Howard Marks - Oaktree Capital Management 13F Activity & Position Changes (Q3 2020)

According to the SEC 13F filed on Nov 16, 2020, the Oaktree Capital Management portfolio showed several notable changes in holdings as of quarter-end Sep 30, 2020. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2020, the filing reported:

New Buys - Equity Residential, Garrett Motion Inc., Lear Corporation, Montrose Environmental Group, I, Uniti Group Inc., and 2 more

Increases - Bank of America, ICICI Bank Limited, Itau Unibanco Banco Holding SA, Kingsoft Cloud Holdings Limited, NMI Holdings Inc, and 3 more

Reductions - Afya, Agora, Inc., Azul S.A., Banco Bradesco Sa, Baidu, Inc., and 12 more

Complete Exits - Alibaba Group Holding Limited, Clear Channel Outdoor Holdings,, Eaton Vance Floating Rate Incom, iHeartMedia, Inc., Sorrento Therapeutics, Inc., and 1 more

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2020	AFYA Afya	Afya	Sell	-7,126	-0.4%	$47.71K	1,751,540
Q3 2020	API Agora, Inc.	Agora, Inc.	Sell	-2,635	-2.7%	$4.13K	96,010
Q3 2020	AZUL Azul S.A.	Azul S.A.	Sell	-21,784	-1.3%	$22.00K	1,672,154
Q3 2020	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Sell - Position Exit	-282,547	-100.0%	$0.00	-
Q3 2020	BAC.PRN Bank of America	Bank of America	Buy	+901	+23.7%	$7.01K	4,709
Q3 2020	BBD Banco Bradesco Sa	Banco Bradesco Sa	Sell	-93,054	-1.3%	$25.18K	7,342,002
Q3 2020	BIDU Baidu, Inc.	Baidu, Inc.	Sell	-4,010	-0.9%	$53.08K	419,297
Q3 2020	CCO Clear Channel Outdoor Holdings,	Clear Channel Outdoor Holdings,	Sell - Position Exit	-1,681,898	-100.0%	$0.00	-
Q3 2020	CCS Century Communities, Inc.	Century Communities, Inc.	Sell	-1,035,000	-75.8%	$13.97K	330,000
Q3 2020	COOP Mr. Cooper Group Inc.	Mr. Cooper Group Inc.	Sell	-192,755	-10.0%	$38.72K	1,734,789
Q3 2020	CX Cemex, S.A.B. de C.V. Sponsored	Cemex, S.A.B. de C.V. Sponsored	Sell	-1,002	-0.0%	$90.96K	23,937,114
Q3 2020	EFT Eaton Vance Floating Rate Incom	Eaton Vance Floating Rate Incom	Sell - Position Exit	-297,900	-100.0%	$0.00	-
Q3 2020	EQR Equity Residential	Equity Residential	Buy - Position Entry	+285,000	-	$14.63K	285,000
Q3 2020	GTX Garrett Motion Inc.	Garrett Motion Inc.	Buy - Position Entry	+3,593,111	-	$12.40K	3,593,111
Q3 2020	IBN ICICI Bank Limited	ICICI Bank Limited	Buy	+799,502	+15.2%	$59.48K	6,050,513
Q3 2020	IHRT iHeartMedia, Inc.	iHeartMedia, Inc.	Sell - Position Exit	-715,247	-100.0%	$0.00	-
Q3 2020	INDA Ishares MSCI India ETF	Ishares MSCI India ETF	Sell	-16,900	-12.2%	$4.11K	121,400
Q3 2020	ITUB Itau Unibanco Banco Holding SA	Itau Unibanco Banco Holding SA	Buy	+809,489	+4.3%	$78.89K	19,820,607
Q3 2020	JFR Nuveen Floating Rate Income Fun	Nuveen Floating Rate Income Fun	Sell	-474,669	-50.8%	$3.82K	459,633
Q3 2020	KC Kingsoft Cloud Holdings Limited	Kingsoft Cloud Holdings Limited	Buy	+168,720	+29.7%	$21.78K	737,476
Q3 2020	LEA Lear Corporation	Lear Corporation	Buy - Position Entry	+13,498	-	$1.47K	13,498
Q3 2020	MEG Montrose Environmental Group, I	Montrose Environmental Group, I	Buy - Position Entry	+4,322,644	-	$102.97K	4,322,644
Q3 2020	MELI MercadoLibre, Inc.	MercadoLibre, Inc.	Sell	-6,500	-19.9%	$28.36K	26,200
Q3 2020	NMIH NMI Holdings Inc	NMI Holdings Inc	Buy	+465,000	+10.6%	$86.60K	4,865,000
Q3 2020	PBR Petroleo Brasileiro S.A.- Petro	Petroleo Brasileiro S.A.- Petro	Sell	-52,807	-1.3%	$28.89K	4,057,859
Q3 2020	SQM Sociedad Quimica y Minera S.A.	Sociedad Quimica y Minera S.A.	Sell	-7,747	-1.3%	$19.33K	596,273
Q3 2020	SRNE Sorrento Therapeutics, Inc.	Sorrento Therapeutics, Inc.	Sell - Position Exit	-100,500	-100.0%	$0.00	-
Q3 2020	TMHC Taylor Morrison Home Corporatio	Taylor Morrison Home Corporatio	Sell - Position Exit	-6,433,140	-100.0%	$0.00	-
Q3 2020	TRMD TORM	TORM	Buy	+1,541,511	+3.0%	$361.37K	53,346,436
Q3 2020	TSM Taiwan Semiconductor Manufactur	Taiwan Semiconductor Manufactur	Sell	-1,265,446	-33.3%	$205.76K	2,538,033

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