NUVEEN DOW 30 DYNAMIC OVERWR (DIAX) Institutional Ownership Changes & 13F Activity

NUVEEN DOW 30 DYNAMIC OVERWR (DIAX). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Morgan Stanley, Saba Capital Management, L.P., Bank Of America Corp, Raymond James Financial Inc, and Wells Fargo & Company/Mn.

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Advisory Advocates, LlcSell-84,167-100.0%0$0.00Q1 2026May 05, 2026
Stolper CoSell-21,781-59.7%14,709$10.04MQ1 2026Apr 13, 2026
Wealth Preservation Advisors, LlcSell-8,190-100.0%0$0.00Q1 2026Feb 23, 2026
Sunbelt Securities, Inc.Sell-2,000-100.0%0$0.00Q1 2026Feb 20, 2026
Raymond James Financial IncSell-729,615-100.0%0$0.00Q1 2026Feb 18, 2026
Newedge Advisors, LlcSell-54,578-100.0%0$0.00Q1 2026Feb 18, 2026
Saba Capital Management, L.P.Sell-1,599,746-100.0%0$0.00Q1 2026Feb 17, 2026
Bank Of America CorpSell-1,123,777-100.0%0$0.00Q1 2026Feb 17, 2026
Guggenheim Capital LlcSell-472,794-100.0%0$0.00Q1 2026Feb 17, 2026
Aqr Arbitrage LlcSell-204,492-100.0%0$0.00Q1 2026Feb 17, 2026
1607 Capital Partners, LlcSell-118,061-100.0%0$0.00Q1 2026Feb 17, 2026
Almitas Capital LlcSell-114,201-100.0%0$0.00Q1 2026Feb 17, 2026
Rivernorth Capital Management, LlcSell-112,137-100.0%0$0.00Q1 2026Feb 17, 2026
Osaic Holdings, Inc.Sell-96,637-100.0%0$0.00Q1 2026Feb 17, 2026
Royal Bank Of CanadaSell-92,820-100.0%0$0.00Q1 2026Feb 17, 2026
Ameriprise Financial IncSell-89,655-100.0%0$0.00Q1 2026Feb 17, 2026
Cetera Investment AdvisersSell-87,563-100.0%0$0.00Q1 2026Feb 17, 2026
Ionic Capital Management LlcSell-72,133-100.0%0$0.00Q1 2026Feb 17, 2026
&PartnersSell-69,614-100.0%0$0.00Q1 2026Feb 17, 2026
Private Advisor Group, LlcSell-65,298-100.0%0$0.00Q1 2026Feb 17, 2026
Quantedge Capital Pte LtdSell-18,800-100.0%0$0.00Q1 2026Feb 17, 2026
B. Riley Wealth Advisors, Inc.Sell-15,961-100.0%0$0.00Q1 2026Feb 17, 2026
Rockefeller Capital Management L.P.Sell-15,556-100.0%0$0.00Q1 2026Feb 17, 2026
Waverly Advisors, LlcSell-11,613-100.0%0$0.00Q1 2026Feb 17, 2026
Jones Financial Companies LllpSell-180-100.0%0$0.00Q1 2026Feb 17, 2026
Morgan StanleySell-1,714,813-100.0%0$0.00Q1 2026Feb 13, 2026
Wells Fargo & Company/MnSell-636,472-100.0%0$0.00Q1 2026Feb 13, 2026
Cornerstone Advisors, LlcSell-185,466-100.0%0$0.00Q1 2026Feb 13, 2026
Thomas J. Herzfeld Advisors, Inc.Sell-183,190-100.0%0$0.00Q1 2026Feb 13, 2026
Mml Investors Services, LlcSell-135,848-100.0%0$0.00Q1 2026Feb 13, 2026
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Frequently asked questions about DIAX activity

  • Which institutional owners are buying DIAX?

    Institutional owners buying DIAX include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in DIAX activity?

    "Buy" means an investor increased their reported position in DIAX compared to the prior reporting period. This reflects growing exposure to NUVEEN DOW 30 DYNAMIC OVERWR (DIAX) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in DIAX increasing?

    Institutional interest in DIAX can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.