Cathie Wood - ARK Invest 13F Activity & Position Changes (Q1 2021)

As of Mar 31, 2021, the ARK Invest portfolio activity showed several notable changes in holdings, according to the latest SEC 13F filing reported on May 13, 2021. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q1 2021, the filing reported:

New Buys - AbbVie Inc., Boeing Company (The), Butterfly Network, Inc., BILL Holdings, Inc., Bristol-Myers Squibb Company, and 19 more

Increases - Accolade, Inc., Adaptive Biotechnologies Corpor, Autodesk, Inc., Align Technology, Inc., Altair Engineering Inc., and 109 more

Reductions - Apple Inc., Adobe Inc., Amazon.com, Inc., Arcturus Therapeutics Holdings , Cerus Corporation, and 30 more

Complete Exits - Salesforce, Inc., Illumina, Inc., Okta, Inc., Rockwell Automation, Inc.

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q1 2021	AAPL Apple Inc.	Apple Inc.	Sell	-320,861	-35.1%	$72.56K	594,039
Q1 2021	ABBV AbbVie Inc.	AbbVie Inc.	Buy - Position Entry	+553,117	-	$59.86K	553,117
Q1 2021	ACCD Accolade, Inc.	Accolade, Inc.	Buy	+2,938,598	+124.1%	$240.77K	5,306,902
Q1 2021	ADBE Adobe Inc.	Adobe Inc.	Sell	-74,454	-69.2%	$15.77K	33,165
Q1 2021	ADPT Adaptive Biotechnologies Corpor	Adaptive Biotechnologies Corpor	Buy	+1,928,207	+124.7%	$139.86K	3,473,910
Q1 2021	ADSK Autodesk, Inc.	Autodesk, Inc.	Buy	+77,141	+104.4%	$41.86K	151,043
Q1 2021	ALGN Align Technology, Inc.	Align Technology, Inc.	Buy	+8,149	+200.4%	$6.62K	12,215
Q1 2021	ALTR Altair Engineering Inc.	Altair Engineering Inc.	Buy	+284,042	+276.5%	$24.20K	386,786
Q1 2021	AME AMETEK, Inc.	AMETEK, Inc.	Buy	+43,726	+346.5%	$7.20K	56,347
Q1 2021	AMZN Amazon.com, Inc.	Amazon.com, Inc.	Sell	-8,586	-38.2%	$43.06K	13,918
Q1 2021	ANSS ANSYS, Inc.	ANSYS, Inc.	Buy	+92,187	+119.3%	$57.54K	169,452
Q1 2021	API Agora, Inc.	Agora, Inc.	Buy	+146,502	+9.3%	$86.28K	1,716,390
Q1 2021	ARCT Arcturus Therapeutics Holdings	Arcturus Therapeutics Holdings	Sell	-627,130	-15.8%	$137.61K	3,331,889
Q1 2021	ARKG ARK Genomic Revolution ETF	ARK Genomic Revolution ETF	Buy	+9,065	+542.8%	$953.00	10,735
Q1 2021	ARKK ARK Innovation ETF	ARK Innovation ETF	Buy	+15,187	+521.2%	$2.17K	18,101
Q1 2021	ATI ATI Inc.	ATI Inc.	Buy	+19,977	+129.5%	$746.00	35,406
Q1 2021	AVAV AeroVironment, Inc.	AeroVironment, Inc.	Buy	+154,013	+37.9%	$65.08K	560,739
Q1 2021	BA Boeing Company (The)	Boeing Company (The)	Buy - Position Entry	+8,990	-	$2.29K	8,990
Q1 2021	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Buy	+53,402	+9.9%	$133.96K	590,826
Q1 2021	BEAM Beam Therapeutics Inc.	Beam Therapeutics Inc.	Buy	+3,647,481	+322.3%	$382.52K	4,779,104
Q1 2021	BEKE KE Holdings Inc	KE Holdings Inc	Buy	+2,953,956	+44.5%	$546.55K	9,592,049
Q1 2021	BFLY Butterfly Network, Inc.	Butterfly Network, Inc.	Buy - Position Entry	+5,286,325	-	$88.97K	5,286,325
Q1 2021	BIDU Baidu, Inc.	Baidu, Inc.	Buy	+2,866,767	+126.8%	$1.12M	5,127,543
Q1 2021	BILL BILL Holdings, Inc.	BILL Holdings, Inc.	Buy - Position Entry	+169,108	-	$24.61K	169,108
Q1 2021	BMY Bristol-Myers Squibb Company	Bristol-Myers Squibb Company	Buy - Position Entry	+2,179,919	-	$137.62K	2,179,919
Q1 2021	CAT Caterpillar, Inc.	Caterpillar, Inc.	Buy	+132,363	+53.0%	$88.57K	381,967
Q1 2021	CDNA CareDx, Inc.	CareDx, Inc.	Buy	+398,502	+9.8%	$303.74K	4,460,824
Q1 2021	CDXS Codexis, Inc.	Codexis, Inc.	Buy	+2,319,511	+58.5%	$143.79K	6,281,617
Q1 2021	CERS Cerus Corporation	Cerus Corporation	Sell	-4,030,310	-13.6%	$153.51K	25,541,955
Q1 2021	CGEN Compugen	Compugen	Sell	-2,660,944	-15.6%	$123.89K	14,422,362

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