NUVEEN DOW 30 DYNAMIC OVERWR (DIAX) Institutional Ownership Changes & 13F Activity
NUVEEN DOW 30 DYNAMIC OVERWR (DIAX). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Morgan Stanley, Saba Capital Management, L.P., Bank Of America Corp, Raymond James Financial Inc, and Wells Fargo & Company/Mn.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Advisory Advocates, Llc | Sell | -84,167 | -100.0% | 0 | $0.00 | Q1 2026 | May 05, 2026 |
| Stolper Co | Sell | -21,781 | -59.7% | 14,709 | $10.04M | Q1 2026 | Apr 13, 2026 |
| Wealth Preservation Advisors, Llc | Sell | -8,190 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 23, 2026 |
| Sunbelt Securities, Inc. | Sell | -2,000 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 20, 2026 |
| Raymond James Financial Inc | Sell | -729,615 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 18, 2026 |
| Newedge Advisors, Llc | Sell | -54,578 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 18, 2026 |
| Saba Capital Management, L.P. | Sell | -1,599,746 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Bank Of America Corp | Sell | -1,123,777 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Guggenheim Capital Llc | Sell | -472,794 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Aqr Arbitrage Llc | Sell | -204,492 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| 1607 Capital Partners, Llc | Sell | -118,061 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Almitas Capital Llc | Sell | -114,201 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Rivernorth Capital Management, Llc | Sell | -112,137 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Osaic Holdings, Inc. | Sell | -96,637 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Royal Bank Of Canada | Sell | -92,820 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Ameriprise Financial Inc | Sell | -89,655 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Cetera Investment Advisers | Sell | -87,563 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Ionic Capital Management Llc | Sell | -72,133 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| &Partners | Sell | -69,614 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Private Advisor Group, Llc | Sell | -65,298 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Quantedge Capital Pte Ltd | Sell | -18,800 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| B. Riley Wealth Advisors, Inc. | Sell | -15,961 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | Sell | -15,556 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Waverly Advisors, Llc | Sell | -11,613 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Jones Financial Companies Lllp | Sell | -180 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 17, 2026 |
| Morgan Stanley | Sell | -1,714,813 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 13, 2026 |
| Wells Fargo & Company/Mn | Sell | -636,472 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 13, 2026 |
| Cornerstone Advisors, Llc | Sell | -185,466 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | Sell | -183,190 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 13, 2026 |
| Mml Investors Services, Llc | Sell | -135,848 | -100.0% | 0 | $0.00 | Q1 2026 | Feb 13, 2026 |
Frequently asked questions about DIAX activity
Which institutional owners are buying DIAX?
Institutional owners buying DIAX include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in DIAX activity?
"Buy" means an investor increased their reported position in DIAX compared to the prior reporting period. This reflects growing exposure to NUVEEN DOW 30 DYNAMIC OVERWR (DIAX) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in DIAX increasing?
Institutional interest in DIAX can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.
Related DIAX Institutional Insights
- DIAX Overview
- DIAX 13F Institutional Holders
- DIAX Top Institutional Shareholders
- Financial Services Sector Institutional Ownership
- Financial Services Sector Portfolio Overlap
- Institutional Portfolio Overlap & Shared Holdings
- Most Bought Financial Services Stocks By Institutional Investors
- Most Sold Financial Services Stocks By Institutional Investors
- DIAX Insider Trading & SEC Form 4 Activity
- DIAX Articles
- Top Institutional Investor Stock Rankings