Richard Pzena - Pzena Investment Management 13F Activity & Position Changes (Q3 2016)

According to the SEC 13F filed on Aug 07, 2026, the Pzena Investment Management portfolio showed several notable changes in holdings as of quarter-end Sep 30, 2016. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2016, the filing reported:

New Buys - Amgen Inc., Biogen Inc., Capitol Federal Financial, Inc., Capital One Financial Corporati, Dollar General Corporation, and 3 more

Increases - ARC Document Solutions, Inc., Associated Banc-Corp, Avnet, Inc., Columbus McKinnon Corporation, ConocoPhillips, and 24 more

Reductions - Abbott Laboratories, AECOM, AMERICAN EQUITY INVT LIFE HL, American International Group, I, Assurant, Inc., and 67 more

Complete Exits - EPR Properties, Masco Corporation, Primerica, Inc.

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Showing 30 of 112 transactions.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2016	ABT Abbott Laboratories	Abbott Laboratories	Sell	-309,788	-5.8%	$212.20M	5,017,660
Q3 2016	ACM AECOM	AECOM	Sell	-703,423	-20.1%	$83.06M	2,793,775
Q3 2016	AELEUR AMERICAN EQUITY INVT LIFE HL	AMERICAN EQUITY INVT LIFE HL	Sell	-137,630	-5.1%	$45.00M	2,538,067
Q3 2016	AIG American International Group, I	American International Group, I	Sell	-378,089	-5.8%	$363.03M	6,117,797
Q3 2016	AIZ Assurant, Inc.	Assurant, Inc.	Sell	-136	-0.2%	$7.39M	80,124
Q3 2016	ALL Allstate Corporation (The)	Allstate Corporation (The)	Sell	-111,696	-8.7%	$81.41M	1,176,727
Q3 2016	AMGN Amgen Inc.	Amgen Inc.	Buy - Position Entry	+1,196	-	$200.00K	1,196
Q3 2016	ARC ARC Document Solutions, Inc.	ARC Document Solutions, Inc.	Buy	+67,826	+1.7%	$14.90M	3,983,936
Q3 2016	ASB Associated Banc-Corp	Associated Banc-Corp	Buy	+114,206	+4.9%	$47.58M	2,428,717
Q3 2016	AVT Avnet, Inc.	Avnet, Inc.	Buy	+250,133	+5.8%	$188.30M	4,586,045
Q3 2016	AXS Axis Capital	Axis Capital	Sell	-438,073	-8.2%	$264.96M	4,876,934
Q3 2016	BAC Bank of America Corporation	Bank of America Corporation	Sell	-1,835,757	-6.1%	$439.94M	28,110,981
Q3 2016	BAX Baxter International Inc.	Baxter International Inc.	Sell	-2,054,288	-65.9%	$50.53M	1,061,577
Q3 2016	BEN Franklin Resources, Inc.	Franklin Resources, Inc.	Sell	-134,696	-1.3%	$374.75M	10,535,639
Q3 2016	BIIB Biogen Inc.	Biogen Inc.	Buy - Position Entry	+642	-	$201.00K	642
Q3 2016	BP BP p.l.c.	BP p.l.c.	Sell	-1,431,385	-16.1%	$261.83M	7,446,839
Q3 2016	BPOP Popular, Inc.	Popular, Inc.	Sell	-74,405	-39.4%	$4.37M	114,425
Q3 2016	C Citigroup, Inc.	Citigroup, Inc.	Sell	-572,147	-5.9%	$428.61M	9,074,918
Q3 2016	CB Chubb Limited	Chubb Limited	Sell	-52,550	-38.6%	$10.48M	83,429
Q3 2016	CFFN Capitol Federal Financial, Inc.	Capitol Federal Financial, Inc.	Buy - Position Entry	+11,400	-	$160.00K	11,400
Q3 2016	CFG Citizens Financial Group, Inc.	Citizens Financial Group, Inc.	Sell	-3,625	-0.2%	$51.69M	2,092,046
Q3 2016	CMA Comerica Incorporated	Comerica Incorporated	Sell	-5,627	-0.2%	$115.92M	2,449,727
Q3 2016	CMCO Columbus McKinnon Corporation	Columbus McKinnon Corporation	Buy	+20,689	+1.4%	$27.54M	1,543,733
Q3 2016	COF Capital One Financial Corporati	Capital One Financial Corporati	Buy - Position Entry	+3,190,520	-	$229.18M	3,190,520
Q3 2016	COP ConocoPhillips	ConocoPhillips	Buy	+664,057	+33.0%	$116.46M	2,679,121
Q3 2016	CSCO Cisco Systems, Inc.	Cisco Systems, Inc.	Buy	+230,115	+8.8%	$89.86M	2,832,899
Q3 2016	CTSH Cognizant Technology Solutions	Cognizant Technology Solutions	Buy	+387,953	+70.2%	$44.87M	940,451
Q3 2016	CVE Cenovus Energy Inc	Cenovus Energy Inc	Sell	-1,155,462	-8.0%	$192.21M	13,375,530
Q3 2016	CVS CVS Health Corporation	CVS Health Corporation	Sell	-26	-0.0%	$47.15M	529,858
Q3 2016	DAN Dana Incorporated	Dana Incorporated	Sell	-726,818	-13.7%	$71.28M	4,572,452