FIRST TRUST ULTRA SHORT DUR (FUMB) Institutional Shareholders
FIRST TRUST ULTRA SHORT DUR (FUMB) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026. The institutional investors covered on this page collectively reported approximately $143.46M in FUMB holdings during the latest filing period.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of FUMB tracked by InsiderSet, reporting ownership valued at approximately $17.63M in its March 31, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $17.62M, representing an estimated loss of -0.07% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 60% of the total disclosed FUMB value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Morgan Stanley, Wells Fargo & Company/Mn, and several other long-term asset managers with concentrated positions in FIRST TRUST ULTRA SHORT DUR (FUMB).
This page ranks the largest institutional FUMB shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
85
Total Reported Value
$143.46M
Largest Holder
Lpl Financial Llc
Largest Position
$17.63M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
96
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.00% | 879,542 | $17,634,811 | $17,621,624 | -$13,187 | -0.07% | |
| Morgan Stanley | 0.00% | 661,210 | $13,257,292 | $13,247,342 | -$9,950 | -0.08% | |
| Wells Fargo & Company/Mn | 0.00% | 649,421 | $13,020,897 | $13,011,150 | -$9,747 | -0.07% | |
| Commonwealth Equity Services, Llc | 0.02% | 646,309 | $12,961,730 | $12,948,801 | -$12,929 | -0.10% | |
| Royal Bank Of Canada | 0.00% | 345,999 | $6,937,000 | $6,932,090 | -$4,910 | -0.07% | |
| Raymond James Financial Inc | 0.00% | 276,925 | $5,552,348 | $5,548,192 | -$4,156 | -0.07% | |
| Gateway Wealth Partners, Llc | 0.20% | 260,066 | $5,214,314 | $5,210,422 | -$3,892 | -0.07% | |
| Ubs Group Ag | 0.00% | 212,193 | $4,254,470 | $4,251,287 | -$3,183 | -0.07% | |
| Osaic Holdings, Inc. | 0.01% | 181,838 | $3,645,861 | $3,643,124 | -$2,737 | -0.08% | |
| Norris Financial Group, Llc | 0.65% | 178,090 | $3,584,915 | $3,568,033 | -$16,882 | -0.47% | |
| J.W. Cole Advisors, Inc. | 0.05% | 158,631 | $3,181,337 | $3,178,172 | -$3,165 | -0.10% | |
| Kestra Private Wealth Services, Llc | 0.03% | 157,770 | $3,164,075 | $3,160,922 | -$3,153 | -0.10% | |
| Kestra Advisory Services, Llc | 0.01% | 141,231 | $2,832,395 | $2,829,563 | -$2,832 | -0.10% | |
| Rockefeller Capital Management L.P. | 0.00% | 130,394 | $2,614,418 | $2,612,444 | -$1,974 | -0.08% | |
| Baird Financial Group, Inc. | 0.00% | 124,370 | $2,493,619 | $2,491,753 | -$1,866 | -0.07% | |
| Thomas J. Herzfeld Advisors, Inc. | 0.75% | 109,973 | $2,204,959 | $2,203,309 | -$1,650 | -0.07% | |
| Insight Inv Llc | 1.03% | 108,495 | $2,175,867 | $2,173,697 | -$2,170 | -0.10% | |
| Truist Financial Corp | 0.00% | 94,740 | $1,900,011 | $1,898,116 | -$1,895 | -0.10% | |
| Cetera Investment Advisers | 0.00% | 91,931 | $1,843,222 | $1,841,838 | -$1,384 | -0.08% | |
| Capital Financial Group Inc\Co\ | 0.89% | 80,941 | $1,622,868 | $1,621,653 | -$1,215 | -0.07% | |
| White Wing Wealth Management | 0.84% | 79,877 | $1,601,927 | $1,600,336 | -$1,591 | -0.10% | |
| Envestnet Asset Management Inc | 0.00% | 79,473 | $1,593,830 | $1,592,242 | -$1,588 | -0.10% | |
| Independent Advisor Alliance | 0.01% | 66,445 | $1,332,222 | $1,331,226 | -$996 | -0.07% | |
| Sanctuary Advisors, Llc | 0.01% | 65,048 | $1,304,212 | $1,303,237 | -$975 | -0.07% | |
| Mainsail Financial Group, Llc | 0.43% | 62,540 | $1,254,243 | $1,252,989 | -$1,254 | -0.10% | |
| Rothschild Wealth Llc | 0.11% | 62,524 | $1,253,606 | $1,252,668 | -$938 | -0.07% | |
| Stewardship Concepts Financial Services Llc | 0.80% | 59,548 | $1,194,235 | $1,193,044 | -$1,191 | -0.10% | |
| Jane Street Group, Llc | 0.00% | 58,093 | $1,164,765 | $1,163,893 | -$872 | -0.07% | |
| Wealthbridge Capital Management, Llc | 0.23% | 57,274 | $1,148,626 | $1,147,485 | -$1,141 | -0.10% | |
| Ashton Thomas Private Wealth, Llc | 0.02% | 55,032 | $1,103,667 | $1,102,566 | -$1,101 | -0.10% | |
| Old Mission Capital Llc | 0.03% | 54,794 | $1,098,619 | $1,097,798 | -$821 | -0.07% | |
| Summit Financial, Llc | 0.01% | 51,561 | $1,033,789 | $1,033,025 | -$764 | -0.07% | |
| Inspirion Wealth Advisors, Llc | 0.11% | 48,882 | $980,329 | $979,351 | -$978 | -0.10% | |
| Prospera Financial Services Inc | 0.01% | 45,907 | $920,661 | $919,747 | -$914 | -0.10% | |
| James Investment Research, Inc. | 0.09% | 45,571 | $913,926 | $913,015 | -$911 | -0.10% | |
| Mcdonald Partners Llc | 0.21% | 42,500 | $852,338 | $851,488 | -$851 | -0.10% | |
| Citadel Advisors Llc | 0.00% | 41,537 | $832,817 | $832,194 | -$623 | -0.07% | |
| Private Advisor Group, Llc | 0.00% | 39,887 | $799,927 | $799,136 | -$791 | -0.10% | |
| Susquehanna International Group, Llp | 0.00% | 35,797 | $717,730 | $717,193 | -$537 | -0.07% | |
| Dynamic Advisor Solutions Llc | 0.02% | 35,427 | $710,489 | $709,780 | -$709 | -0.10% | |
| Newedge Advisors, Llc | 0.03% | 250,744 | $707,126 | $5,023,656 | +$4,316,530 | +610.43% | |
| Transcend Capital Advisors, Llc | 0.05% | 32,386 | $649,348 | $648,854 | -$494 | -0.08% | |
| Meridian Wealth Management, Llc | 0.02% | 30,902 | $619,585 | $619,122 | -$463 | -0.07% | |
| Benjamin Edwards Inc | 0.01% | 28,571 | $572,982 | $572,420 | -$562 | -0.10% | |
| Capital Investment Advisory Services, Llc | 0.03% | 27,975 | $561,039 | $560,479 | -$560 | -0.10% | |
| Concurrent Investment Advisors, Llc | 0.00% | 26,411 | $529,673 | $529,144 | -$529 | -0.10% | |
| Occidental Asset Management, Llc | 0.06% | 25,145 | $504,157 | $503,780 | -$377 | -0.07% | |
| Harbour Investments, Inc. | 0.01% | 24,884 | $498,924 | $498,551 | -$373 | -0.07% | |
| Goldman Sachs Group Inc | 0.00% | 24,527 | $491,766 | $491,398 | -$368 | -0.07% | |
| Envestnet Portfolio Solutions, Inc. | 0.00% | 23,513 | $471,553 | $471,083 | -$470 | -0.10% |
Frequently asked questions about FUMB
Who owns the most FUMB stock?
The largest holders of FUMB are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for FIRST TRUST ULTRA SHORT DUR (FUMB).
Is FUMB widely held by superinvestors?
Many widely followed stocks like FUMB appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly FUMB is represented among the institutional managers we track.
What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?
Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.