FIRST TRUST ULTRA SHORT DUR (FUMB) Institutional Ownership Changes & 13F Activity

FIRST TRUST ULTRA SHORT DUR (FUMB). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Newedge Advisors, Llc, Gateway Wealth Partners, Llc, Thomas J. Herzfeld Advisors, Inc., Morgan Stanley, and Old Mission Capital Llc.

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Wells Fargo & Company/MnSell-38,830-5.6%649,421$13.02MQ1 2026Jul 08, 2026
Norris Financial Group, LlcSell-7,719-22.1%27,165$544.66KQ1 2026May 20, 2026
Newedge Advisors, LlcSell-410,113-62.1%250,744$707.13KQ1 2026May 18, 2026
Gateway Wealth Partners, LlcBuy+134,492+107.1%260,066$5.21MQ1 2026May 15, 2026
Morgan StanleySell-58,902-8.2%661,210$13.26MQ1 2026May 15, 2026
Old Mission Capital LlcBuy+54,794—54,794$1.10MQ1 2026May 15, 2026
Osaic Holdings, Inc.Sell-45,380-20.0%181,838$3.65MQ1 2026May 15, 2026
Susquehanna International Group, LlpBuy+35,797—35,797$717.73KQ1 2026May 15, 2026
Harbour Investments, Inc.Sell-32,053-56.3%24,884$498.92KQ1 2026May 15, 2026
Goldman Sachs Group IncBuy+24,527—24,527$491.77KQ1 2026May 15, 2026
Citadel Advisors LlcBuy+24,515+144.0%41,537$832.82KQ1 2026May 15, 2026
Summit Financial, LlcSell-4,366-7.8%51,561$1.03MQ1 2026May 15, 2026
Advisory Services Network, LlcBuy+2,796+19.7%16,972$340.28KQ1 2026May 15, 2026
Keating Financial Advisory Services, Inc.Buy+1,943+12.8%17,129$343.44KQ1 2026May 15, 2026
Royal Bank Of CanadaSell-1,488-0.4%345,999$6.94MQ1 2026May 15, 2026
Img Wealth Management, Inc.Buy+1,331+96.4%2,712$54.38KQ1 2026May 15, 2026
Mcdonald Partners LlcSell-500-1.2%42,500$852.13KQ1 2026May 15, 2026
Equitable Holdings, Inc.Sell-50-0.4%14,079$282.43KQ1 2026May 15, 2026
Raymond James Financial IncBuy+14,917+5.7%276,925$5.55MQ1 2026May 14, 2026
Baird Financial Group, Inc.Buy+7,500+6.4%124,370$2.49MQ1 2026May 14, 2026
Rockefeller Capital Management L.P.Buy+5,930+4.8%130,394$2.61MQ1 2026May 14, 2026
Capital Analysts, LlcSell-3,336-14.9%19,012$382.00KQ1 2026May 14, 2026
Mgo One Seven LlcBuy+1,658+9.4%19,375$388.47KQ1 2026May 14, 2026
Cwm, LlcBuy+333—333$6.68KQ1 2026May 14, 2026
Transcend Capital Advisors, LlcBuy+19,865+158.7%32,386$649.35KQ1 2026May 13, 2026
Newedge Wealth, LlcBuy+6,338+61.5%16,639$333.61KQ1 2026May 13, 2026
Ae Wealth Management LlcBuy+5,607+55.6%15,694$314.67KQ1 2026May 13, 2026
Cetera Investment AdvisersBuy+1,491+1.6%91,931$1.84MQ1 2026May 13, 2026
Gsg Advisors LlcBuy+112+0.7%16,485$330.53KQ1 2026May 13, 2026
Thomas J. Herzfeld Advisors, Inc.Buy+109,973—109,973$2.20MQ1 2026May 12, 2026
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Frequently asked questions about FUMB activity

  • Which institutional owners are buying FUMB?

    Institutional owners buying FUMB include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in FUMB activity?

    "Buy" means an investor increased their reported position in FUMB compared to the prior reporting period. This reflects growing exposure to FIRST TRUST ULTRA SHORT DUR (FUMB) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in FUMB increasing?

    Institutional interest in FUMB can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.