John W. Rogers Jr. - Ariel Appreciation Fund Investment Strategy & Portfolio Analysis

How Ariel Appreciation Fund allocates capital, manages risk, and constructs its portfolio — based on SEC 13F filings.

According to the SEC 13F filed on Aug 14, 2026, John W. Rogers Jr.'s Ariel Appreciation Fund portfolio reflects a quant / systematic investor approach across 104 reported 13F positions as of quarter-end Jun 30, 2026. Portfolio returns are distributed across holdings, with the top five positions representing approximately 19% of total exposure. Across 104 reported holdings, economic exposure is broadly distributed across financials, healthcare, and consumer cyclical companies without dominant single-name concentration. Exposure to high-growth and technology-oriented segments remains limited relative to peers, with performance instead anchored in durable, cash-generating businesses across financials, healthcare, and consumer discretionary. The portfolio exhibits extremely low turnover, reinforcing a patient, conviction-led investment approach. Distinctive traits include Long-Term Holder, Broadly Diversified, Economically Diversified.

Investment Style

Value, growth, quality, and behavioral classification from latest 13F holdings.

Quant / Systematic Investor

Primary type: Quant / Systematic Investor

Traits: Long-Term Holder, Broadly Diversified, Economically Diversified, Structurally Diversified

Turnover profile

Buy & Hold

Holding horizon

Long-Term

Portfolio Construction

Concentration and position sizing in the latest filing.

Portfolio construction is lowly concentrated: top three names represent 11.9% of assets, top five 18.6%, and the largest single position is 4.3%.

Top 3 weight

11.9%

Top 5 weight

18.6%

Top 10 weight

33.1%

Largest position

4.3%

Top holdings: Madison Square Garden Entertain, OneSpaWorld, Charles River Laboratories Inte, Affiliated Managers Group, Inc., Jones Lang LaSalle Incorporated — view full holdings

Sector Preferences

Where capital is allocated by sector.

Capital is tilted toward Financial Services and Healthcare, with 12 sectors represented in the latest filing.

Leading sectors: Financial Services, Healthcare, Consumer Cyclical

View full sector allocation

Risk Framework

Concentration, diversification, and turnover tolerance.

This investor accepts low single-name risk (largest position 4.3%, top ten 33.1%) and high economic diversification (HHI 0.01). Turnover tolerance maps to a buy & hold profile.

Largest position

4.3%

Top 10 weight

33.1%

Max sector

19.4%

Diversification

High

Strategy Evolution

How the strategy changed between the two most recent filing periods.

Mar 31, 2026 → Jun 30, 2026

  • Top-five concentration rose from 18.1% to 18.6%.
  • Quarter-over-quarter portfolio weight turnover: 9.6%.

For trade-level changes, see the Activity page. View activity.

Similar Investors

Peer group with comparable portfolio behavior.

Similar-investor comparisons are coming soon.

Ariel Appreciation Fund 13F Strategy