FIRST TRUST ULTRA SHORT DUR (FUMB) Institutional Ownership Changes & 13F Activity
FIRST TRUST ULTRA SHORT DUR (FUMB). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Gsg Advisors Llc, Lpl Financial Llc, Jpmorgan Chase & Co, Osaic Holdings, Inc., and Morgan Stanley.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Osaic Holdings, Inc. | Buy | +162,246 | +89.2% | 344,084 | $6.90M | Q2 2026 | Aug 14, 2026 |
| Raymond James Financial Inc | Buy | +61,009 | +22.0% | 337,934 | $6.78M | Q2 2026 | Aug 14, 2026 |
| Jane Street Group, Llc | Sell | -39,062 | -67.2% | 19,031 | $381.67K | Q2 2026 | Aug 14, 2026 |
| Wells Fargo & Company/Mn | Buy | +20,275 | +3.1% | 669,696 | $13.43M | Q2 2026 | Aug 14, 2026 |
| Goldman Sachs Group Inc | Buy | +20,124 | +82.0% | 44,651 | $895.48K | Q2 2026 | Aug 14, 2026 |
| Hrt Financial Lp | Buy | +19,121 | — | 19,121 | $383.00K | Q2 2026 | Aug 14, 2026 |
| Thrivent Financial For Lutherans | Buy | +7,536 | +8.2% | 99,686 | $2.00M | Q2 2026 | Aug 14, 2026 |
| Ifg Advisory, Llc | Buy | +2,689 | — | 2,689 | $53.93K | Q2 2026 | Aug 14, 2026 |
| Royal Bank Of Canada | Buy | +2,016 | +0.6% | 348,015 | $6.98M | Q2 2026 | Aug 14, 2026 |
| Advyzon Investment Management, Llc | Sell | -1,270 | -8.6% | 13,452 | $269.78K | Q2 2026 | Aug 14, 2026 |
| Gsg Advisors Llc | Buy | +501,234 | +3040.5% | 517,719 | $10.38M | Q2 2026 | Aug 13, 2026 |
| Morgan Stanley | Buy | +117,030 | +17.7% | 778,240 | $15.61M | Q2 2026 | Aug 13, 2026 |
| Ubs Group Ag | Buy | +17,053 | +8.0% | 229,246 | $4.60M | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | Sell | -5,111 | -3.9% | 125,283 | $2.51M | Q2 2026 | Aug 13, 2026 |
| Sanctuary Advisors, Llc | Buy | +4,025 | +6.2% | 69,073 | $1.39M | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, Llc | Buy | +739 | +12.3% | 6,763 | $135.63K | Q2 2026 | Aug 13, 2026 |
| Jpmorgan Chase & Co | Buy | +171,091 | — | 171,091 | $3.43M | Q2 2026 | Aug 12, 2026 |
| Summit Financial, Llc | Buy | +14,943 | +29.0% | 66,504 | $1.33M | Q2 2026 | Aug 12, 2026 |
| Newedge Advisors, Llc | Buy | +5,866 | +2.3% | 256,610 | $5.15M | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | Sell | -2,627 | -2.9% | 89,304 | $1.79M | Q2 2026 | Aug 12, 2026 |
| Harbour Investments, Inc. | Sell | -2,500 | -10.0% | 22,384 | $448.91K | Q2 2026 | Aug 12, 2026 |
| Stifel Financial Corp | Sell | -13 | -0.1% | 18,860 | $378.24K | Q2 2026 | Aug 12, 2026 |
| Tower Research Capital Llc (Trc) | Buy | +14,751 | — | 14,751 | $295.83K | Q2 2026 | Aug 11, 2026 |
| Keating Financial Advisory Services, Inc. | Buy | +3,019 | +17.6% | 20,148 | $404.07K | Q2 2026 | Aug 11, 2026 |
| Lpl Financial Llc | Sell | -227,067 | -25.8% | 652,475 | $13.09M | Q2 2026 | Aug 07, 2026 |
| Occidental Asset Management, Llc | Buy | +16,381 | +65.1% | 41,526 | $832.80K | Q2 2026 | Aug 07, 2026 |
| Img Wealth Management, Inc. | Sell | -1,943 | -71.6% | 769 | $15.42K | Q2 2026 | Aug 07, 2026 |
| Capital Financial Group Inc\Co\ | Buy | +1,490 | +1.8% | 82,431 | $1.65M | Q2 2026 | Aug 07, 2026 |
| Mml Investors Services, Llc | Buy | +809 | +7.9% | 11,046 | $221.53K | Q2 2026 | Aug 07, 2026 |
| Meridian Wealth Management, Llc | Buy | +4,840 | +15.7% | 35,742 | $716.81K | Q2 2026 | Aug 05, 2026 |
Frequently asked questions about FUMB activity
Which institutional owners are buying FUMB?
Institutional owners buying FUMB include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in FUMB activity?
"Buy" means an investor increased their reported position in FUMB compared to the prior reporting period. This reflects growing exposure to FIRST TRUST ULTRA SHORT DUR (FUMB) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in FUMB increasing?
Institutional interest in FUMB can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.