FIRST TRUST SMALL CAP CORE A (FYX) Institutional Ownership Changes & 13F Activity
FIRST TRUST SMALL CAP CORE A (FYX). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Wells Fargo & Company/Mn, Fwg Holdings, Llc, Citadel Advisors Llc, Raymond James Financial Inc, and Ifg Advisory, Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Integrated Wealth Concepts Llc | Sell | -35 | -0.5% | 6,978 | $1.01M | Q2 2026 | Sep 09, 2026 |
| Citadel Advisors Llc | Sell | -27,245 | -92.1% | 2,331 | $336.36K | Q2 2026 | Sep 02, 2026 |
| Mercer Global Advisors Inc | Sell | -11,144 | -53.9% | 9,529 | $1.38M | Q2 2026 | Aug 19, 2026 |
| Equitable Holdings, Inc. | Buy | +6,091 | +38.0% | 22,106 | $3.19M | Q2 2026 | Aug 17, 2026 |
| Jefferies Financial Group Inc. | Buy | +5 | +0.3% | 1,724 | $248.82K | Q2 2026 | Aug 17, 2026 |
| Wells Fargo & Company/Mn | Buy | +170,920 | +31.4% | 715,280 | $103.21M | Q2 2026 | Aug 14, 2026 |
| Fwg Holdings, Llc | Buy | +48,614 | +2099.1% | 50,930 | $7.20M | Q2 2026 | Aug 14, 2026 |
| Raymond James Financial Inc | Buy | +21,755 | +5.3% | 435,608 | $62.86M | Q2 2026 | Aug 14, 2026 |
| Ifg Advisory, Llc | Buy | +21,378 | +15604.4% | 21,515 | $3.10M | Q2 2026 | Aug 14, 2026 |
| Jane Street Group, Llc | Sell | -20,218 | -90.0% | 2,247 | $324.24K | Q2 2026 | Aug 14, 2026 |
| Bank Of America Corp | Sell | -14,135 | -3.8% | 357,405 | $51.57M | Q2 2026 | Aug 14, 2026 |
| Two Sigma Investments, Lp | Buy | +13,300 | +237.5% | 18,900 | $2.73M | Q2 2026 | Aug 14, 2026 |
| Jones Financial Companies Lllp | Buy | +11,030 | +43.6% | 36,340 | $5.19M | Q2 2026 | Aug 14, 2026 |
| Flow Traders U.S. Llc | Buy | +8,116 | — | 8,116 | $1.17M | Q2 2026 | Aug 14, 2026 |
| Susquehanna International Group, Llp | Sell | -7,029 | -57.8% | 5,124 | $739.38K | Q2 2026 | Aug 14, 2026 |
| &Partners | Buy | +5,959 | +42.2% | 20,069 | $2.90M | Q2 2026 | Aug 14, 2026 |
| Royal Bank Of Canada | Sell | -4,317 | -0.6% | 704,083 | $101.60M | Q2 2026 | Aug 14, 2026 |
| Action Point Financial Planning, Llc | Buy | +3,500 | — | 3,500 | $505.03K | Q2 2026 | Aug 14, 2026 |
| Ausdal Financial Partners, Inc. | Buy | +3,346 | — | 3,346 | $482.82K | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, Llc | Buy | +2,333 | — | 2,333 | $336.61K | Q2 2026 | Aug 14, 2026 |
| Advyzon Investment Management, Llc | Buy | +1,999 | — | 1,999 | $288.45K | Q2 2026 | Aug 14, 2026 |
| Orion Porfolio Solutions, Llc | Buy | +1,464 | — | 1,464 | $211.25K | Q2 2026 | Aug 14, 2026 |
| Per Stirling Capital Management, Llc. | Buy | +1,183 | +1.8% | 66,712 | $9.63M | Q2 2026 | Aug 14, 2026 |
| Regal Investment Advisors Llc | Sell | -535 | -1.8% | 29,983 | $4.33M | Q2 2026 | Aug 14, 2026 |
| Ameriflex Group, Inc. | Buy | +530 | — | 530 | $76.48K | Q2 2026 | Aug 14, 2026 |
| Vestmark Advisory Solutions, Inc. | Sell | -397 | -17.7% | 1,846 | $266.44K | Q2 2026 | Aug 14, 2026 |
| Perennial Investment Advisors, Llc | Sell | -313 | -4.8% | 6,196 | $893.97K | Q2 2026 | Aug 14, 2026 |
| Goldman Sachs Group Inc | Buy | +236 | +5.7% | 4,393 | $633.89K | Q2 2026 | Aug 14, 2026 |
| Western Wealth Management, Llc | Buy | +83 | +0.3% | 29,597 | $4.27M | Q2 2026 | Aug 14, 2026 |
| Element Wealth, Llc | Sell | -45 | -1.3% | 3,414 | $492.63K | Q2 2026 | Aug 14, 2026 |
Frequently asked questions about FYX activity
Which institutional owners are buying FYX?
Institutional owners buying FYX include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in FYX activity?
"Buy" means an investor increased their reported position in FYX compared to the prior reporting period. This reflects growing exposure to FIRST TRUST SMALL CAP CORE A (FYX) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in FYX increasing?
Institutional interest in FYX can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.