy | 0.19% | 6,952 | +6,952 | +100.00% | $233,101 |
| BLACKSTONE SENI FLTN RAT 202 | BSL | Financial Services | 0.18% | 17,320 | - | - | $224,294 |
| ALPHABET INC | GOOGL | Communication Services | 0.18% | 778 | - | - | $223,722 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 0.18% | 1,066 | - | - | $222,016 |
| SPDR SERIES TRUST | SPSB | Other | 0.17% | 7,115 | - | - | $213,948 |
| SPDR SERIES TRUST | SPMD | Other | 0.17% | 3,513 | +3,513 | +100.00% | $208,040 |
| ISHARES TR | SUB | Other | 0.17% | 1,935 | - | - | $206,078 |
| INVESCO QQQ TR | QQQ | Other | 0.11% | 232 | - | - | $133,906 |
| NUVEEN AMT FREE QLTY MUN INC | XNEAX | Other | 0.10% | 11,499 | - | - | $129,134 |
Uptown Financial Advisors Llc Options Holdings in Q1 2026
4 options positions in the latest reporting period.
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| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q1 2026 | QQQ | Invesco QQQ Trust, Series 1 | PUT | 2,000 | $1,154,360 |
| Q1 2026 | NVDA | NVIDIA Corporation | CALL | 1,500 | $261,600 |
| Q1 2026 | CSCO | Cisco Systems, Inc. | PUT | 3,200 | $248,288 |
| Q1 2026 | AVGO | Broadcom Inc. | PUT | 200 | $61,902 |
Notional value represents the total exposure of the options position.