CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include State Street Corp, Groupe La Francaise, Envestnet Asset Management Inc, Allianz Asset Management Gmbh, and Citadel Advisors Llc.

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Envestnet Asset Management IncSell-53,436-12.6%370,141$394.16MQ2 2026Sep 23, 2026
Qrg Capital Management, Inc.Buy+12,132+12.6%108,049$115.06MQ2 2026Sep 23, 2026
Envestnet Portfolio Solutions, Inc.Buy+486+5.3%9,691$10.32MQ2 2026Sep 23, 2026
State Street CorpSell-488,288-1.4%34,392,316$36.62BQ2 2026Sep 22, 2026
Silicon Valley Capital PartnersSell-297-58.3%212$225.48KQ2 2026Sep 21, 2026
Security National Bank Of So DakSell-500-98.0%10$10.65KQ2 2026Sep 18, 2026
Security National Bank Of Sioux City IowaBuy+101+9.8%1,131$1.20MQ2 2026Sep 18, 2026
Anchor Investment Management, LlcSell-236-2.0%11,863$12.63MQ2 2026Sep 15, 2026
Reynders Mcveigh Capital Management, LlcSell-40-1.3%2,930$3.12KQ2 2026Sep 15, 2026
Cherry Tree Wealth Management, LlcSell-34-6.2%511$544.16KQ2 2026Sep 15, 2026
Talon Private Wealth, LlcSell-2,042-89.0%252$267.90KQ2 2026Sep 11, 2026
Smith Chas P & Associates Pa CpasSell-20-1.1%1,825$1.94MQ2 2026Sep 11, 2026
Integrated Wealth Concepts LlcBuy+12,124+49.8%36,447$38.81MQ2 2026Sep 09, 2026
Manufacturers Life Insurance Company, TheSell-9,098-2.9%306,110$325.98MQ2 2026Sep 09, 2026
Palogic Value Management, L.P.Sell-75-5.6%1,261$1.34MQ2 2026Sep 09, 2026
Parkside Financial Bank & TrustSell-9-0.2%5,483$5.84MQ2 2026Sep 04, 2026
Allianz Asset Management GmbhBuy+51,614+25.5%254,402$270.91MQ2 2026Sep 02, 2026
Citadel Advisors LlcBuy+46,332+15.0%355,861$378.96MQ2 2026Sep 02, 2026
Second Line Capital, LlcSell-66-6.4%972$1.04MQ2 2026Sep 02, 2026
Brown, Lisle/Cummings, Inc.Sell-46-1.8%2,541$2.71MQ2 2026Sep 02, 2026
Capital & Planning, LlcBuy+36+0.5%6,983$7.44MQ2 2026Sep 02, 2026
Alternative Investment Advisors, Llc.Buy+12+2.0%606$645.56KQ2 2026Aug 31, 2026
Cornerstone Financial Management LlcBuy+35+58.3%95$101.17KQ2 2026Aug 28, 2026
Corient Private Wealth LlcSell-36,913-6.8%505,859$538.69MQ2 2026Aug 27, 2026
Shepherd Wealth Management Ltd Liability CoSell-78-5.0%1,485$1.24MQ2 2026Aug 27, 2026
Wellington Grp LlcBuy+1,822—1,822$1.94MQ2 2026Aug 26, 2026
Horan Wealth, LlcBuy+130+9.3%1,535$1.63MQ2 2026Aug 26, 2026
Groupe La FrancaiseBuy+55,840—55,840$59.03MQ2 2026Aug 25, 2026
Tobias Financial Advisors, Inc.Buy+242—242$257.71KQ2 2026Aug 25, 2026
Financial Insights, Inc.Buy+8+1.5%537$571.32KQ2 2026Aug 25, 2026
Showing 30 of 3,568

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.