FIRST TRUST ULTRA SHORT DUR (FUMB) Institutional Ownership Changes & 13F Activity

FIRST TRUST ULTRA SHORT DUR (FUMB). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Gsg Advisors Llc, Lpl Financial Llc, Jpmorgan Chase & Co, Osaic Holdings, Inc., and Morgan Stanley.

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Osaic Holdings, Inc.Buy+162,246+89.2%344,084$6.90MQ2 2026Aug 14, 2026
Raymond James Financial IncBuy+61,009+22.0%337,934$6.78MQ2 2026Aug 14, 2026
Jane Street Group, LlcSell-39,062-67.2%19,031$381.67KQ2 2026Aug 14, 2026
Wells Fargo & Company/MnBuy+20,275+3.1%669,696$13.43MQ2 2026Aug 14, 2026
Goldman Sachs Group IncBuy+20,124+82.0%44,651$895.48KQ2 2026Aug 14, 2026
Hrt Financial LpBuy+19,12119,121$383.00KQ2 2026Aug 14, 2026
Thrivent Financial For LutheransBuy+7,536+8.2%99,686$2.00MQ2 2026Aug 14, 2026
Ifg Advisory, LlcBuy+2,6892,689$53.93KQ2 2026Aug 14, 2026
Royal Bank Of CanadaBuy+2,016+0.6%348,015$6.98MQ2 2026Aug 14, 2026
Advyzon Investment Management, LlcSell-1,270-8.6%13,452$269.78KQ2 2026Aug 14, 2026
Gsg Advisors LlcBuy+501,234+3040.5%517,719$10.38MQ2 2026Aug 13, 2026
Morgan StanleyBuy+117,030+17.7%778,240$15.61MQ2 2026Aug 13, 2026
Ubs Group AgBuy+17,053+8.0%229,246$4.60MQ2 2026Aug 13, 2026
Rockefeller Capital Management L.P.Sell-5,111-3.9%125,283$2.51MQ2 2026Aug 13, 2026
Sanctuary Advisors, LlcBuy+4,025+6.2%69,073$1.39MQ2 2026Aug 13, 2026
Steward Partners Investment Advisory, LlcBuy+739+12.3%6,763$135.63KQ2 2026Aug 13, 2026
Jpmorgan Chase & CoBuy+171,091171,091$3.43MQ2 2026Aug 12, 2026
Summit Financial, LlcBuy+14,943+29.0%66,504$1.33MQ2 2026Aug 12, 2026
Newedge Advisors, LlcBuy+5,866+2.3%256,610$5.15MQ2 2026Aug 12, 2026
Cetera Investment AdvisersSell-2,627-2.9%89,304$1.79MQ2 2026Aug 12, 2026
Harbour Investments, Inc.Sell-2,500-10.0%22,384$448.91KQ2 2026Aug 12, 2026
Stifel Financial CorpSell-13-0.1%18,860$378.24KQ2 2026Aug 12, 2026
Tower Research Capital Llc (Trc)Buy+14,75114,751$295.83KQ2 2026Aug 11, 2026
Keating Financial Advisory Services, Inc.Buy+3,019+17.6%20,148$404.07KQ2 2026Aug 11, 2026
Lpl Financial LlcSell-227,067-25.8%652,475$13.09MQ2 2026Aug 07, 2026
Occidental Asset Management, LlcBuy+16,381+65.1%41,526$832.80KQ2 2026Aug 07, 2026
Img Wealth Management, Inc.Sell-1,943-71.6%769$15.42KQ2 2026Aug 07, 2026
Capital Financial Group Inc\Co\Buy+1,490+1.8%82,431$1.65MQ2 2026Aug 07, 2026
Mml Investors Services, LlcBuy+809+7.9%11,046$221.53KQ2 2026Aug 07, 2026
Meridian Wealth Management, LlcBuy+4,840+15.7%35,742$716.81KQ2 2026Aug 05, 2026
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Frequently asked questions about FUMB activity

  • Which institutional owners are buying FUMB?

    Institutional owners buying FUMB include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in FUMB activity?

    "Buy" means an investor increased their reported position in FUMB compared to the prior reporting period. This reflects growing exposure to FIRST TRUST ULTRA SHORT DUR (FUMB) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in FUMB increasing?

    Institutional interest in FUMB can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.