Cathie Wood - ARK Invest 13F Activity & Position Changes (Q3 2021)

As of Sep 30, 2021, the ARK Invest portfolio activity showed several notable changes in holdings, according to the latest SEC 13F filing reported on Nov 12, 2021. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2021, the filing reported:

New Buys - Archer Aviation Inc., BioLineRx Ltd., Caribou Biosciences, Inc., Joby Aviation, GE Aerospace, and 11 more

Increases - Adaptive Biotechnologies Corpor, ARK Genomic Revolution ETF, ARK Innovation ETF, AeroVironment, Inc., Beam Therapeutics Inc., and 39 more

Reductions - Accolade, Inc., Autodesk, Inc., Align Technology, Inc., Altair Engineering Inc., AMETEK, Inc., and 100 more

Complete Exits - AbbVie Inc., Alibaba Group Holding Limited, KE Holdings Inc, Bristol-Myers Squibb Company, KANZHUN LIMITED - American Depo, and 15 more

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2021	ABBV AbbVie Inc.	AbbVie Inc.	Sell - Position Exit	-546,411	-100.0%	$0.00	-
Q3 2021	ACCD Accolade, Inc.	Accolade, Inc.	Sell	-185,510	-3.4%	$220.61K	5,231,496
Q3 2021	ACHR Archer Aviation Inc.	Archer Aviation Inc.	Buy - Position Entry	+5,737,569	-	$50.95K	5,737,569
Q3 2021	ADPT Adaptive Biotechnologies Corpor	Adaptive Biotechnologies Corpor	Buy	+489,444	+11.2%	$165.07K	4,856,421
Q3 2021	ADSK Autodesk, Inc.	Autodesk, Inc.	Sell	-20,643	-25.3%	$17.34K	60,801
Q3 2021	ALGN Align Technology, Inc.	Align Technology, Inc.	Sell	-2,204	-18.8%	$6.32K	9,499
Q3 2021	ALTR Altair Engineering Inc.	Altair Engineering Inc.	Sell	-129,528	-32.8%	$18.32K	265,682
Q3 2021	AME AMETEK, Inc.	AMETEK, Inc.	Sell	-8,639	-16.2%	$5.54K	44,705
Q3 2021	AMZN Amazon.com, Inc.	Amazon.com, Inc.	Sell	-5,219	-28.2%	$43.74K	13,314
Q3 2021	ANSS ANSYS, Inc.	ANSYS, Inc.	Sell	-35,785	-20.2%	$48.08K	141,229
Q3 2021	ARCT Arcturus Therapeutics Holdings	Arcturus Therapeutics Holdings	Sell	-355,173	-12.3%	$120.86K	2,529,509
Q3 2021	ARKG ARK Genomic Revolution ETF	ARK Genomic Revolution ETF	Buy	+7,521	+89.6%	$1.19K	15,912
Q3 2021	ARKK ARK Innovation ETF	ARK Innovation ETF	Buy	+20,973	+89.7%	$4.90K	44,362
Q3 2021	ATI ATI Inc.	ATI Inc.	Sell	-4,896	-16.2%	$421.00	25,342
Q3 2021	AVAV AeroVironment, Inc.	AeroVironment, Inc.	Buy	+429,818	+96.7%	$75.47K	874,349
Q3 2021	BA Boeing Company (The)	Boeing Company (The)	Sell	-43,775	-59.1%	$6.66K	30,281
Q3 2021	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Sell - Position Exit	-462,651	-100.0%	$0.00	-
Q3 2021	BEAM Beam Therapeutics Inc.	Beam Therapeutics Inc.	Buy	+380,355	+5.9%	$595.30K	6,841,722
Q3 2021	BEKE KE Holdings Inc	KE Holdings Inc	Sell - Position Exit	-5,801,313	-100.0%	$0.00	-
Q3 2021	BFLY Butterfly Network, Inc.	Butterfly Network, Inc.	Sell	-740,321	-9.3%	$75.07K	7,190,816
Q3 2021	BIDU Baidu, Inc.	Baidu, Inc.	Sell	-445,331	-65.5%	$36.12K	234,905
Q3 2021	BILL BILL Holdings, Inc.	BILL Holdings, Inc.	Sell	-26,423	-11.8%	$52.76K	197,637
Q3 2021	BLDE Blade Air Mobility, Inc.	Blade Air Mobility, Inc.	Buy	+1,964,340	+49.9%	$61.34K	5,897,572
Q3 2021	BLRX BioLineRx Ltd.	BioLineRx Ltd.	Buy - Position Entry	+1,073,913	-	$2.95K	1,073,913
Q3 2021	BMY Bristol-Myers Squibb Company	Bristol-Myers Squibb Company	Sell - Position Exit	-1,902,838	-100.0%	$0.00	-
Q3 2021	BZ KANZHUN LIMITED - American Depo	KANZHUN LIMITED - American Depo	Sell - Position Exit	-1,048,822	-100.0%	$0.00	-
Q3 2021	CAT Caterpillar, Inc.	Caterpillar, Inc.	Sell	-26,941	-11.0%	$41.82K	217,865
Q3 2021	CDNA CareDx, Inc.	CareDx, Inc.	Sell	-1,153,957	-25.3%	$216.10K	3,410,153
Q3 2021	CDXS Codexis, Inc.	Codexis, Inc.	Sell	-842,378	-12.6%	$135.69K	5,833,501
Q3 2021	CERS Cerus Corporation	Cerus Corporation	Sell	-3,857,167	-18.4%	$104.05K	17,085,744

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