FIRST TRUST ULTRA SHORT DUR (FUMB) Institutional Ownership Changes & 13F Activity
FIRST TRUST ULTRA SHORT DUR (FUMB). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Newedge Advisors, Llc, Gateway Wealth Partners, Llc, Thomas J. Herzfeld Advisors, Inc., Morgan Stanley, and Old Mission Capital Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Wells Fargo & Company/Mn | Sell | -38,830 | -5.6% | 649,421 | $13.02M | Q1 2026 | Jul 08, 2026 |
| Norris Financial Group, Llc | Sell | -7,719 | -22.1% | 27,165 | $544.66K | Q1 2026 | May 20, 2026 |
| Newedge Advisors, Llc | Sell | -410,113 | -62.1% | 250,744 | $707.13K | Q1 2026 | May 18, 2026 |
| Gateway Wealth Partners, Llc | Buy | +134,492 | +107.1% | 260,066 | $5.21M | Q1 2026 | May 15, 2026 |
| Morgan Stanley | Sell | -58,902 | -8.2% | 661,210 | $13.26M | Q1 2026 | May 15, 2026 |
| Old Mission Capital Llc | Buy | +54,794 | — | 54,794 | $1.10M | Q1 2026 | May 15, 2026 |
| Osaic Holdings, Inc. | Sell | -45,380 | -20.0% | 181,838 | $3.65M | Q1 2026 | May 15, 2026 |
| Susquehanna International Group, Llp | Buy | +35,797 | — | 35,797 | $717.73K | Q1 2026 | May 15, 2026 |
| Harbour Investments, Inc. | Sell | -32,053 | -56.3% | 24,884 | $498.92K | Q1 2026 | May 15, 2026 |
| Goldman Sachs Group Inc | Buy | +24,527 | — | 24,527 | $491.77K | Q1 2026 | May 15, 2026 |
| Citadel Advisors Llc | Buy | +24,515 | +144.0% | 41,537 | $832.82K | Q1 2026 | May 15, 2026 |
| Summit Financial, Llc | Sell | -4,366 | -7.8% | 51,561 | $1.03M | Q1 2026 | May 15, 2026 |
| Advisory Services Network, Llc | Buy | +2,796 | +19.7% | 16,972 | $340.28K | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | Buy | +1,943 | +12.8% | 17,129 | $343.44K | Q1 2026 | May 15, 2026 |
| Royal Bank Of Canada | Sell | -1,488 | -0.4% | 345,999 | $6.94M | Q1 2026 | May 15, 2026 |
| Img Wealth Management, Inc. | Buy | +1,331 | +96.4% | 2,712 | $54.38K | Q1 2026 | May 15, 2026 |
| Mcdonald Partners Llc | Sell | -500 | -1.2% | 42,500 | $852.13K | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | Sell | -50 | -0.4% | 14,079 | $282.43K | Q1 2026 | May 15, 2026 |
| Raymond James Financial Inc | Buy | +14,917 | +5.7% | 276,925 | $5.55M | Q1 2026 | May 14, 2026 |
| Baird Financial Group, Inc. | Buy | +7,500 | +6.4% | 124,370 | $2.49M | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | Buy | +5,930 | +4.8% | 130,394 | $2.61M | Q1 2026 | May 14, 2026 |
| Capital Analysts, Llc | Sell | -3,336 | -14.9% | 19,012 | $382.00K | Q1 2026 | May 14, 2026 |
| Mgo One Seven Llc | Buy | +1,658 | +9.4% | 19,375 | $388.47K | Q1 2026 | May 14, 2026 |
| Cwm, Llc | Buy | +333 | — | 333 | $6.68K | Q1 2026 | May 14, 2026 |
| Transcend Capital Advisors, Llc | Buy | +19,865 | +158.7% | 32,386 | $649.35K | Q1 2026 | May 13, 2026 |
| Newedge Wealth, Llc | Buy | +6,338 | +61.5% | 16,639 | $333.61K | Q1 2026 | May 13, 2026 |
| Ae Wealth Management Llc | Buy | +5,607 | +55.6% | 15,694 | $314.67K | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | Buy | +1,491 | +1.6% | 91,931 | $1.84M | Q1 2026 | May 13, 2026 |
| Gsg Advisors Llc | Buy | +112 | +0.7% | 16,485 | $330.53K | Q1 2026 | May 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | Buy | +109,973 | — | 109,973 | $2.20M | Q1 2026 | May 12, 2026 |
Frequently asked questions about FUMB activity
Which institutional owners are buying FUMB?
Institutional owners buying FUMB include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in FUMB activity?
"Buy" means an investor increased their reported position in FUMB compared to the prior reporting period. This reflects growing exposure to FIRST TRUST ULTRA SHORT DUR (FUMB) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in FUMB increasing?
Institutional interest in FUMB can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.