GUGGENHEIM ACTIVE ALLOCATION (GUG) Institutional Ownership Changes & 13F Activity
GUGGENHEIM ACTIVE ALLOCATION (GUG). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Atlas Wealth Llc, Wells Fargo & Company/Mn, Sanctuary Advisors, Llc, Kestra Advisory Services, Llc, and Invesco Ltd..
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Citadel Advisors Llc | Buy | +2,000 | +6.6% | 32,181 | $514.25K | Q2 2026 | Sep 02, 2026 |
| Beacon Pointe Advisors, Llc | Buy | +29,342 | — | 29,342 | $468.89K | Q2 2026 | Aug 18, 2026 |
| Wells Fargo & Company/Mn | Buy | +369,050 | +124.4% | 665,643 | $10.64M | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | Buy | +84,145 | — | 84,145 | $1.34M | Q2 2026 | Aug 14, 2026 |
| Raymond James Financial Inc | Buy | +72,092 | +10.2% | 781,046 | $12.48M | Q2 2026 | Aug 14, 2026 |
| Bank Of America Corp | Buy | +45,183 | +4.9% | 960,147 | $15.34M | Q2 2026 | Aug 14, 2026 |
| Jane Street Group, Llc | Buy | +21,882 | — | 21,882 | $349.68K | Q2 2026 | Aug 14, 2026 |
| Orion Porfolio Solutions, Llc | Buy | +16,059 | — | 16,059 | $256.62K | Q2 2026 | Aug 14, 2026 |
| Cohen & Steers, Inc. | Buy | +15,000 | +1.8% | 863,149 | $13.79M | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | Sell | -2,808 | -0.3% | 801,539 | $12.81M | Q2 2026 | Aug 14, 2026 |
| Royal Bank Of Canada | Sell | -1,950 | -0.4% | 498,064 | $7.96M | Q2 2026 | Aug 14, 2026 |
| Osaic Holdings, Inc. | Sell | -1,436 | -3.6% | 38,286 | $611.82K | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, Llc | Buy | +109,996 | — | 109,996 | $1.76M | Q2 2026 | Aug 13, 2026 |
| Morgan Stanley | Buy | +27,151 | +1.0% | 2,865,899 | $45.80M | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, Llc | Buy | +24,798 | +16.5% | 174,918 | $2.80M | Q2 2026 | Aug 13, 2026 |
| Ubs Group Ag | Sell | -443 | -2.4% | 18,100 | $289.24K | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | Buy | +150 | +0.5% | 30,780 | $491.87K | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | Sell | -53,391 | -7.3% | 676,913 | $10.82M | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | Sell | -25,681 | -58.8% | 18,013 | $287.85K | Q2 2026 | Aug 12, 2026 |
| Stifel Financial Corp | Buy | +928 | +1.9% | 49,054 | $783.89K | Q2 2026 | Aug 12, 2026 |
| Jpmorgan Chase & Co | Buy | +550 | — | 550 | $8.77K | Q2 2026 | Aug 12, 2026 |
| Lpl Financial Llc | Sell | -4,680 | -12.0% | 34,227 | $546.94K | Q2 2026 | Aug 07, 2026 |
| Envestnet Asset Management Inc | Sell | -29,994 | -73.6% | 10,778 | $172.24K | Q2 2026 | Aug 03, 2026 |
| Oppenheimer & Co Inc | Sell | -23,139 | -34.6% | 43,824 | $700.31K | Q2 2026 | Aug 03, 2026 |
| Aviance Capital Partners, Llc | Buy | +1,248 | +3.9% | 32,915 | $525.98K | Q2 2026 | Jul 31, 2026 |
| Cambridge Investment Research Advisors, Inc. | Buy | +92 | +0.6% | 15,110 | $241.00 | Q2 2026 | Jul 30, 2026 |
| High Net Worth Advisory Group Llc | Buy | +180 | +1.4% | 12,735 | $203.51K | Q2 2026 | Jul 29, 2026 |
| Atlas Wealth Llc | Buy | +848,495 | — | 848,495 | $13.56M | Q2 2026 | Jul 28, 2026 |
| Kestra Advisory Services, Llc | Buy | +100,518 | — | 100,518 | $1.61M | Q2 2026 | Jul 28, 2026 |
| Wedbush Securities Inc | Buy | +1,550 | +14.3% | 12,365 | $198.00K | Q2 2026 | Jul 28, 2026 |
Frequently asked questions about GUG activity
Which institutional owners are buying GUG?
Institutional owners buying GUG include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in GUG activity?
"Buy" means an investor increased their reported position in GUG compared to the prior reporting period. This reflects growing exposure to GUGGENHEIM ACTIVE ALLOCATION (GUG) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in GUG increasing?
Institutional interest in GUG can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.