GUGGENHEIM ACTIVE ALLOCATION (GUG) Institutional Ownership Changes & 13F Activity

GUGGENHEIM ACTIVE ALLOCATION (GUG). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Atlas Wealth Llc, Wells Fargo & Company/Mn, Sanctuary Advisors, Llc, Kestra Advisory Services, Llc, and Invesco Ltd..

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Citadel Advisors LlcBuy+2,000+6.6%32,181$514.25KQ2 2026Sep 02, 2026
Beacon Pointe Advisors, LlcBuy+29,34229,342$468.89KQ2 2026Aug 18, 2026
Wells Fargo & Company/MnBuy+369,050+124.4%665,643$10.64MQ2 2026Aug 14, 2026
Invesco Ltd.Buy+84,14584,145$1.34MQ2 2026Aug 14, 2026
Raymond James Financial IncBuy+72,092+10.2%781,046$12.48MQ2 2026Aug 14, 2026
Bank Of America CorpBuy+45,183+4.9%960,147$15.34MQ2 2026Aug 14, 2026
Jane Street Group, LlcBuy+21,88221,882$349.68KQ2 2026Aug 14, 2026
Orion Porfolio Solutions, LlcBuy+16,05916,059$256.62KQ2 2026Aug 14, 2026
Cohen & Steers, Inc.Buy+15,000+1.8%863,149$13.79MQ2 2026Aug 14, 2026
Advisors Asset Management, Inc.Sell-2,808-0.3%801,539$12.81MQ2 2026Aug 14, 2026
Royal Bank Of CanadaSell-1,950-0.4%498,064$7.96MQ2 2026Aug 14, 2026
Osaic Holdings, Inc.Sell-1,436-3.6%38,286$611.82KQ2 2026Aug 14, 2026
Sanctuary Advisors, LlcBuy+109,996109,996$1.76MQ2 2026Aug 13, 2026
Morgan StanleyBuy+27,151+1.0%2,865,899$45.80MQ2 2026Aug 13, 2026
Steward Partners Investment Advisory, LlcBuy+24,798+16.5%174,918$2.80MQ2 2026Aug 13, 2026
Ubs Group AgSell-443-2.4%18,100$289.24KQ2 2026Aug 13, 2026
Rockefeller Capital Management L.P.Buy+150+0.5%30,780$491.87KQ2 2026Aug 13, 2026
Baird Financial Group, Inc.Sell-53,391-7.3%676,913$10.82MQ2 2026Aug 12, 2026
Cetera Investment AdvisersSell-25,681-58.8%18,013$287.85KQ2 2026Aug 12, 2026
Stifel Financial CorpBuy+928+1.9%49,054$783.89KQ2 2026Aug 12, 2026
Jpmorgan Chase & CoBuy+550550$8.77KQ2 2026Aug 12, 2026
Lpl Financial LlcSell-4,680-12.0%34,227$546.94KQ2 2026Aug 07, 2026
Envestnet Asset Management IncSell-29,994-73.6%10,778$172.24KQ2 2026Aug 03, 2026
Oppenheimer & Co IncSell-23,139-34.6%43,824$700.31KQ2 2026Aug 03, 2026
Aviance Capital Partners, LlcBuy+1,248+3.9%32,915$525.98KQ2 2026Jul 31, 2026
Cambridge Investment Research Advisors, Inc.Buy+92+0.6%15,110$241.00Q2 2026Jul 30, 2026
High Net Worth Advisory Group LlcBuy+180+1.4%12,735$203.51KQ2 2026Jul 29, 2026
Atlas Wealth LlcBuy+848,495848,495$13.56MQ2 2026Jul 28, 2026
Kestra Advisory Services, LlcBuy+100,518100,518$1.61MQ2 2026Jul 28, 2026
Wedbush Securities IncBuy+1,550+14.3%12,365$198.00KQ2 2026Jul 28, 2026
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Frequently asked questions about GUG activity

  • Which institutional owners are buying GUG?

    Institutional owners buying GUG include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in GUG activity?

    "Buy" means an investor increased their reported position in GUG compared to the prior reporting period. This reflects growing exposure to GUGGENHEIM ACTIVE ALLOCATION (GUG) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in GUG increasing?

    Institutional interest in GUG can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.